Current Report Filing (8-k)
06 August 2022 - 6:32AM
Edgar (US Regulatory)
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0001677077
2022-08-05
2022-08-05
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
___________________________________________________________________
Date of Report (Date of earliest event reported): August
5, 2022
ALZAMEND NEURO, INC.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-40483 |
|
81-1822909 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
3500 Lenox Rd. NE, Suite 1500, Atlanta, GA 30326
(Address of principal executive offices) (Zip Code)
(844) 722-6333
(Registrant's telephone number, including area
code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, $0.0001 par value |
|
ALZN |
|
The Nasdaq Capital Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
| ITEM 5.02 | DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS;
COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. |
On August 1, 2022, Lien Escalona resigned as the
Chief Financial Officer of Alzamend Neuro, Inc. (the “Company”), effective immediately. On August 5, 2022, the Company
appointed David J. Katzoff, who has been serving as the Company’s Chief Operating Officer, as its new Chief Financial Officer.
Mr. Katzoff joined the Company on a part-time
basis in November 2019, serving as the Senior Vice President of Operations from November 2019 to December 2020, and served
as Chief Operating Officer between December 2020 and August 2022. Since January 2019, Mr. Katzoff has served as Senior
Vice President of Finance of BitNile Holdings, Inc., a publicly traded diversified holding company focused primarily on the digital mining,
investment, defense/aerospace, industrial, automotive, medical/biopharma and textile industries. Since
December 2021, Mr. Katzoff has served as the Chief Financial Officer of Imperalis Holding Corp., a publicly listed company. Since February
2021, Mr. Katzoff has served as the Vice President of Finance of Ault Disruptive Technologies Corporation, a publicly traded special purpose
acquisition company. From 2015 to 2018, Mr. Katzoff served as Chief Financial Officer of Lumina Media, LLC, a privately-held media
company and publisher of life-style publications. From 2003 to 2017, Mr. Katzoff served a Vice President of Finance of Local Corporation,
a publicly held local search company. Mr. Katzoff received a B.S. degree in Business Management from the University of California
at Davis.
There are no family relationships between Mr.
Katzoff and any other director or executive officer.
There were no arrangements or understandings between
the Company or any other person and Mr. Katzoff pursuant to his appointment and no disclosure is required under Item 404(a) of Regulation
S-K.
Mr. Katzoff does not have an employment agreement
with the Company and, presently, no changes are being made to Mr. Katzoff’s compensation.
| ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS. |
Exhibit No. |
|
Description |
101 |
|
Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). |
104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
ALZAMEND NEURO, INC. |
|
|
|
|
|
|
Dated: August 5, 2022 |
/s/ Henry Nisser |
|
|
Henry Nisser |
|
|
Executive Vice President and General Counsel |
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