Item 5.07
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Submission of Matters to a Vote of Security Holders
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The Annual Meeting of Shareholders of Prudential Financial, Inc. (the Company) was held on May 14, 2019. Shareholders voted as follows on the
matters presented for a vote.
1. The nominees for election to the Board of Directors were elected based upon the following votes:
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Nominee
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For
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Against
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Abstain
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Broker
Non-Votes
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Thomas J. Baltimore, Jr.
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178,524,050
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83,035,878
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1,104,250
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41,598,636
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Gilbert F. Casellas
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250,111,571
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11,439,147
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1,114,954
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41,598,636
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Robert M. Falzon
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256,678,026
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4,891,355
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1,095,113
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41,598,636
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Mark B. Grier
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256,324,174
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5,220,989
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1,119,215
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41,598,636
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Martina Hund-Mejean
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260,196,563
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1,428,237
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1,040,463
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41,598,636
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Karl J. Krapek
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248,840,181
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12,665,644
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1,160,238
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41,598,636
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Peter R. Lighte
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259,125,344
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2,403,415
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1,136,433
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41,598,636
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Charles F. Lowrey
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244,406,441
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16,327,870
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1,930,815
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41,598,636
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George Paz
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259,994,533
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1,520,546
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1,150,008
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41,598,636
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Sandra Pianalto
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258,795,721
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2,871,752
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997,236
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41,598,636
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Christine A. Poon
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257,281,125
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4,354,107
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1,029,971
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41,598,636
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Douglas A. Scovanner
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259,933,198
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1,556,379
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1,176,889
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41,598,636
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Michael A. Todman
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258,124,251
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3,426,244
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1,115,813
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41,598,636
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2. The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Companys independent registered public
accounting firm was approved based upon the following votes:
Votes for approval: 292,025,113
Votes against: 11,316,469
Abstentions: 923,203
There were no
broker non-votes for
this item.
3. The proposal to approve, on an advisory basis, the compensation of the Companys named executive officers was approved based upon the following
votes:
Votes for approval: 242,419,189
Votes against:
17,882,959
Abstentions: 2,363,863
Broker non-votes: 41,598,636
4. The shareholder proposal regarding Right to Act by Written Consent was not
approved based on the following votes:
Votes for approval: 35,294,770
Votes against: 224,667,010
Abstentions: 2,701,621
Broker non-votes: 41,598,636