Bankers, Without Final Rules, Position For TARP Repayment
15 May 2009 - 3:43AM
Dow Jones News
Bankers, waiting anxiously to hear from the U.S. government on
how exactly they can repay Troubled Asset Relief Program money, are
trying to gauge what the conditions will be.
Regulators have made clear that banks need to submit a capital
plan when they apply for repayment. But they have not said how much
capital they expected bankers to raise, if any, to replenish the
investment they pay back.
Some capital raises may be needed to repay investments banks
received through TARP. After all, the government doesn't want banks
to curtail lending during the recession because they paid back TARP
funds.
BB&T Corp. (BBT) has taken a very direct path, replacing the
$3.1 billion it received from TARP in full with other funds,
including new common stocks and bonds. "Our request for approval
has been submitted," said Christopher Henson, BB&T's chief
operating officer.
Bank of New York Mellon Corp. (BK), too, has its capital ducks
in a row to replenish TARP funds, and is among a list of banks big
and small eager to get the government money off their balance
sheets. Several small banks have already returned at least $570
million of their TARP investments to the government, but none of
the stress tested banks have been told yet whether they can do
so.
Four banks announced common share offerings Monday and cited
TARP repayment as one reason for raising capital. In addition to
BB&T and Bank of New York, Capital One Financial Corp. (COF)
and U.S. Bancorp (USB) went to market; all four were told they do
not need more capital or common equity following the Federal
Reserve Board's recent stress test.
American Express Co. (AXP) said immediately after the stress
test results were disclosed that it filed a request to pay back
TARP. Goldman Sachs (GS) would not say whether it filed its
request, but it did raise $5.75 billion in equity this week - it
had received $10 billion from the government.
Capital One and U.S. Bancorp have also raised about half of
their respective TARP monies. Capital One did a $1.75 billion stock
offering, U.S. Bancorp raised $2.5 billion in equity and $1.5
billion in debt.
When TARP was amended with the Capital Purchase Program last
year, it came with a provision that to repay the money, banks
needed to raise capital equal to the cash they got. That provision
was later dropped, but "bankers need to show regulators strong
capital" in part because "the government has a strong bias against
(banks) repaying TARP," said Kip A. Weissman, a partner with law
firm Luse Gorman Pomerenk & Schick PC. "It's a badge of honor
these days to raise capital," he said.
The capital plan of BB&T consists of a $1.5 billion stock
offering Monday, $800 million in debt already raised earlier, and
$725 million in savings from cutting its dividend.
In an interview with Dow Jones Newswires, BB&T's Henson
said, "If you go through the trouble to go through a capital plan,
which you are required to submit for repayment, then what you'd
want, and certainly what the regulators would expect, is that you
have a better quality capital structure."
Henson said BB&T raised capital to remain strong through the
recession and keep lending "aggressively." He said the bank made $2
billion in loans in the first quarter, and would have made the
exact same amount of loans had it never received TARP.
Bank of New York Mellon Chairman and Chief Executive Bob Kelly
told investors Wednesday during the UBS AG Global Financial
Services Conference in New York that TARP might hamper rather than
help banks.
Initially, business and institutional clients (particularly
abroad) "saw TARP as being a huge competitive advantage" for Bank
of New York Mellon, he said. "It really helped us pick up some
business."
But that sentiment "changed radically over the past two or three
months and it's now a negative to have TARP."
Bank of New York has in place a mix of new equity and debt and a
dividend cut to replenish the $3.3 billion it got under TARP.
"I think we have everything in place now to allow us to" repay,
Kelly said.
-By Matthias Rieker, Dow Jones Newswires; 201-938-5936;
matthias.rieker@dowjones.com