UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Amendment No. 8

 

to

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

 

ALTABANCORP

(Name of Issuer)

 

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

 

712706209

(CUSIP Number)

 

 

Dale O. Gunther Blaine C. Gunther
856 East 700 North 75 East 1010 North
American Fork, UT 84003 American Fork, UT 84003
(801) 592-1826 (801) 234-9620

 

The address for all other Reporting Persons is:

 

Marcus J. Williams

Buchalter APC

1000 Wilshire Blvd., Suite 1500

Los Angeles, CA 90017

(213) 891-5088

 

(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications)

 

September 30, 2021

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).  

 

 

 

     
 

 

SCHEDULE 13D

 

Explanatory Note: This Amendment No. 8 (“Amendment”) to the beneficial ownership report on Schedule 13D filed on June 10, 2020 (“Schedule 13D”) amends and supplements certain information set forth in the Schedule 13D. The Schedule 13D has previously been amended by Amendment No. 1 (July 22, 2020), Amendment No. 2 (January 14, 2021), Amendment No. 3 (January 15, 2021), Amendment No. 4 (January 27, 2021), Amendment No. 5 (February 1, 2021), Amendment No. 6 (March 15, 2021) and Amendment No. 7 (May 19, 2021). References herein to the Schedule 13D describe the initial filing as so amended. The Schedule 13D relates to shares of common stock of Altabancorp, a Utah corporation and a registered bank holding company, beneficially owned by the reporting persons identified in the Schedule 13D. Except as set forth herein, this Amendment does not modify any information previously set forth in the Schedule 13D. Capitalized terms used herein and not defined have the meanings assigned thereto in the Schedule 13D. The purpose of this Amendment is to disclose certain recent developments identified in Item 4 and Item 6 and to file an additional document as an exhibit pursuant to Item 7.

 

Item 4. Purpose of Transaction

 

Item 4 of the Schedule 13D is amended to add the following paragraph as the final paragraph of such Item.

 

The Reporting Persons anticipate that the Issuer and Glacier will consummate the transactions contemplated by the Merger Agreement on or about October 1, 2021. In facilitation of the Merger and acting pursuant to the Voting Agreement, the Reporting Persons granted to the Issuer’s corporate secretary a proxy to permit the voting of the Bound Shares in favor of the Merger and the transactions contemplated thereby (other than the advisory proposal regarding “golden parachute” compensation arrangements, as to which the Bound Shares abstained).

 

The Voting Agreement terminated on the date the Merger was approved by the Issuer’s shareholders, subsequent to which the Issuer reimbursed the Reporting Persons for certain fees and expenses incurred in connection with their compliance with laws and regulations applicable to their ownership of the Issuer’s common stock and their communications with the parties and the other shareholders.

 

The Shareholder Agreement was amended by Amendment No. 1 to Shareholder Agreement in the form attached as Exhibit 99.12, which amendment became effective upon consummation of the Merger, whereupon the Shareholder Agreement (as so amended) will apply only to shares of common stock of Glacier held by the Reporting Persons from time to time. The Reporting Persons will beneficially own less than five percent (5%) of the voting securities of the surviving corporation and will not be required to file, and after the Merger will not file, beneficial ownership reports relating to their beneficial ownership of Glacier securities.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

The final textual paragraph set forth in Item 4 of this Amendment No. 8 is incorporated herein as the last paragraph of Item 6 of the Schedule 13D.

 

Item 7. Material to be Filed as Exhibits
 
Exhibit   Description
     
99.12   Amended and Restated Voting Agreement dated September 30, 2021†
     
24.1   Form of Power of Attorney*
     
 

*

Previously Filed.

Filed Herewith.

 

2
 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: September 30, 2021

 

  DALE O. GUNTHER  
       
   /s/ Dale O. Gunther  
   Dale O. Gunther  
       
       
  DRG PARTNERS, LLC  
       
   /s/ Dale O. Gunther  
  Name: Dale O. Gunther  
  Title: Manager  
       
       
  THE RASPBERRY TRUST  
       
   /s/ Matthew O. Cleary  
  Name: Matthew O. Cleary  
  Title: Trustee  

 

3
 

 

  GUNTHER LEGACY TRUST
       
   /s/ Chantel Gunther  
  Name: Chantel Gunther  
  Title: Trustee  
       
   /s/ W. Bruce Miller  
  Name: W. Bruce Miller  
  Title: Trustee  
       
   /s/ Brett D. Christiansen  
  Name: Brett D. Christiansen  
  Title: Trustee  
       
   /s/ Holli Gunther  
  Name: Holli Gunther  
  Title: Trustee  
       
   /s/ Christian Gunther  
  Name: Christian Gunther  
  Title: Trustee  
       
   /s/ Orrin Porter Rockwell  
  Name: Orrin Porter Rockwell  
  Title: Trustee  
       
   /s/ Ryan Thompson  
  Name: Ryan Thompson  
  Title: Trustee  
       
       
  RUSSELL GUNTHER  
       
   /s/ Russell Gunther  
  Russell Gunther  
       
       
  JACOB GUNTHER  
       
   /s/ Jacob Gunther  
  Jacob Gunther  
       
       
  HUDSON GUNTHER  
       
   /s/ Hudson Gunther  
  Hudson Gunther  
       
       
  KIMBALL GUNTHER  
       
   /s/ Kimball Gunther  
  Kimball Gunther  

 

4
 

 

  THE MARY G. MILLER REVOCABLE TRUST
       
   /s/ Mary G. Miller  
  Name: Mary G. Miller  
  Title: Trustee  
       
   /s/ W. Bruce Miller  
  Name: W. Bruce Miller  
  Title: Trustee  
       
       
  DERECK GUNTHER MILLER
       
   /s/ Dereck Gunther Miller  
  Dereck Gunther Miller  
       
       
  THE BRETT AND SUSAN CHRISTIANSEN FAMILY TRUST
       
   /s/ Brett David Christiansen  
  Name: Brett David Christiansen  
  Title: Trustee  
       
   /s/ Susan Gunther Christiansen  
  Name: Susan Gunther Christiansen
  Title: Trustee  
       
       
  CHRISTOPHER BRETT CHRISTIANSEN
       
   /s/ Christopher Brett Christiansen  
  Christopher Brett Christiansen  
       
       
  BRUCE O. GUNTHER
       
   /s/ Bruce O. Gunther  
  Bruce O. Gunther  
       
       
  JULIE MARIE ROCKWELL
       
   /s/ Julie Marie Rockwell  
  Julie Marie Rockwell  
       
       
  RUTH ANN GUNTHER THOMPSON
       
   /s/ Ruth Ann Gunther Thompson  
  Ruth Ann Gunther Thompson  

 

5
 

 

  THE PAUL GUNTHER FAMILY LLC
       
   /s/ Paul Gunther  
  Name: Paul Gunther  
  Title: Managing Member  
       
   /s/ Lynda C. Gunther  
  Name: Lynda C. Gunther  
  Title: Managing Member  
       
       
  JANELLE GUNTHER
       
   /s/ Janelle Gunther  
  Janelle Gunther  
       
       
  JORDAN GUNTHER
       
   /s/ Jordan Gunther  
  Jordan Gunther  
       
       
  JENESSA GUNTHER
       
   /s/ Jenessa Gunther  
  Jenessa Gunther  
       
       
  JILENNE GUNTHER
       
   /s/ Jilenne Gunther  
  Jilenne Gunther  
       
       
  JUSTUS ROBERT GUNTHER
       
   /s/ Justus Robert Gunther  
  Justus Robert Gunther  
       
       
  JESSE OMEGA GUNTHER
       
   /s/ Jesse Omega Gunther  
  Jesse Omega Gunther  

 

  JANSEN ORVILLE GUNTHER
       
   /s/ Jansen Orville Gunther  
  Jansen Orville Gunther  

 

6
 

 

  JULIA KELSEY GUNTHER
       
   /s/ Julia Kelsey Gunther  
  Julia Kelsey Gunther  
       
       
  THE PAUL AND MIRIAM THOMAS FAMILY LLC
       
   /s/ Paul Y. Thomas  
  Name: Paul Y. Thomas  
  Title: Managing Member  
       
   /s/ Miriam G. Thomas  
  Name: Miriam G. Thomas  
  Title: Managing Member  
       
       
  HETS, LLC
       
   /s/ Eric Neal Sabourin  
  Name: Eric Neal Sabourin  
  Title: Manager  
       
   /s/ Heather Thomas-Sabourin  
  Name: Heather Thomas-Sabourin  
  Title: Manager  

 

 

  BLAINE GUNTHER INVESTMENTS, L.C.
       
   /s/ Blaine C. Gunther  
  Name: Blaine C. Gunther  
  Title: Member  
       
   /s/ Linda Gunther  
  Name: Linda Gunther  
  Title: Member  
       
   /s/ Kristin Gunther Howard  
  Name: Kristin Gunther Howard  
  Title: Member  
       
   /s/ Jonathan Blaine Gunther  
  Name: Jonathan Blain Gunther  
  Title: Member  
       
   /s/ Anne Marie Gunther  
  Name: Anne Marie Gunther  
  Title: Member  
       
 

BLAINE C. GUNTHER TRUST

       
 

/s/ Blaine C. Gunther

 
 

Name:

Blaine C. Gunther  
 

Title:

Trustee  

 

7
 

 

  THE JOHN W. HOWARD II AND KRISTIN G. HOWARD TRUST FBO HOWARD FAMILY TRUST U/A JAN. 3, 2002
       
   /s/ John W. Howard II  
  Name: John W. Howard II  
  Title: Trustee  
       
   /s/ Kristin G. Howard  
  Name: Kristin G. Howard  
  Title: Trustee  
       
       
  JONATHAN BLAINE GUNTHER
       
   /s/ Jonathan Blaine Gunther  
  Jonathan Blaine Gunther  
       
       
  THE LIVING TRUST OF JONATHAN BLAINE GUNTHER AND LISA PETERSEN GUNTHER
       
   /s/ Jonathan Blaine Gunther  
  Name: Jonathan Blaine Gunther  
  Title: Trustee  
       
   /s/ Lisa Petersen Gunther  
  Name: Lisa Petersen Gunther  
  Title: Trustee  

 

 

  ANNE MARIE GUNTHER
       
   /s/ Anne Marie Gunther  
  Anne Marie Gunther  
       
       
  GUNTHER HOLDING COMPANY L.C.
       
   /s/ Dean Gunther  
  Name: Dean Gunther  
  Title: Manager  

 

8
 

 

  THE GUNTHER FAMILY TRUST
       
   /s/ Dean Gunther  
  Name: Dean Gunther  
  Title: Trustee  
       
   /s/ Deana Gunther  
  Name: Deana Gunther  
  Title: Trustee  
       
       
  DEBRA GUNTHER HOLLEY
       
   /s/ Debra Gunther Holley  
  Debra Gunther Holley  
       
       
  STEPHEN H. HOLLEY
       
   /s/ Stephen H. Holley  
  Stephen H. Holley  
       
       
  RUPRECHT & CO., L.L.C.
       
   /s/ Stephen H. Holley  
  Name: Stephen H. Holley  
  Title: Member-Manager  
       
   /s/ Debra Gunther Holley  
  Name: Debra Gunther Holley  
  Title: Member-Manager  

 

 

  THE NEWBOLD FAMILY TRUST
       
   /s/ Jace Tyler Newbold  
  Name: Jace Tyler Newbold  
  Title: Trustee  
       
   /s/ Rebecca Holley Newbold  
  Name: Rebecca Holley Newbold  
  Title: Trustee  
       
       
  STEPHEN MARK HOLLEY
       
   /s/ Stephen Mark Holley  
  Stephen Mark Holley  

 

9
 

 

  BENJAMIN HOLLEY  
       
   /s/ Benjamin Holley  
  Benjamin Holley  
       
       
  ANDREA HOLLEY  
       
   /s/ Andrea Holley  
  Andrea Holley  

 

 

10

 

 

 

AltaBancorp (NASDAQ:ALTA)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more AltaBancorp Charts.
AltaBancorp (NASDAQ:ALTA)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more AltaBancorp Charts.