Initial Statement of Beneficial Ownership (3)
11 November 2022 - 09:12AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * BARCLAYS
PLC |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
11/4/2022
|
3. Issuer Name and Ticker or Trading
Symbol OmniAb, Inc. [OABI] |
(Last)
(First)
(Middle)
1 CHURCHILL PLACE, CANARY WHARF |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director ___X___
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
|
(Street)
LONDON, X0 E14
5HP
(City)
(State)
(Zip)
|
5. If Amendment, Date Original
Filed(MM/DD/YYYY)
|
6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock, par value $0.0001 per share |
106904 |
I |
Barclays Bank PLC |
Common Stock, par value $0.0001 per share |
27440 |
I |
Barclays Capital Inc. |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Redeemable warrants |
12/1/2022 |
4/6/2026 |
Warrants to purchase common stock |
1109379 |
$11.5 |
I |
Barclays Bank PLC |
Explanation of
Responses: |
Remarks:
(a) Beneficially owned ordinary shares are comprised of common
stock
(b) Name of Person Filing:
(1) Barclays Bank PLC (controlled by Barclays PLC)
(2) Barclays Capital, Inc. (controlled by Barclays PLC)
(c) Address of Principal Business Office or, if non, Residence:
(1) Barclays Bank PLC
1 Churchill Place
London, E14 5HP, England
(2) Barclays Capital, Inc.
745 7th Avenue
New York, New York 10019
United States
(d) The redeemable warrants will become exercisable 30 days after
the completion of the issuer's initial business combination. The
redeemable warrants will expire five years after the completion of
the issuer's initial business combination or earlier upon
redemption by or liquidation of the issuer, as described in the
prospectus for the issuer's initial public offering.
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, See Instruction 6 for
procedure. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
BARCLAYS PLC
1 CHURCHILL PLACE
CANARY WHARF
LONDON, X0 E14 5HP |
|
X |
|
|
Signatures
|
Suejean Mott |
|
11/10/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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