Current Report Filing (8-k)
15 October 2022 - 05:01AM
Edgar (US Regulatory)
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2022-10-14 0001833908 us-gaap:CommonStockMember 2022-10-14
2022-10-14 0001833908 us-gaap:WarrantMember 2022-10-14 2022-10-14
iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
|
Date of report (Date of earliest
event reported): |
October 14, 2022 |
|
Alfi, Inc. |
|
(Exact Name of Registrant as
Specified in Charter) |
|
Delaware |
001-40294 |
30-1107078 |
|
(State or Other Jurisdiction of
Incorporation) |
(Commission File Number) |
(IRS Employer Identification
No.) |
|
429 Lenox Avenue |
|
|
Miami Beach,
Florida |
33139 |
|
(Address of Principal Executive
Offices) |
(Zip Code) |
|
Registrant’s telephone number,
including area code: |
(305)
395-4520 |
|
|
|
(Former Name or Former Address, if
Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General
Instruction A.2. below):
|
¨ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
|
Common stock, par value $0.0001 per share |
ALF |
Nasdaq Capital Market |
|
Warrants, each whole warrant exercisable for one share of common
stock at an exercise price of $4.57 |
ALFIW |
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
| Item
1.03 |
Bankruptcy or
Receivership |
On October 14, 2022, after considering all strategic alternatives,
Alfi, Inc. (the “Company”) ceased operations and filed a voluntary
petition for relief under provisions of Chapter 7 of Title 11 of
the United States Code (the “Bankruptcy Code”) in the United States
Bankruptcy Court for the District of Delaware. A Chapter 7 trustee
will be appointed by the Bankruptcy Court and will assume control
over the assets and liabilities of the Company, effectively
eliminating the authority and powers of the Board of Directors of
the Company and its executive officers to act on behalf of the
Company. The assets of the Company will be liquidated and claims
paid in accordance with the Bankruptcy Code.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned, hereunto duly
authorized.
| |
ALFI, INC. |
| |
|
|
| |
|
|
| |
By: |
/s/ James Lee |
| |
|
James Lee |
| |
|
Interim Chief Executive
Officer |
Date: October 14, 2022
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