Statement of Changes in Beneficial Ownership (4)
09 January 2020 - 8:33AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wirth Michael K |
2. Issuer Name and Ticker or Trading Symbol
CHEVRON CORP
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CVX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman and CEO |
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(Last)
(First)
(Middle)
6001 BOLLINGER CANYON ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/6/2020 |
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(Street)
SAN RAMON, CA 94583
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 1/6/2020 | | M(1) | | 33750 | A | $73.70 | 33750 | D | |
| Common Stock | 1/6/2020 | | M(1) | | 33750 | A | $73.70 | 67500 | D | |
| Common Stock | 1/6/2020 | | S(1) | | 26731 | D | $120.9787 (2) | 40769 | D | |
| Common Stock | 1/6/2020 | | S(1) | | 7019 | D | $121.4298 (3) | 33750 | D | |
| Common Stock | 1/6/2020 | | S(1) | | 26973 | D | $120.9807 (4) | 6777 | D | |
| Common Stock | 1/6/2020 | | S(1) | | 6777 | D | $121.4341 (5) | 0 | D | |
| Common Stock | | | | | | | | 14318 | I | by 401(k) plan |
| Common Stock | | | | | | | | 17784 (6) | I | by Limited Partnership |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-Qualified Stock Option (Right to Buy) | $73.70 | 1/6/2020 | | M | | | 33750 | (7) | 1/27/2020 | Common Stock | 33750 | $0 | 33750 | D | |
| Non-Qualified Stock Option (Right to Buy) | $73.70 | 1/6/2020 | | M | | | 33750 | (7) | 1/27/2020 | Common Stock | 33750 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2019. |
| (2) | These shares were sold in multiple transactions at prices ranging from $120.34 to $121.33, inclusive. The price reported in Column 4 reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. |
| (3) | These shares were sold in multiple transactions at prices ranging from $121.34 to $121.66, inclusive. The price reported in Column 4 reflects the weighted average sales price |
| (4) | These shares were sold in multiple transactions at prices ranging from $120.34 to $121.33, inclusive. The price reported in Column 4 reflects the weighted average sales price. |
| (5) | These shares were sold in multiple transactions at prices ranging from $121.34 to $121.66, inclusive. The price reported in Column 4 reflects the weighted average sales price. |
| (6) | The reporting person owns only a 1% general partnership interest in the limited partnership. The remaining limited partnership interests are owned equally by four separate trusts for the benefit of each of the reporting person's children. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein. |
| (7) | Option granted 1/27/2010. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Wirth Michael K
6001 BOLLINGER CANYON ROAD
SAN RAMON, CA 94583 | X |
| Chairman and CEO |
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Signatures
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| /s/ Christine L. Cavallo, Attorney-in-Fact for Michael K. Wirth | | 1/8/2020 |
| **Signature of Reporting Person | Date |
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