Statement of Changes in Beneficial Ownership (4)
22 December 2020 - 08:22AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Khalaf
Michel |
2. Issuer Name and Ticker or Trading
Symbol METLIFE INC [ MET ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President & CEO |
(Last)
(First)
(Middle)
METLIFE, INC., 200 PARK AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/17/2020
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(Street)
NEW YORK, NY 10166
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/17/2020 |
|
M(1) |
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29383 |
A |
$40.91 |
60565 |
D |
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Common Stock |
12/17/2020 |
|
D(1) |
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29383 |
D |
$46.31 |
31182 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Unit Options (Cash-Payable) |
$40.91 |
12/17/2020 |
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M |
|
29383 (2) |
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(3) |
2/22/2021 |
Common Stock |
29383.0 |
$0 |
0 |
D |
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Explanation of
Responses: |
(1) |
Exercise of unit options,
which are cash-payable stock appreciation rights. The unit options
expired if unexercised by February 2021. |
(2) |
Includes 3,133 unit options
previously added to the reporting person's award through an
adjustment to maintain the intrinsic value of the unit options in
light of the distribution by MetLife, Inc. to its shareholders of
Brighthouse Financial, Inc. common stock. The reporting person did
not receive shares of Brighthouse Financial, Inc. common stock on
account of the unit options. |
(3) |
The unit options became
exercisable in three substantially equal installments on February
23, 2012, 2013 and 2014. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Khalaf Michel
METLIFE, INC.
200 PARK AVENUE
NEW YORK, NY 10166 |
X |
|
President & CEO |
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Signatures
|
/s/ Mark A. Schuman, authorized
signer |
|
12/21/2020 |
**Signature of
Reporting Person |
Date |