Current Report Filing (8-k)
15 November 2022 - 11:13PM
Edgar (US Regulatory)
NASDAQ NASDAQ false 0001846253 0001846253
2022-11-15 2022-11-15 0001846253 us-gaap:CommonStockMember
2022-11-15 2022-11-15 0001846253 us-gaap:WarrantMember 2022-11-15
2022-11-15
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 15,
2022
OmniAb, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware |
|
001-40720
|
|
98-1584818 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(I.R.S. Employer
Identification No.) |
|
|
|
|
|
5980 Horton Street, Suite 600
Emeryville, CA
|
|
94608 |
(Address of principal
executive offices) |
|
(Zip Code) |
(510) 250-7800
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the
Act:
|
|
|
|
|
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange
on which registered
|
Common stock, $0.0001 par value per
share |
|
OABI |
|
Nasdaq
Nasdaq Global Market |
Warrants to purchase common
stock |
|
OABIW |
|
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 |
Results of Operations and Financial Condition.
|
On November 15, 2022, OmniAb Inc. issued a press release
announcing its financial results for the three and nine months
ended September 30, 2022. OmniAb was part of Ligand
Pharmaceuticals Incorporated until its spin-off and merger with a subsidiary
of Avista Public Acquisition Corp. II (which changed its name to
OmniAb, Inc. in connection with the merger) as of November 1,
2022. A copy of that press release is furnished herewith as
Exhibit 99.1.
In accordance with General Instruction B.2. of Form 8-K, the information in this Current
Report on Form 8-K,
including Exhibit 99.1, shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liability of that
section, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the
Exchange Act, whether made before or after the date hereof, except
as expressly set forth by specific reference in such a filing.
Item 9.01 |
Financial Statements and Exhibits.
|
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
OmniAb, Inc. |
|
|
|
|
Date: November 15, 2022 |
|
|
|
By: |
|
/s/ Kurt A. Gustafson
|
|
|
|
|
Name: |
|
Kurt A. Gustafson |
|
|
|
|
Title: |
|
Executive Vice President, Finance and
Chief Financial Officer
|
Avista Public Acquisitio... (NASDAQ:AHPAU)
Historical Stock Chart
From May 2023 to Jun 2023
Avista Public Acquisitio... (NASDAQ:AHPAU)
Historical Stock Chart
From Jun 2022 to Jun 2023