Initial Statement of Beneficial Ownership (3)
12 January 2022 - 4:19AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wichman Gordon Douglas |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2022
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3. Issuer Name and Ticker or Trading Symbol
AAON, INC. [AAON]
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(Last)
(First)
(Middle)
2425 S YUKON AVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Vice President / |
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(Street)
TULSA, OK 74107
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, par value $.004 | 4703 | D | |
| Common Stock, par value $.004 | 1294 | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | 8/1/2017 | 8/1/2026 | Common Stock | 304.0 | $26.47 | D | |
| Stock Option (Right to Buy) | 11/18/2017 | 11/18/2026 | Common Stock | 300.0 | $32.8 | D | |
| Stock Option (Right to Buy) | 4/10/2018 | 4/10/2027 | Common Stock | 600.0 | $34.4 | D | |
| Stock Option (Right to Buy) | 2/9/2019 | 2/9/2028 | Common Stock | 1240.0 | $33.2 | D | |
| Stock Option (Right to Buy) | 10/23/2019 | 10/23/2028 | Common Stock | 13668.0 | $32.37 | D | |
| Stock Option (Right to Buy) | 3/11/2020 | 3/11/2029 | Common Stock | 32500.0 | $41.37 | D | |
| Stock Option (Right to Buy) | 3/11/2021 | 3/11/2030 | Common Stock | 10520.0 | $44.22 | D | |
| Stock Option (Right to Buy) | 3/11/2022 | 3/11/2031 | Common Stock | 4071.0 | $73.36 | D | |
| Explanation of Responses: |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Wichman Gordon Douglas
2425 S YUKON AVE
TULSA, OK 74107 |
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| Vice President |
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Signatures
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| Gordon D. Wichman | | 1/11/2022 |
| **Signature of Reporting Person | Date |
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