Statement of Changes in Beneficial Ownership (4)
30 May 2020 - 8:29AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PERRY MARK L |
2. Issuer Name and Ticker or Trading Symbol
NVIDIA CORP
[
NVDA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O NVIDIA CORPORATION, 2788 SAN TOMAS EXPRESSWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/27/2020 |
(Street)
SANTA CLARA, CA 95051
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/27/2020 | | S | | 400 | D | $326.5125 (1) | 23831 | D | |
Common Stock | 5/27/2020 | | S | | 802 | D | $327.9323 (2) | 23029 | D | |
Common Stock | 5/27/2020 | | S | | 1300 | D | $329.2785 (3) | 21729 | D | |
Common Stock | 5/27/2020 | | S | | 1600 | D | $330.3163 (4) | 20129 | D | |
Common Stock | 5/27/2020 | | S | | 2200 | D | $331.3118 (5) | 17929 | D | |
Common Stock | 5/27/2020 | | S | | 1100 | D | $332.2009 (6) | 16829 | D | |
Common Stock | 5/27/2020 | | S | | 404 | D | $333.4514 (7) | 16425 | D | |
Common Stock | 5/27/2020 | | S | | 1202 | D | $335.867 (8) | 15223 | D | |
Common Stock | 5/27/2020 | | S | | 800 | D | $336.9725 (9) | 14423 | D | |
Common Stock | 5/27/2020 | | S | | 600 | D | $338.0933 (10) | 13823 | D | |
Common Stock | 5/27/2020 | | S | | 600 | D | $339.1567 (11) | 13223 | D | |
Common Stock | 5/27/2020 | | S | | 300 | D | $340.3767 (12) | 12923 | D | |
Common Stock | 5/27/2020 | | S | | 300 | D | $341.5433 (13) | 12623 | D | |
Common Stock | 5/27/2020 | | S | | 600 | D | $342.7283 (14) | 12023 | D | |
Common Stock | | | | | | | | 40000 | I | By Trust (15) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents weighted average sales price. The shares were sold at prices ranging from $326.31 to $326.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(2) | Represents weighted average sales price. The shares were sold at prices ranging from $327.68 to $328.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(3) | Represents weighted average sales price. The shares were sold at prices ranging from $328.80 to $329.70. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(4) | Represents weighted average sales price. The shares were sold at prices ranging from $329.84 to $330.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(5) | Represents weighted average sales price. The shares were sold at prices ranging from $330.94 to $331.88. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(6) | Represents weighted average sales price. The shares were sold at prices ranging from $331.96 to 332.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(7) | Represents weighted average sales price. The shares were sold at prices ranging from $333.09 to $333.68. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(8) | Represents weighted average sales price. The shares were sold at prices ranging from $335.33 to $336.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(9) | Represents weighted average sales price. The shares were sold at prices ranging from $336.54 to $337.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(10) | Represents weighted average sales price. The shares were sold at prices ranging from $337.57 to $338.51. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(11) | Represents weighted average sales price. The shares were sold at prices ranging from $338.65 to $339.61 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(12) | Represents weighted average sales price. The shares were sold at prices ranging from $340.04 to $341.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(13) | Represents weighted average sales price. The shares were sold at prices ranging from $341.19 to $341.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(14) | Represents weighted average sales price. The shares were sold at prices ranging from $342.40 to $343.35. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(15) | Held by The Perry & Pena Family Trust, of which Mr. Perry and his wife are co-trustees |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PERRY MARK L C/O NVIDIA CORPORATION 2788 SAN TOMAS EXPRESSWAY SANTA CLARA, CA 95051 | X |
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Signatures
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/s/ Rebecca Peters, Attorney-in-Fact for Mark L. Perry | | 5/29/2020 |
**Signature of Reporting Person | Date |
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