Current Report Filing (8-k)
13 March 2023 - 10:56PM
Edgar (US Regulatory)
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2023-03-13 0001753706 us-gaap:WarrantMember 2023-03-13 2023-03-13
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 13, 2023
Whole Earth Brands, Inc.
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-38880 |
|
38-4101973 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
125 S. Wacker Drive
Suite 1250
Chicago,
IL
60606
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (312)
840-6000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
|
¨ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
|
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which
registered |
|
Common stock, par value $0.0001 per share |
|
FREE |
|
The NASDAQ Stock Market LLC |
|
Warrants to purchase one-half of one share of common
stock |
|
FREEW |
|
The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company
x
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
| Item 2.02. |
Results of Operations and Financial
Condition. |
On March 13, 2023, Whole Earth Brands, Inc. (the “Company”) issued
a press release announcing certain financial and other results for
the fiscal quarter and year ended December 31, 2022. The full text
of the press release is furnished as Exhibit 99.1 to this Current
Report on Form 8-K (this “Current Report”) and is incorporated
herein by reference.
The information furnished
under Item 2.02 of this Current Report (including Exhibit 99.1)
shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities of that Section, nor shall
it be deemed to be incorporated by reference into any filing of the
Company under the Securities Act of 1933, as amended, or the
Exchange Act, except as expressly set forth by specific reference
in such filing.
| Item 9.01. |
Financial Statements and
Exhibits. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| |
Whole Earth
Brands, Inc. |
| |
|
| Dated: March
13, 2023 |
By: |
/s/ Duane Portwood |
| |
Name: |
Duane Portwood |
| |
Title: |
Chief Financial
Officer |
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