Post-effective Amendment to an S-8 Filing (s-8 Pos)
22 November 2022 - 03:47AM
Edgar (US Regulatory)
As filed with
the Securities and Exchange Commission on November 21, 2022
Registration No.
333-192030
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Post-Effective
Amendment No. 1 to:
Form S-8
Registration Statement No.: 333-192030
UNDER
THE
SECURITIES ACT OF 1933
AERIE
PHARMACEUTICALS, INC.
(Exact Name of Registrant as
Specified in Its Charter)
Delaware |
|
20-3109565 |
(State or Other
Jurisdiction of
Incorporation
or Organization)
|
|
(I.R.S. Employer
Identification No.)
|
4301 Emperor
Blvd., Suite 400
Durham, North
Carolina 27703
(Address of
Principal Executive Offices, Including Zip Code)
AERIE
PHARMACEUTICALS, INC. 2005 STOCK OPTION PLAN
AERIE
PHARMACEUTICALS, INC. OMNIBUS INCENTIVE PLAN
AERIE
PHARMACEUTICALS, INC. EMPLOYEE STOCK PURCHASE PLAN
(Full
Title of the Plan)
Royce
Bedward
Senior Vice
President, General Counsel
Aerie
Pharmaceuticals, Inc.
6201 South
Freeway
Fort Worth,
Texas 76134
(817)
293-0450
(Name, address
and telephone number, including area code, of agent for
service)
Copies
to:
Graham
Robinson
Faiz
Ahmad
Skadden, Arps,
Slate, Meagher & Flom LLP
500 Boylston
Street
Boston,
Massachusetts 02116
(617)
573-4800
|
|
Tom
Hudnall
Assistant
Secretary
Aerie
Pharmaceuticals, Inc.
6201 South
Freeway
Fort Worth,
Texas 76134
(817)
293-0450
|
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule
12b-2 of the Exchange Act.
Large accelerated filer
|
☒
|
Accelerated filer
|
☐
|
Non-accelerated filer
|
☐
|
Smaller reporting company
|
☐
|
|
|
Emerging growth company
|
☐
|
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act. ☐
EXPLANATORY NOTE — DEREGISTRATION OF SECURITIES
This Post-Effective Amendment relates to the following
Registration Statement on Form S-8 (the “Registration Statement”),
originally filed with the Securities and Exchange Commission (the
“SEC”) by Aerie Pharmaceuticals, Inc., a Delaware corporation (the
“Registrant”):
|
• |
Registration Statement on Form S-8 (File No. 333-192030),
filed with the SEC on October 31, 2013, registering 7,064,542
shares of common stock, $0.001 par value per share, under the Aerie
Pharmaceuticals, Inc. 2005 Stock Option Plan, Aerie
Pharmaceuticals, Inc. Omnibus Incentive Plan, and Aerie
Pharmaceuticals, Inc. Employee Stock Purchase Plan.
|
Pursuant to the Agreement and Plan of Merger, dated as of
August 22, 2022, among the Registrant, Alcon Research, LLC
(“Parent”), and Lyon Merger Sub, Inc. (“Merger Sub”), Merger
Sub merged with and into the Registrant (the “Merger”) on November
21, 2022, with the Registrant becoming a wholly-owned subsidiary of
Parent as of the effective time of the Merger. At the
effective time of the Merger, each outstanding share of common
stock of the Registrant was converted into the right to receive
$15.25 in cash (in the case of outstanding stock options, less the
exercise price for the applicable shares of common stock underlying
the stock option), without interest and subject to required
withholding taxes.
As a result of the Merger, the Registrant has terminated all
offerings of the Registrant’s securities pursuant to its existing
registration statements under the Securities Act of 1933, as
amended, including the Registration Statement. In accordance
with undertakings made by the Registrant in the Registration
Statement to remove from registration, by means of a post-effective
amendment, any of the securities that have been registered for
issuance that remain unsold at the termination of the offering, the
Registrant hereby removes from registration all of such securities
of the Registrant registered but not sold or otherwise issued under
the Registration Statement, if any, as of the date hereof. The
Registration Statement is hereby amended, as appropriate, to
reflect the deregistration of such securities, and the Registrant
hereby terminates the effectiveness of the Registration
Statement.
SIGNATURES
Pursuant to the requirements of the
Securities Act of 1933, the Registrant certifies that it has
reasonable grounds to believe that it meets all the requirements
for filing on Form S-8 and has duly caused this Post-Effective
Amendment to the Registration Statement to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of
Durham, State of North Carolina, on November 21, 2022.
|
AERIE
PHARMACEUTICALS, INC.
|
|
By:
|
/s/ Tom Hudnall |
|
|
Name: Tom Hudnall
|
|
Title: Assistant Secretary
|
No
other person is required to sign this Post-Effective Amendment to
the Registration Statements in reliance upon Rule 478 under the
Securities Act of 1933, as amended.
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