Statement of Ownership (sc 13g)
14 February 2023 - 10:21PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
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SCHEDULE 13G |
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Under the Securities Exchange Act of 1934 |
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(Amendment No. )* |
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Alpha Healthcare Acquisition Corp. III
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(Name of Issuer) |
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Class A common stock, par value $0.0001 per share
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(Title of Class of Securities) |
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02073F104
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(CUSIP Number) |
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December 31, 2021
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(Date of event which requires filing of this statement) |
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Check the appropriate box to designate the rule pursuant to which
this Schedule 13G is filed: |
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x |
Rule 13d-1(b) |
¨ |
Rule 13d-1(c) |
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Rule 13d-1(d) |
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(Page 1 of 8 Pages) |
______________________________
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 (the "Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
CUSIP No. 02073F104 |
13G
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Page
2
of 8 Pages |
1 |
NAMES OF
REPORTING PERSONS
P. Schoenfeld Asset Management LP
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP |
(a)
¨
(b)
¨
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3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE
VOTING POWER
- 0 -
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6 |
SHARED
VOTING POWER
1,485,000 shares of Class A Common Stock
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7 |
SOLE
DISPOSITIVE POWER
- 0 -
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8 |
SHARED
DISPOSITIVE POWER
1,485,000 shares of Class A Common Stock
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,485,000 shares of Class A Common Stock
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.3%
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12 |
TYPE OF
REPORTING PERSON
IA, PN
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CUSIP No. 02073F104 |
13G
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Page
3
of 8 Pages |
1 |
NAMES OF
REPORTING PERSONS
Peter M. Schoenfeld
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP |
(a)
¨
(b)
¨
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3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE
VOTING POWER
- 0 -
|
6 |
SHARED
VOTING POWER
1,485,000 shares of Class A Common Stock
|
7 |
SOLE
DISPOSITIVE POWER
- 0 -
|
8 |
SHARED
DISPOSITIVE POWER
1,485,000 shares of Class A Common Stock
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,485,000 shares of Class A Common Stock
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES |
¨ |
11 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.3%
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12 |
TYPE OF
REPORTING PERSON
IN
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CUSIP No. 02073F104 |
13G
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Page
4
of 8 Pages |
Item 1(a). |
NAME OF ISSUER. |
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The name of the issuer is Alpha Healthcare Acquisition Corp. III
(the "Company"). |
Item 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: |
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The Company's principal executive offices are located at 1177
Avenue of the Americas, 5th Floor, New York, NY
10036. |
Item 2(a). |
NAME OF PERSON FILING: |
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This statement is filed by: |
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(i) |
P. Schoenfeld Asset Management LP ("PSAM"), a Delaware
limited partnership, and the investment adviser to certain funds
and accounts (the "PSAM Funds"), with respect to the shares
of Class A Common Stock (as defined in Item 2(d) below) directly
held by the PSAM Funds; and
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(ii) |
Mr. Peter M. Schoenfeld ("Mr. Schoenfeld"), as the managing
member of P. Schoenfeld Asset Management GP, LLC, a Delaware
limited liability company that serves as the general partner of
PSAM, with respect to the shares of Class A Common Stock directly
held by the PSAM Funds. |
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The foregoing persons are hereinafter sometimes collectively
referred to as the "Reporting Persons." |
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The filing of this statement should not be construed as an
admission that any of the forgoing persons or any Reporting Person
is, for the purposes of Section 13 of the Act, the beneficial owner
of the shares of Class A Common Stock reported
herein. |
Item 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE,
RESIDENCE: |
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The address of the business office of each of the Reporting Persons
is 1350 Avenue of the Americas, 21st Floor, New York, NY
10019. |
Item 2(c). |
CITIZENSHIP: |
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PSAM is a Delaware limited partnership. Mr. Schoenfeld
is a citizen of the United States. |
Item 2(d). |
TITLE OF CLASS OF SECURITIES: |
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Class A common stock, par value $0.0001 per share (the "Class A
Common Stock"). |
CUSIP No. 02073F104 |
13G
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Page
5
of 8 Pages |
Item 2(e). |
CUSIP NUMBER: |
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02073F104 |
Item 3. |
IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: |
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(a) |
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Broker or dealer registered under Section 15 of the Act (15 U.S.C.
78o); |
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(b) |
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance company as defined in Section 3(a)(19) of the Act (15
U.S.C. 78c); |
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(d) |
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Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
x |
Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
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(f) |
¨ |
Employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
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(g) |
x |
Parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
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(h) |
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Savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i) |
¨ |
Church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act (15
U.S.C. 80a-3);
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(j) |
¨ |
Non-U.S.
institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
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(k) |
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Group, in
accordance with Rule 13d-1(b)(1)(ii)(K). |
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If
filing as a non-U.S. institution in accordance with Rule
13d-1(b)(1)(ii)(J), please
specify the type of institution: ________________________
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Item
4. |
OWNERSHIP. |
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The
information required by Items 4(a) - (c) is set forth in Rows 5 -
11 of the cover page for each of the Reporting Persons and is
incorporated herein by reference. |
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The percentages set forth herein are calculated based upon
15,907,985 shares of Class A Common Stock outstanding as of
November 22, 2021, as reported in the Company's Quarterly Report on
Form 10-Q for the quarterly period ended September 30, 2021, filed
with the Securities and Exchange Commission on November 22,
2021. |
Item
5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. |
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Not
applicable. |
CUSIP No. 02073F104 |
13G
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Page
6
of 8 Pages |
Item
6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON. |
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See Item 2. The PSAM Funds have the right to receive or
the power to direct the receipt of dividends from, or the proceeds
from the sale of, the shares of Class A Common Stock reported
herein. PSAM WorldArb Master Fund Ltd., a PSAM Fund, has
the right to receive or the power to direct the receipt of
dividends or the proceeds from the sale of more than 5% of the
shares of Class A Common Stock. |
Item
7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY. |
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Not
applicable. |
Item
8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP. |
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Not
applicable. |
Item
9. |
NOTICE
OF DISSOLUTION OF GROUP. |
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Not
applicable. |
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Each of the Reporting Persons hereby makes the following
certification: |
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By signing below each Reporting Person certifies that, to the best
of his or its knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of business
and were not acquired for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect. |
CUSIP No. 02073F104 |
13G
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Page
7
of 8 Pages |
SIGNATURES
After reasonable inquiry and to the best of his or its knowledge
and belief, each of the undersigned certify that the information
set forth in this statement is true, complete and correct.
DATED: February 13, 2023
P. SCHOENFELD ASSET MANAGEMENT
LP |
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By:
P. Schoenfeld Asset Management GP LLC, its General Partner
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By: /s/ Peter M.
Schoenfeld |
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Name: Peter M. Schoenfeld |
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Title: Managing Member |
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/s/ Peter M.
Schoenfeld |
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PETER M. SCHOENFELD |
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CUSIP No. 02073F104 |
13G
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Page
8
of 8 Pages |
EXHIBIT 1
JOINT ACQUISITION STATEMENT
PURSUANT TO RULE 13d-1(k)
The undersigned acknowledge and agree that the foregoing statement
on Schedule 13G is filed on behalf of each of the undersigned and
that all subsequent amendments to this statement on Schedule 13G
shall be filed on behalf of each of the undersigned without the
necessity of filing additional joint acquisition statements. The
undersigned acknowledge that each shall be responsible for the
timely filing of such amendments, and for the completeness and
accuracy of the information concerning him or it contained therein,
but shall not be responsible for the completeness and accuracy of
the information concerning the others, except to the extent that he
or it knows or has reason to believe that such information is
inaccurate.
DATED: February 13, 2023
P. SCHOENFELD ASSET MANAGEMENT
LP |
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By:
P. Schoenfeld Asset Management GP LLC, its General Partner
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By: /s/ Peter M.
Schoenfeld |
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Name: Peter M. Schoenfeld |
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Title: Managing Member |
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/s/ Peter M.
Schoenfeld |
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PETER M. SCHOENFELD |
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