JPMorgan Securities Plc Form 8.5 (EPT/RI)-Wm Morrison Supermarkets plc amd (3686M)
21 September 2021 - 2:17AM
UK Regulatory
TIDMMRW
RNS Number : 3686M
JPMorgan Securities Plc
20 September 2021
AMMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant Wm Morrison Supermarkets plc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(c) Name of the party to the offer with which exempt Financial adviser to Clayton, Dubilier & Rice, LLC as
principal trader is connected: manager of Clayton, Dubilier & Rice
Funds XI
----------------------------------------------------------
(d) Date dealing undertaken: 15 September 2021
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(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
10p ordinary Purchase 3,356,832 2.9400 GBP 2.9010 GBP
Sale 2,957,923 2.9184 GBP 2.9013 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
10p ordinary Equity Swap Decrease Long 355,229 2.9200 GBP
1,219 2.9089 GBP
26,108 2.9106 GBP
25,199 2.9069 GBP
7,071 2.9093 GBP
641 2.9097 GBP
Decrease Short 4,540 2.9089 GBP
642 2.9130 GBP
5,288 2.9059 GBP
15,136 2.9119 GBP
11,637 2.9148 GBP
386 2.9088 GBP
352,328 2.9110 GBP
1,000 2.9078 GBP
4,422 2.9122 GBP
23,136 2.9118 GBP
642 2.9180 GBP
1,147 2.9079 GBP
4,866 2.9061 GBP
90 2.9062 GBP
Increase Long 9,840 2.9069 GBP
3,077 2.9090 GBP
9,963 2.9100 GBP
Increase Short 10,015 2.9137 GBP
4,905 2.9053 GBP
8,391 2.9103 GBP
50,000 2.9128 GBP
8,191 2.9115 GBP
75,000 2.9088 GBP
16,780 2.9063 GBP
18,719 2.9086 GBP
5,371 2.9066 GBP
661 2.9120 GBP
132,408 2.9060 GBP
10,811 2.9096 GBP
1,065 2.9159 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20 September 2021
Contact name: Alwyn Basch
------------------
Telephone number: 020 7742 7407
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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