Statement of Ownership (sc 13g)
02 November 2022 - 7:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __)*
Antelope Enterprise
Holdings Limited
(Name of Issuer)
Common Shares,
$0.024 par value
(Title of Class of Securities)
G041JN106
(CUSIP Number)
September
30, 2022
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
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¨ Rule 13d-1(b) |
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x Rule 13d-1(c) |
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¨ Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. G041JN106
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Page 2 of 5 Pages |
1 |
NAMES OF REPORTING PERSONS:
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Sixth Borough Capital Fund LP |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) ¨ |
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(b) ¨ |
3 |
SEC USE ONLY: |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION:
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Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER:
0 |
6 |
SHARED VOTING POWER:
934,172 (1) |
7 |
SOLE DISPOSITIVE POWER:
0 |
8 |
SHARED DISPOSITIVE POWER:
937,172 (1) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
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934,172 (1) |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS):
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¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
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11.99% (1) |
12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
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PN |
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(1) Consists of 934,172 common shares held by the reporting person based on 7,788,250 shares outstanding pursuant
to the Prospectus Supplement filed with the SEC on October 4, 2022, and the Form 6-K filed with the SEC on October 5, 2022. On September
30, 2022, the reporting person purchased 1,111,112 common shares. From September 30, 2022, through October 27, 2022, the reporting person
sold 176,940 common shares. The amount set forth in the table represents the ownership of the reporting person as of October 28, 2022.
Page 3 of 5 Pages
Item 1(a) |
Name of Issuer: |
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Antelope Enterprise Holdings Limited |
Item 1(b) |
Address of Issuer’s Principal Executive Offices: |
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c/o Jinjiang Hengda Ceramics Co., Ltd., Junbing Industrial Zone, Anhai,
Jinjiang City, Fujian Province, PRC |
Item 2(a) |
Name of Person Filing: |
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This statement is filed by:
(i) Sixth Borough Capital Fund LP, a Delaware limited partnership
(“Sixth Borough”) with respect to the common shares; and
The foregoing persons are hereinafter sometimes collectively referred
to as the "Reporting Persons."
The filing of this statement should not be construed as an admission
that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the ordinary shares reported
herein. |
Item 2(b) |
Address of Principal Business Office or, if none, Residence: |
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The address of the principal business office for each of the Reporting
Persons is:
1515 N. Federal Highway, #300, Boca Raton, FL 33432 |
Item 2(c) |
Citizenship: |
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Sixth Borough is a Delaware limited partnership. |
Item 2(d) |
Title of Class of Securities: |
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Common share, $0.024 par value |
Item 2(e) |
CUSIP Number: |
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G041JN106 |
Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
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(a) Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o);
(b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c);
(d) Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
(e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h) A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
(j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
(k) Group, in accordance with 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: |
Page 4 of 5 Pages
Item 4. |
Ownership |
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The information required by Items 4(a) – (c) is set forth in
Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting
Person.
The amount set forth in the table represents the ownership of
the reporting person as of October 28, 2022. As of October 28, 2022, the reporting person held 934,172 common shares, or 11.99%, based
on 7,788,250 shares outstanding pursuant to the Prospectus Supplement filed with the SEC on October 4, 2022, and the Form 6-K filed with
the SEC on October 5, 2022. |
Item 5. |
Ownership of Five Percent or Less of a Class. |
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If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following
[ ]. |
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
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Not applicable |
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
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Not applicable |
Item 8. |
Identification and Classification of Members of the Group. |
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Not applicable |
Item 9. |
Notice of Dissolution of Group. |
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Not applicable |
Item 10. |
Certifications. |
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Not applicable |
Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
October 28, 2022
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Sixth Borough Capital Fund LP |
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By: |
/s/ Robert D. Keyser, Jr. |
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Name: |
Robert D. Keyser, Jr. |
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Title: |
Managing Partner |
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