Initial Statement of Beneficial Ownership (3)
11 February 2016 - 02:00AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Jewkes Roger S
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/3/2016
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3. Issuer Name
and
Ticker or Trading Symbol
Fidelity National Financial, Inc. [FNF]
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(Last)
(First)
(Middle)
3760 STATE STREET, SUITE 201
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Chief Operating Officer /
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(Street)
SANTA BARBARA, CA 93105
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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FNF Group Common Stock
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69079.76
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D
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FNF Group Common Stock
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424.27
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I
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FNF 401(k) account
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FNFV Group Common Stock
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43
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D
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FNFV Group Common Stock
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136.01
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I
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FNFV 401(k)
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FNFV Group Common Stock
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111506.925
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I
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Jewkes Family Trust
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FNF Group Common Stock
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344097.135
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I
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Jewkes Family Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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FNF Group Stock Option (right To Purchase)
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11/8/2013
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11/8/2019
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FNF Group Common Stock
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38282
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$19.62
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D
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FNF Group Stock Option (right To Purchase)
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11/21/2014
(1)
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11/21/2020
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FNF Group Common Stock
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1874960
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$24.24
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D
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FNF Group Stock Option (right To Purchase)
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11/3/2015
(2)
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11/3/2021
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FNF Group Common Stock
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66049
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$29.80
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D
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FNF Group Stock Option (right To Purchase)
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10/29/2016
(3)
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10/29/2022
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FNF Group Common Stock
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750000
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$34.84
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D
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Explanation of Responses:
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(
1)
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The options vest in three equal annual installments beginning November 21, 2014.
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(
2)
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The options vest in three equal annual installments beginning November 3, 2015.
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(
3)
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The options vest in three equal annual installments beginning October 29, 2016.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Jewkes Roger S
3760 STATE STREET
SUITE 201
SANTA BARBARA, CA 93105
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Chief Operating Officer
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Signatures
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/s/ Michael L. Gravelle, as attorney-in-fact
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2/9/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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