Securities Registration: Employee Benefit Plan (s-8)
30 March 2022 - 07:36AM
Edgar (US Regulatory)
Registration No. 333-
As filed with the United States Securities and
Exchange Commission on March 29, 2022
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Abcam plc
(Exact name of registrant as specified in its
charter)
|
|
|
United Kingdom |
|
Not Applicable |
(State or other jurisdiction of
incorporation or organization)
|
|
(I.R.S. Employer
Identification Number)
|
|
|
|
Discovery Drive
Cambridge Biomedical Campus
Cambridge, CB2 0AX
United Kingdom
|
|
Not Applicable |
(Address of Principal Executive
Offices) |
|
(Zip Code) |
ABCAM PLC GROWTH PLAN
(Full title of the plan)
Abcam Inc.
152 Grove Street
Suite 1100
Waltham, Massachusetts
02453
(Name and address of agent for service)
(888) 772-2226
(Telephone number, including area code, of agent
for service)
Copies to:
|
|
|
Ian D. Schuman
Nathan Ajiashvili
Jennifer Gascoyne
Latham & Watkins LLP
1271 Avenue of the Americas
New York, New York 10020
(212) 906-1200
|
|
Robbie McLaren
Anna Ngo
Latham & Watkins (London) LLP
99 Bishopsgate
London EC2M 3XF
United Kingdom
+44 20 7710-1000
|
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a smaller
reporting company or an emerging growth company. See the
definitions of “large accelerated filer”, “accelerated filer,”
“smaller reporting company” and “emerging growth company” in Rule
12b-2 of the Exchange
Act.
|
|
|
|
|
|
|
Large Accelerated Filer |
|
☒ |
|
Accelerated Filer |
|
☐ |
|
|
|
|
Non-Accelerated Filer |
|
☐ |
|
Smaller reporting company |
|
☐ |
|
|
|
|
|
|
|
|
Emerging growth company |
|
☐ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the
Securities Act. ☐
PART I
INFORMATION REQUIRED IN THE SECTION 10(a)
PROSPECTUS
The documents containing the information specified in this Part I
of Form S-8 (Plan
Information and Registration Information and Employee Plan Annual
Information) will be sent or given to employees as specified by the
U.S. Securities and Exchange Commission (the “Commission”)
pursuant to Rule 428(b)(1) promulgated under the Securities Act.
Such documents are not required to be and are not filed with the
Commission either as part of this Registration Statement or as
prospectuses or prospectus supplements pursuant to Rule 424
promulgated under the Securities Act. These documents and the
documents incorporated by reference in this Registration Statement
pursuant to Item 3 of Part II hereof, taken together, constitute a
prospectus that meets the requirements of Section 10(a) of the
Securities Act. The Registrant will provide a written statement to
participants advising them of the availability without charge, upon
written or oral request, of the documents incorporated by reference
in Item 3 of Part II hereof and including the statement in the
preceding sentence. The written statement to all participants will
indicate the availability without charge, upon written or oral
request, of other documents required to be delivered pursuant to
Rule 428(b), and will include the address and telephone number to
which the request is to be directed.
PART II
INFORMATION REQUIRED IN THE REGISTRATION
STATEMENT
Item 3. |
Incorporation of Documents by Reference.
|
The information incorporated by reference herein is considered to
be part of this Registration Statement, and later information filed
with the Commission will update and supersede this information. The
Registrant hereby incorporates by reference into this Registration
Statement the following documents previously filed with the
Commission, pursuant to the Securities Act and
the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), as applicable:
(a) |
the Registrant’s Annual Report on Form 20-F for the year ended
December 31, 2021, filed with the Commission on March 14,
2022 (File No. 001-39633);
|
(b) |
the Registrant’s Report of Foreign Private Issuer on
Form 6-K, filed with the
Commission on March 14, 2022 (only with respect to the IFRS
financial information contained therein); and
|
(c) |
the description of the Registrant’s Ordinary Shares
and ADSs contained in the Registrant’s Registration Statement
on Form 8-A filed on
October 19, 2020 (File No. 001-39633) under the Exchange
Act, as updated by “Description of Securities” filed as Exhibit 2.3
to the Registrant’s Annual Report on Form 20-F for the year ended
December 31, 2021, including any amendment or report filed for
the purpose of updating such description.
|
All documents or reports filed by the Company with the Commission
pursuant to Sections 13(a), 13(c), 14 and 15(d) of
the Exchange Act, and to the extent designated therein,
certain reports on Form 6-K, furnished by the
Registrant, after the date of this Registration Statement and prior
to the filing of a post-effective amendment which indicates that
all securities offered hereby have been sold or which deregisters
all securities offered hereby then remaining unsold, shall be
deemed to be incorporated by reference in this Registration
Statement and to be part hereof from the date of filing of such
documents or reports.
For purposes of this Registration Statement, any document or any
statement in a document or report incorporated or deemed to be
incorporated by reference herein shall be deemed to be modified or
superseded for the purposes of this Registration Statement to the
extent that a subsequently filed document or a statement contained
therein, or in any other subsequently filed document or report
which also is or is deemed to be incorporated by reference herein,
modifies or supersedes such document or such statement in such
document. Any statement so modified or superseded shall not be
deemed, except as so modified or superseded, to constitute a part
of this Registration Statement.
Item 4. |
Description of Securities.
|
Not applicable.
Item 5. |
Interests of Named Experts and Counsel.
|
Not applicable.
Item 6. |
Indemnification of Directors and Officers.
|
Members of the Registrant’s board of directors and its officers
have the benefit of the following indemnification provisions in the
Registrant’s articles of association:
(a) |
every director, alternate director, secretary or other
officer of the Registrant (other than any person (whether an
officer or not) engaged by the Registrant as auditor) shall be
indemnified by the Registrant against all costs, charges, losses,
expenses and liabilities incurred in relation to the execution of
his or her duties in relation to the Registrant, or the exercise of
his or her powers or otherwise in relation to or in connection with
his or her duties, powers or office as a director of the Registrant
or any associated company, including any liability which may attach
to him or her in respect of any negligence, default, breach of duty
or breach of trust in relation to anything done or omitted to be
done or alleged to have been done or omitted to be done by him or
her as a director; and
|
(b) |
the Registrant may fund the expenses of every
director, alternate director, secretary or other officer of the
Registrant incurred or to be incurred in defending any criminal,
civil proceedings or regulatory proceedings in connection with any
alleged negligence, default, breach of duty or breach of trust by
such director, secretary or other officer in relation to any member
of the registrant, or in connection with any application under
section 1157 or section 661(3) or (4) of the Companies Act
2006.
|
There shall be no entitlement to indemnification as referred to in
(a) above for (i) any liability incurred to the
Registrant or any associated company, (ii) the payment of a
fine imposed in any criminal proceeding, (iii) a penalty
imposed by a regulatory authority for non-compliance with any
requirement of a regulatory nature, (iv) the defense of any
criminal proceeding if the member of the Registrant’s board of
directors is convicted, (v) the defense of any civil
proceeding brought by the Registrant or an associated company or
any in which judgment is given against the director, and
(vi) in connection with any application for relief under
section 1157 or section 661(3) or (4) of the Companies Act
2006 in which the court refuses to grant relief to the
director.
In addition, any director or alternate director who has received
payment from the Registrant under (b) above must repay the
amount he received no later than: (i) in the event of the
director or alternate director being convicted in the proceedings,
the date when the conviction becomes final; (ii) in the event
of judgment being given against him in proceedings, the date when
the judgment becomes final; or (iii) in the event of the court
refusing to grant him relief on the application, the date when the
refusal of relief becomes final.
The Registrant maintains a general liability insurance policy that
covers certain liabilities of directors and officers of the
Registrant arising out of claims based on acts or omissions in
their capacities as directors or officers.
Item 7. |
Exemption from Registration Claimed.
|
Not applicable.
(a) |
The undersigned Registrant hereby undertakes:
|
|
(1) |
To file, during any period in which offers or sales
are being made, a post-effective amendment to this Registration
Statement:
|
|
(i) |
to include any prospectus required by
Section 10(a)(3) of the Securities Act;
|
|
(ii) |
to reflect in the prospectus any facts or events
arising after the effective date of the Registration Statement (or
the most recent post-effective amendment thereof) which,
individually or in the aggregate, represent a fundamental change in
the information set forth in the Registration Statement.
Notwithstanding the foregoing, any increase or decrease in volume
of securities offered (if the total dollar value of securities
offered would not exceed that which was registered) and any
deviation from the low or high end of the estimated maximum
offering range may be reflected in the form of prospectus filed
with the Commission pursuant to Rule 424(b) if, in the aggregate,
the changes in volume and price represent no more than 20% change
in the maximum aggregate offering price set forth in the
“Calculation of Registration Fee” table in the effective
Registration Statement; and
|
|
(iii) |
to include any material information with respect to
the plan of distribution not previously disclosed in the
Registration Statement or any material change to such information
in the Registration Statement;
|
provided, however, that paragraphs (a)(1)(i) and
(a)(1)(ii) above do not apply if the information required to be
included in a post-effective amendment by those paragraphs is
contained in reports filed with or furnished to the Commission by
the Registrant pursuant to Section 13 or Section 15(d) of
the Exchange Act that are incorporated by reference in this
Registration Statement;
|
(2) |
That, for the purpose of determining any liability
under the Securities Act, each such post-effective amendment
shall be deemed to be a new registration statement relating to the
securities offered therein, and the offering of such securities at
that time shall be deemed to be the initial bona
fide offering thereof.
|
|
(3) |
To remove from registration by means of a
post-effective amendment any of the securities being registered
which remain unsold at the termination of the offering.
|
(b) |
The undersigned Registrant hereby undertakes that, for
purposes of determining any liability under the Securities
Act, each filing of the Registrant’s annual report pursuant to
Section 13(a) or Section 15(d) of the Exchange Act (and,
where applicable, each filing of an employee benefit plan’s annual
report pursuant to Section 15(d) of the Exchange Act) that is
incorporated by reference in the Registration Statement shall be
deemed to be a new registration statement relating to the
securities offered therein, and the offering of such securities at
that time shall be deemed to be the initial bona
fide offering thereof.
|
(c) |
Insofar as indemnification for liabilities arising
under the Securities Act may be permitted to directors,
officers and controlling persons of the Registrant pursuant to the
foregoing provisions, or otherwise, the Registrant has been advised
that in the opinion of the Securities and Exchange Commission such
indemnification is against public policy as expressed in
the Securities Act and is, therefore, unenforceable. In
the event that a claim for indemnification against such liabilities
(other than the payment by the Registrant of expenses incurred or
paid by a director, officer or controlling person of the Registrant
in the successful defense of any action, suit or proceeding) is
asserted by such director, officer or controlling person in
connection with the securities being registered, the Registrant
will, unless in the opinion of its counsel the matter has been
settled by controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by it is
against public policy as expressed in the Securities
Act and will be governed by the final adjudication of such
issue.
|
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-8 and has duly caused this
Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in Cambridge, United
Kingdom, on March 29, 2022.
|
|
|
ABCAM PLC |
|
|
By: |
|
/s/ Alan Hirzel
|
Name: |
|
Alan Hirzel |
Title: |
|
Chief Executive Officer |
SIGNATURES AND POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, that each individual whose signature
appears below constitutes and appoints Alan Hirzel and Michael
Baldock, and each of them, his true and lawful attorney-in-fact and agent with
full power of substitution and resubstitution, for him and in his
name, place and stead, in any and all capacities, to sign any and
all future amendments (including post-effective amendments) to this
Registration Statement, and to file the same, with all exhibits
thereto, and all documents in connection therewith, with the
Securities and Exchange Commission, granting unto said attorney-in-fact and agent, and
each of them, full power and authority to do and perform each and
every act and thing requisite and necessary to be done in and about
the premises, as fully to all intents and purposes as he might or
could do in person, hereby ratifying and confirming all that said
attorney-in-fact and agent or
any of them, or their or his substitute, may lawfully do or cause
to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Registration Statement has been signed by the
following persons in the capacities and on the dates indicated:
|
|
|
|
|
Name
|
|
Title
|
|
Date
|
|
|
|
/s/ Alan Hirzel
|
|
Chief Executive Officer and Director
(Principal Executive Officer)
|
|
March 29, 2022 |
Alan Hirzel
|
|
|
|
|
|
|
|
/s/ Michael Baldock
|
|
Chief Financial Officer and Director
(Principal Financial Officer and Principal Accounting
Officer)
|
|
March 29, 2022 |
Michael Baldock
|
|
|
|
|
|
|
|
/s/ Peter Allen
|
|
Director |
|
March 29, 2022 |
Peter Allen
|
|
|
|
|
|
|
|
/s/ Mara Aspinall
|
|
Director |
|
March 29, 2022 |
Mara Aspinall
|
|
|
|
|
|
|
|
/s/ Giles Kerr
|
|
Director |
|
March 29, 2022 |
Giles Kerr
|
|
|
|
|
|
|
|
/s/ Mark Capone
|
|
Director |
|
March 29, 2022 |
Mark Capone
|
|
|
|
|
|
|
|
/s/ Bessie Lee
|
|
Director |
|
March 29, 2022 |
Bessie Lee
|
|
|
|
|
|
|
|
/s/ Sally Crawford
|
|
Director |
|
March 29, 2022 |
Sally Crawford
|
|
|
|
|
SIGNATURE OF AUTHORIZED U.S. REPRESENTATIVE OF
REGISTRANT
Pursuant to the requirements of the Securities Act of 1933, as
amended, the undersigned, the duly authorized representative in the
United States of Abcam plc has signed this registration statement
on March 29, 2022.
|
|
|
ABCAM INC. |
|
|
By: |
|
/s/ Alex Bladel
|
Name: |
|
Alex Bladel |
Title: |
|
Assistant Secretary |
Abcam (NASDAQ:ABCM)
Historical Stock Chart
From Jun 2022 to Jul 2022
Abcam (NASDAQ:ABCM)
Historical Stock Chart
From Jul 2021 to Jul 2022