Statement of Ownership (sc 13g)
19 April 2022 - 07:20AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Whole Earth Brands, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
96684W100
(CUSIP Number)
April 6, 2022
(Date of Event which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
* |
The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures
provided in a prior cover page.
|
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the
Notes).
CUSIP No. 96684W100
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1 |
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Names of Reporting Persons
Martin E. Franklin Revocable Trust
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2 |
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Check the appropriate box if a member of a Group (see
instructions)
(a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Citizenship or Place of Organization
Florida
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5 |
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Sole Voting Power
0
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6 |
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Shared Voting Power
3,232,380
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7 |
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Sole Dispositive Power
0
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8 |
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Shared Dispositive Power
3,232,380
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9 |
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Aggregate Amount Beneficially Owned by Each Reporting
Person
3,232,380
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10 |
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Check box if the aggregate amount in row
(9) excludes certain shares (See Instructions)
☐
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11 |
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Percent of class represented by amount in row (9)
7.8%
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12 |
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Type of Reporting Person (See Instructions)
OO
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CUSIP No. 96684W100
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1 |
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Names of Reporting Persons
Sir Martin E. Franklin
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2 |
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Check the appropriate box if a member of a Group (see
instructions)
(a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Citizenship or Place of Organization
United Kingdom
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
5 |
|
Sole Voting Power
0
|
|
6 |
|
Shared Voting Power
3,232,380
|
|
7 |
|
Sole Dispositive Power
0
|
|
8 |
|
Shared Dispositive Power
3,232,380
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|
|
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9 |
|
Aggregate Amount Beneficially Owned by Each Reporting
Person
3,232,380
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10 |
|
Check box if the aggregate amount in row
(9) excludes certain shares (See Instructions)
☐
|
11 |
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Percent of class represented by amount in row (9)
7.8%
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12 |
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Type of Reporting Person (See Instructions)
IN
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Whole Earth Brands, Inc.
(b) |
Address of Issuer’s Principal Executive
Offices:
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125 S. Wacker Drive, Suite 3150, Chicago, Illinois
60606
(a) |
Name of Person Filing:
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This statement is filed by (i) the Martin E. Franklin
Revocable Trust (the “Franklin Trust”) and (ii) Sir
Martin E. Franklin (“Franklin” and together with the
Franklin Trust, collectively referred to as the “Reporting
Persons”), the settlor and trustee of the Franklin Trust.
(b) |
Address of Principal Business Office or, if None,
Residence:
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The address of the principal business office of each of the
Reporting Persons is c/o Mariposa Capital, 500 South Pointe Drive,
Suite 240, Miami Beach, Florida 33139.
The Franklin Trust is organized under the laws of the State of
Florida. Franklin is a citizen of the United Kingdom.
(d) |
Title and Class of Securities:
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Common stock, par value $0.0001 per share
96684W100
Item 3. |
If this statement is filed pursuant to §§
240.13d-1(b) or
240.13d-2(b) or (c), check
whether the person filing is a:
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(a) |
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Broker or dealer registered under Section 15
of the Act; |
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(b) |
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Bank as defined in Section 3(a)(6) of the
Act; |
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(c) |
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Insurance company as defined in
Section 3(a)(19) of the Act; |
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(d) |
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Investment company registered under Section 8
of the Investment Company Act of 1940; |
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(e) |
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An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E); |
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(f) |
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☐ |
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An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F); |
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(g) |
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☐ |
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A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G); |
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(h) |
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☐ |
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A savings associations as defined in
Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
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(i) |
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☐ |
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A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the Investment
Company Act of 1940; |
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(j) |
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A non-U.S.
institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
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(k) |
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☐ |
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Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S.
institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
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(a) |
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Amount Beneficially Owned: |
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Martin E. Franklin Revocable
Trust: |
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3,232,380 |
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Sir Martin E. Franklin: |
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3,232,380
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(b) |
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Percent of Class: |
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Martin E. Franklin Revocable
Trust: |
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7.8% |
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Sir Martin E. Franklin: |
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7.8% |
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(c) |
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Number of shares as to which such
person has: |
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(i) |
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Sole power to vote or to direct the vote:
0 |
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(ii) |
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Shared power to vote or to direct the
vote: |
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Martin E. Franklin Revocable Trust: |
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3,232,380
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Sir Martin E. Franklin: |
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3,232,380
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(iii) |
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Sole power to dispose or to direct the
disposition of: 0 |
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(iv) |
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Shared power to dispose or to direct the
disposition of: |
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Martin
E. Franklin Revocable Trust: |
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3,232,380
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Sir
Martin E. Franklin: |
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3,232,380
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Item 5. |
Ownership of Five Percent or Less of a
Class.
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If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following [ ].
Item 6. |
Ownership of more than Five Percent on Behalf of
Another Person.
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N/A
Item 7. |
Identification and classification of the subsidiary
which acquired the security being reported on by the parent holding
company or control person.
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N/A
Item 8. |
Identification and classification of members of the
group.
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N/A
Item 9. |
Notice of Dissolution of Group.
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N/A
By signing below each Reporting Person certifies that, to the best
of its or his knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
SIGNATURE
After reasonable inquiry and to the best of its or his knowledge
and belief, each of the undersigned certifies that the information
set forth in this statement is true, complete and correct.
Dated: April 18, 2022
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MARTIN E. FRANKLIN REVOCABLE
TRUST |
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By: |
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/s/ Sir Martin E. Franklin
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Name: |
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Sir Martin E. Franklin |
Title: |
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Settlor and Trustee of the Martin E. Franklin
Revocable Trust |
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By: |
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/s/ Sir Martin E. Franklin
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Name: |
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Sir Martin E. Franklin |
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