Current Report Filing (8-k)
16 November 2021 - 9:13AM
Edgar (US Regulatory)
0000934549
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0000934549
2021-11-15
2021-11-15
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iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November 15, 2021
ACACIA RESEARCH CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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001-37721
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95-4405754
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(State or other jurisdiction of
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(Commission
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(I.R.S. Employer
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incorporation)
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File Number)
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Identification No.)
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767
Third Avenue, Suite
602
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New York, NY
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10017
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(Address of principal executive offices)
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(Zip Code)
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(Registrant’s telephone number, including
area code): (949) 480-8300
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
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Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share
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ACTG
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The NASDAQ Stock Market, LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). o Emerging
growth company
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. o
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Item 2.02.
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Results of Operations and Financial Condition.
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On November 15, 2021,
Acacia Research Corporation issued a press release announcing its financial results for the quarter ended September 30, 2021. A copy
of that release is furnished as Exhibit 99.1 to this report.
The information in this Current
Report on Form 8-K and the exhibit attached hereto as Exhibit 99.1 are being furnished pursuant to Item 2.02 and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to
the liabilities of that Section. The information in this Current Report on Form 8-K and the exhibit attached hereto as Exhibit 99.1 shall
not be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended,
or the Exchange Act, regardless of any general incorporation by reference language in such filings, except as shall be expressly set forth
by specific reference in such filing.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Dated: November 15, 2021
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ACACIA RESEARCH CORPORATION
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By:
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/s/ Clifford Press
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Name:
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Clifford Press
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Title:
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President and Chief Executive
Officer
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