Written Communication Relating to an Issuer or Third Party (sc To-c)
02 May 2019 - 7:14AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule TO
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
Johnson
Controls International plc
(Name of Subject Company (Issuer) and Filing Person (Offeror))
Ordinary Shares, par value $0.01
(Title of Class of Securities)
G51502105
(CUSIP Number
of Class of Securities)
Michael R. Peterson
Johnson Controls International plc
5757 North Green Bay Avenue
Milwaukee, Wisconsin 53201
(414)
524-1200
(Name, address, including zip code, and telephone number, including area code, of agent for service)
with a copy to:
Alan M. Klein, Esq.
Kenneth B. Wallach, Esq.
Marisa D. Stavenas, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New
York, New York 10017
(212)
455-2000
(Name, address and telephone number of person authorized to receive notices and communications on behalf of the filing persons)
CALCULATION OF FILING FEE
|
|
|
Transaction Valuation*
|
|
Amount Of Filing Fee*
|
Not applicable
|
|
Not applicable
|
|
*
|
Pursuant to General Instruction D of Schedule TO, a filing fee is not required with this filing as it relates
solely to preliminary communications made before the commencement of a tender offer.
|
☐
|
Check the box if any part of the fee is offset as provided by Rule
0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
|
|
|
|
|
|
|
|
Amount Previously Paid:
|
|
N/A
|
|
Filing Party:
|
|
N/A
|
Form or Registration No.:
|
|
N/A
|
|
Date Filed:
|
|
N/A
|
☒
|
Check the box if the filing relates solely to preliminary communications made before the commencement of a
tender offer.
|
Check the appropriate boxes below to designate any transactions to which the statement relates:
|
☐
|
third-party tender offer subject to Rule
14d-1.
|
|
☒
|
issuer tender offer subject to Rule
13e-4.
|
|
☐
|
going-private transaction subject to Rule
13e-3.
|
|
☐
|
amendment to Schedule 13D under Rule
13d-2.
|
Check the following box if the filing is a final amendment reporting the results of the tender offer: ☐
If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:
☐
|
Rule
13e-4(i)
(Cross-Border Issuer Tender Offer)
|
☐
|
Rule
14d-1(d)
(Cross-Border Third Party Tender Offer)
|
On May 1, 2019, Johnson Controls International plc (the Company) held an earnings
conference call during which executives of the Company responded to questions concerning its announced intention to launch a modified Dutch auction tender offer to purchase its ordinary shares. An excerpted transcript of the conference
call containing a response to questions posed relating to the equity tender offer is included as Exhibit 99.1 to this Schedule TO.
The equity tender
offer discussed in this communication has not yet commenced, and there can be no assurances that the Company will commence the equity tender offer on the terms described in this communication or at all. This communication is for informational
purposes only. This Communication is not a recommendation to buy or sell the Companys common stock or any other securities. On the commencement date of the equity tender offer, the Company will file a tender offer statement on Schedule TO,
including an offer to purchase, letter of transmittal and related materials, with the United States Securities and Exchange Commission (the SEC). The equity tender offer will be made only pursuant to the offer to purchase, the related
letter of transmittal and other related materials filed as part of the Schedule TO with the SEC upon commencement of the equity tender offer. When available, shareholders should read carefully the offer to purchase, letter of transmittal and related
materials because they will contain important information, including the various terms of, and conditions to, the equity tender offer. Once the equity tender offer is commenced, shareholders will be able to obtain a free copy of the tender offer
statement on Schedule TO, the offer to purchase, letter of transmittal and other documents that the Company will be filing with the SEC at the SECs website at
www.sec.gov
or from the Companys information agent in connection with
the equity tender offer.
|
|
|
Exhibit
No.
|
|
Document Description
|
|
|
99.1
|
|
Excerpted transcript of Johnson Controls International plcs earnings conference call on May 1, 2019
|
Johnson Controls (NYSE:JCI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Johnson Controls (NYSE:JCI)
Historical Stock Chart
From Apr 2023 to Apr 2024