Initial Statement of Beneficial Ownership (3)
11 November 2022 - 9:12AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BARCLAYS PLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/4/2022
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3. Issuer Name and Ticker or Trading Symbol
OmniAb, Inc. [OABI]
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(Last)
(First)
(Middle)
1 CHURCHILL PLACE, CANARY WHARF |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
LONDON, X0 E14 5HP
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.0001 per share | 106904 | I | Barclays Bank PLC |
Common Stock, par value $0.0001 per share | 27440 | I | Barclays Capital Inc. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Redeemable warrants | 12/1/2022 | 4/6/2026 | Warrants to purchase common stock | 1109379 | $11.5 | I | Barclays Bank PLC |
Explanation of Responses: |
Remarks: (a) Beneficially owned ordinary shares are comprised of common stock
(b) Name of Person Filing: (1) Barclays Bank PLC (controlled by Barclays PLC) (2) Barclays Capital, Inc. (controlled by Barclays PLC)
(c) Address of Principal Business Office or, if non, Residence: (1) Barclays Bank PLC 1 Churchill Place London, E14 5HP, England (2) Barclays Capital, Inc. 745 7th Avenue New York, New York 10019 United States
(d) The redeemable warrants will become exercisable 30 days after the completion of the issuer's initial business combination. The redeemable warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering. Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BARCLAYS PLC 1 CHURCHILL PLACE CANARY WHARF LONDON, X0 E14 5HP |
| X |
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Signatures
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Suejean Mott | | 11/10/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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