Statement of Changes in Beneficial Ownership (4)
05 January 2022 - 7:41AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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KIM JAMES J |
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC.
[
AMKR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Member of 10% owner group (6) |
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(Last)
(First)
(Middle)
C/O SIANA CARR O'CONNOR & LYNAM, 1500 EAST LANCASTER AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/30/2021 |
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(Street)
PAOLI, PA 19301-9713
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 12/30/2021 | | P(1) | | 1187087 | A | $24.68 | 1197886 | D | |
| Common Stock | 12/30/2021 | | P(2) | | 1187087 | A | $24.68 | 1187110 | I (5) | By spouse |
| Common Stock | 12/30/2021 | | P(3) | | 668666 | A | $24.68 | 1855776 | I (5) | By spouse |
| Common Stock | 12/30/2021 | | P(3) | | 668666 | A | $24.68 | 1866552 | D | |
| Common Stock | | | | | | | | 49594980 | I (4)(5) | By 915 Investments, LP |
| Common Stock | | | | | | | | 14136180 | I (4)(5) | By trusts (other than GRATs) |
| Common Stock | | | | | | | | 6430381 | I (4)(5) | By GRATs |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note. |
| (2) | On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim, the wife of James J. Kim, in payment of the principal of a Note. |
| (3) | On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to Agnes C. Kim in partial payment of the principal of a joint Note. |
| (4) | The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 14,136,180 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 6,430,381 shares of the Issuer's Common Stock, and (iii) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. |
| (5) | The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
Remarks:
6. The reporting person states that the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
KIM JAMES J
C/O SIANA CARR O'CONNOR & LYNAM
1500 EAST LANCASTER AVENUE
PAOLI, PA 19301-9713 | X | X |
| Member of 10% owner group (6) |
Signatures
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| /s/ Richard D. Rosen, Attorney-in-Fact | | 12/31/2021 |
| **Signature of Reporting Person | Date |
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