Current Report Filing (8-k)
19 August 2022 - 12:32AM
Edgar (US Regulatory)
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______________________________________________________________________________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
______________________________________________________________________________
FORM 8-K
______________________________________________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
August 17, 2022
______________________________________________________________________________
AIR T, INC.
(Exact Name of Registrant as Specified in
Charter)
______________________________________________________________________________
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Delaware |
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001-35476
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52-1206400
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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5930 Balsom Ridge Road
Denver, North Carolina 28037
(Address of Principal Executive Offices, and Zip Code)
________________(828)
464-8741__________________
Registrant’s Telephone Number, Including Area Code
Not applicable___
(Former Name or Former Address, if Changed Since Last
Report)
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
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Common Stock |
AIRT |
NASDAQ Global Market |
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Alpha Income Preferred Securities (also referred to as 8%
Cumulative Capital Securities) (“AIP”) |
AIRTP |
NASDAQ Global Market |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see
General Instruction A.2. below):
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☐ |
Written communication pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
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☐ |
Pre-commencement communication pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communication pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
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Emerging growth company
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☐ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. |
Item 5.07. Submission of Matters to a Vote of Security
Holders.
(a) On August 17, 2022, the Company held its 2022 Annual Meeting of
Stockholders. Of the 2,866,418 shares of the Company’s common stock
outstanding and entitled to vote, 2,621,465 shares, or 91.45%, were
represented at the meeting.
(b) During the annual meeting, the Company's stockholders voted on
the following matters:
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Proposal 1. Election of Directors |
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Votes For |
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Votes Withheld |
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Broker Non-Votes |
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Raymond E. Cabillot |
2,024,524 |
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23,951 |
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572,990 |
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William R. Foudray |
1,962,668 |
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85,807 |
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572,990 |
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Gary S. Kohler |
2,042,961 |
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5,514 |
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572,990 |
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Peter McClung |
2,030,643 |
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17,832 |
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572,990 |
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Nicholas J. Swenson |
2,047,893 |
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582 |
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572,990 |
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Travis Swenson |
2,047,115 |
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1,360 |
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572,990 |
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Proposal 2. Advisory vote to approve the compensation of the
Company's named executive officers. |
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Votes For |
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Votes Against |
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Abstain |
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Broker Non-Votes |
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2,041,893 |
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6,099 |
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483 |
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572,990 |
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Proposal 3. Ratify the appointment of Deloitte & Touche LLP as
the Company's independent registered public accounting firm for
2023. |
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Votes For |
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Votes Against |
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Abstain |
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2,620,788 |
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675 |
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2 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Company has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
Date: August 18, 2022
AIR T, INC.
By:
/s/ Brian Ochocki
Brian Ochocki, Chief Financial Officer
Air T (NASDAQ:AIRT)
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