CUSIP
No. 03213A104
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1.
|
Names
of Reporting Persons
Battery Ventures XI-A, L.P. (“BV11-A”)
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2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
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(a)
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¨
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(b)
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x
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3.
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SEC
Use Only
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4.
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Citizenship
or Place of Organization
Delaware
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|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
4,112,110 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing member
of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H. Lee
(“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting of
these shares. 1
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6.
|
Shared
Voting Power
See response to row 5.
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|
7.
|
Sole
Dispositive Power
4,112,110 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing
member of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 1
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|
8.
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Shared
Dispositive Power
See response to row 7.
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9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
4,112,110 shares 1
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|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
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|
11.
|
Percent
of Class Represented by Amount in Row (9)
6.4%
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|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
1 This amount includes 3,694,078 shares of Class A common stock issuable
upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
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|
1.
|
Names
of Reporting Persons
Battery Ventures XI-B, L.P. (“BV11-B”)
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|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
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|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
1,086,512 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing
member of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting
of these shares. 2
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|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
1,086,512 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing
member of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 2
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
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|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
1,086,512 shares 2
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|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
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|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
1.7%
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|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
2 This amount includes 976,058 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
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|
1.
|
Names
of Reporting Persons
Battery Ventures XI-A Side Fund, L.P. (“BV11-A SF”)
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|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
4,272,229 shares, except that Battery Partners XI Side Fund, LLC (“BP11SF”), the general partner of BV11-A SF and BV11-B
SF, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting
of these shares. 3
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
4,272,229 shares, except that Battery Partners XI Side Fund, LLC (“BP11SF”), the general partner of BV11-A SF and
BV11-B SF, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 3
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
4,272,229 shares 3
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
6.7%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
3 This amount includes 3,837,919 shares of Class A common
stock issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
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|
1.
|
Names
of Reporting Persons
Battery Ventures XI-B Side Fund, L.P. (“BV11-B SF”)
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|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
926,395 shares, except that Battery Partners XI Side Fund, LLC (“BP11SF”), the general partner of BV11-A SF and BV11-B
SF, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting
of these shares. 4
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
926,395 shares, except that Battery Partners XI Side Fund, LLC (“BP11SF”), the general partner of BV11-A SF and
BV11-B SF, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 4
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
926,395 shares 4
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
1.5%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
4 This amount includes 832,219 shares of Class A common
stock issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
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|
1.
|
Names
of Reporting Persons
Battery Investment Partners XI, LLC (“BIP11”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
190,579 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing member
of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting
of these shares. 5
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
190,579 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing member
of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 5
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
190,579 shares 5
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
0.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
OO
|
5 This amount includes 171,206 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Partners XI, LLC (“BP11”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
5,389,201 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing
member of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting
of these shares. 6
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
5,389,201 shares, except that Battery Partners XI, LLC (“BP11”), the general partner of BV11-A, BV11-B, and managing
member of BIP11, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 6
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
5,389,201 shares 6
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
8.4%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
OO
|
6 This amount includes 4,841,342 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Partners XI Side Fund, LLC (“BP11SF”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
5,198,624 shares, except that Battery Partners XI Side Fund, LLC (“BP11SF”), the general partner of BV11-A SF and BV11-B
SF, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the voting
of these shares. 7
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
5,198,624 shares, except that Battery Partners XI Side Fund, LLC (“BP11SF”), the general partner of BV11-A SF and BV11-B
SF, and its investment advisor Battery Management Corp. (“BMC,” and together with BP11 and BP11SF, the “Battery
XI Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Neeraj Agrawal (“Agrawal”),
Michael Brown (“Brown”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea R. Stoner (“Stoner”), Dharmesh Thakker (“Thakker”) and Scott R. Tobin (“Tobin”),
each of whom is a managing member or officer of the Battery XI Companies, may be deemed to have shared power to direct the disposition
of these shares. 7
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
5,198,624 shares 7
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
8.1%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
OO
|
7 This amount includes 4,670,138 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Ventures Select Fund I, L.P. (“BV Select”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
361,099 shares, except that Battery Partners Select Fund I, L.P. (“BP Select LP”), the general partner of BV Select,
Battery Partners Select Fund I GP, LLC (“BP Select LLC”), the general partner of BP Select LP and BIP Select, and its
investment advisor Battery Management Corp. (“BMC,” and together with BP Select LLC, the “Battery Select Companies”)
may be deemed to have sole power to direct the voting of these shares; each of Neeraj Agrawal (“Agrawal”), Michael Brown
(“Brown”), Morad Elhafed (“Elhafed”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”),
Roger H. Lee (“Lee”), Chelsea Stoner (“Stoner”), Dharmesh Thakker (“Thakker”), and Scott R. Tobin
(“Tobin”), each of whom is a managing member or officer of the Battery Select Companies, may be deemed to have shared
power to direct the voting of these shares. 8
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
361,099 shares, except that Battery Partners Select Fund I, L.P. (“BP Select LP”), the general partner of BV Select,
Battery Partners Select Fund I GP, LLC (“BP Select LLC”), the general partner of BP Select LP and BIP Select, and its
investment advisor Battery Management Corp. (“BMC,” and together with BP Select LLC, the “Battery Select Companies”)
may be deemed to have sole power to direct the disposition of these shares; each of Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee,
Stoner, Thakker, and Tobin, each of whom is a managing member or officer of the Battery Select Companies, may be deemed to have shared
power to direct the disposition of these shares. 8
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
361,099 shares 8
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
0.6%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
8 This amount includes 361,099 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Partners Select Fund I, L.P. (“BP Select LP”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
361,099 shares, except that Battery Partners Select Fund I, L.P. (“BP Select LP”), the general partner of BV Select,
Battery Partners Select Fund I GP, LLC (“BP Select LLC”), the general partner of BP Select LP and BIP Select, and its
investment advisor Battery Management Corp. (“BMC,” and together with BP Select LLC, the “Battery Select Companies”)
may be deemed to have sole power to direct the voting of these shares; each of Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee,
Stoner, Thakker, and Tobin, each of whom is a managing member or officer of the Battery Select Companies, may be deemed to have shared
power to direct the voting of these shares. 8
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
361,099 shares, except that Battery Partners Select Fund I, L.P. (“BP Select LP”), the general partner of BV Select,
Battery Partners Select Fund I GP, LLC (“BP Select LLC”), the general partner of BP Select LP and BIP Select, and its
investment advisor Battery Management Corp. (“BMC,” and together with BP Select LLC, the “Battery Select Companies”)
may be deemed to have sole power to direct the disposition of these shares; each of Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee,
Stoner, Thakker, and Tobin, each of whom is a managing member or officer of the Battery Select Companies, may be deemed to have shared
power to direct the disposition of these shares. 8
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
361,099 shares 8
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
0.6%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
8 This amount includes 361,099 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Investment Partners Select Fund I, L.P. (“BIP Select”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
35,713 shares, except that Battery Partners Select Fund I GP, LLC (“BP Select LLC”), the general partner of BP Select
LP and BIP Select, and its investment advisor Battery Management Corp. (“BMC,” and together with BP Select LLC, the “Battery
Select Companies”) may be deemed to have sole power to direct the voting of these shares; each of Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker, and Tobin, each of whom is a managing member or officer of the Battery Select Companies,
may be deemed to have shared power to direct the voting of these shares. 9
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
35,713 shares, except that Battery Partners Select Fund I GP, LLC (“BP Select LLC”), the general partner of BP Select
LP and BIP Select, and its investment advisor Battery Management Corp. (“BMC,” and together with BP Select LLC, the “Battery
Select Companies”) may be deemed to have sole power to direct the disposition of these shares; each of Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker, and Tobin, each of whom is a managing member or officer of the Battery Select Companies,
may be deemed to have shared power to direct the disposition of these shares. 9
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
35,713 shares 9
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
0.1%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
PN
|
9 This amount includes 35,713 shares of Class A common stock issuable
upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Partners Select Fund I GP, LLC (“BP Select LLC”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Delaware
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
396,812 shares, of which 361,099 shares are directly owned by BV Select LP and of which 35,713 shares are owned by BIP Select, except
that Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of
the Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 10
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
396,812 shares, of which 361,099 shares are directly owned by BV Select LP and of which 35,713 shares are owned by BIP Select, except
that Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of
the Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 10
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
396,812 shares 10
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
0.6%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
OO
|
10 This amount includes 396,812 shares of Class A common stock issuable
upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Battery Management Corp. (“BMC”)
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
Massachusetts
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
6.
|
Shared
Voting Power
See response to row 5.
|
|
7.
|
Sole
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
8.
|
Shared
Dispositive Power
See response to row 7.
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
10,984,637 shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.2%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
OO
|
11 This amount includes 9,908,292 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Neeraj Agrawal
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
68,572 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
68,572 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,053,209
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11 This amount includes 9,908,292 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Michael Brown
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
34,286 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
34,286 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,018,923
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11 This
amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common
stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Jesse Feldman
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
33,122 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
33,122 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,017,759
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11 This amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Roger H. Lee
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
68,574 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
68,574 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,053,211
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11
This amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Scott R. Tobin
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
23,604 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
23,604 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,008,241
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11 This amount includes 9,908,292 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Chelsea R. Stoner
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
64,697 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
64,697 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,049,334
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11
This amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Morad Elhafed
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
0
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
0
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
10,984,637
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.2%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11
This amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Dharmesh Thakker
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
39,152 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
39,152 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,023,789
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11 This amount includes 9,908,292 shares of Class A common stock
issuable upon the voluntary conversion of Class B common stock.
CUSIP
No. 03213A104
|
|
|
1.
|
Names
of Reporting Persons
Russell Fleischer
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
|
¨
|
|
|
(b)
|
x
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Citizenship
or Place of Organization
USA
|
|
|
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole
Voting Power
39,152 shares
|
|
6.
|
Shared
Voting Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the voting of these shares. 11
|
|
7.
|
Sole
Dispositive Power
39,152 shares
|
|
8.
|
Shared
Dispositive Power
10,984,637 shares, of which 4,112,110 shares are directly owned by BV11-A, 1,086,512 shares are directly owned by BV-11B, 4,272,229
shares are directly owned by BV11-ASF, 926,395 shares are directly owned by BV11-BSF, 190,579 shares are directly owned by BIP11,
361,099 shares are directly owned by BV Select, and 35,713 shares are directly owned by BIP Select, except that Agrawal, Brown, Elhafed,
Feldman, Fleischer, Lee, Stoner, Thakker and Tobin, each of whom is a managing member or officer of either the Battery XI Companies
or Battery Select Companies, may be deemed to have shared power to direct the disposition of these shares. 11
|
|
|
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
11,023,789
shares 11
|
|
|
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
|
|
|
11.
|
Percent
of Class Represented by Amount in Row (9)
17.3%
|
|
|
12.
|
Type
of Reporting Person (See Instructions)
IN
|
11
This amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common stock.
Item
1.
|
|
(a)
|
Name
of Issuer
Amplitude, Inc.
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices
201 Third Street, Suite 200
San
Francisco, CA 94103
|
|
Item
2.
|
|
(a)
|
Name
of Person Filing
Battery Ventures XI-A, L.P. (“BV11-A”), Battery Ventures XI-B, L.P. (“BV11-B”), Battery Ventures XI-A Side
Fund, L.P. (“BV11-A SF”), Battery Ventures XI-B Side Fund, L.P. (“BV11-B SF”), Battery Investment Partners
XI, LLC (“BIP11”), Battery Partners XI, LLC (“BP11”), Battery Partners XI Side Fund, LLC (“BP11SF”),
Battery Ventures Select Fund I, L.P. (“BV Select”), Battery Investment Partners Select Fund I, L.P. (“BIP Select”),
Battery Partners Select Fund I, L.P. (“BP Select LP”), Battery Partners Select Fund I GP, LLC (“BP Select LLC”),
“Battery Management Corp. (“BMC”), Neeraj Agrawal (“Agrawal”), Michael Brown (“Brown”),
Morad Elhafed (“Elhafed”), Jesse Feldman (“Feldman”), Russel Fleischer (“Fleischer”), Roger H.
Lee (“Lee”), Chelsea Stoner (“Stoner”), Dharmesh Thakker (“Thakker”), and Scott R. Tobin (“Tobin”).
The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”
Agrawal,
Brown, Feldman, Fleischer, Lee, Stoner, Thakker, and Tobin are the sole managing members of BP11, the general partner of BV11-A and
BV11-B and managing member of BIP11, BP11SF, the general partner of BV-11A SF and BV-11B SF, and/or the officers of BMC, the investment
advisor to BP11 and BP11SF.
Agrawal,
Brown, Elhafed, Feldman, Fleischer, Lee, Stoner, Thakker, and Tobin are the sole managing members of BP Select LLC, the general partner
of BP Select LP and BIP Select, and ultimate general partner of BV Select.
|
|
(b)
|
Address
of Principal Business Office or, if none, Residence
Battery
Ventures
One
Marina Park Drive
Suite 1100
Boston,
MA 02210
|
|
(c)
|
Citizenship
Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee, Stoner, Thakker, and Tobin are United States citizens. BV11-A, BV11-B,
BV-11A SF, BV-11B SF, BV Select, BP Select LP, and BIP Select are limited partnerships organized under the laws of the State of Delaware.
BP11, BP11SF, and BP Select LLC are limited liability companies organized under the laws of the State of Delaware. BMC is a corporation
organized under the laws of the Commonwealth of Massachusetts.
|
|
(d)
|
Title
of Class of Securities
Class A Common Stock, $0.00001 par value per share
|
|
(e)
|
CUSIP
Number
03213A104
|
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
|
|
(a)
|
¨
|
Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
¨
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
¨
|
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
¨
|
Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
(e)
|
¨
|
An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
¨
|
An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
¨
|
A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
¨
|
A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
¨
|
A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
|
|
(j)
|
¨
|
Group,
in accordance with §240.13d-1(b)(1)(ii)(J).
|
Item
4.
|
Ownership
|
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item
1.
The
approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons is based upon 53,879,646 shares of
Common Stock outstanding as of November 3, 2021, as reported in the Issuer’s Form 10-Q filed on November 9,
2021. 11
|
|
|
(a)
|
Amount
beneficially owned:
See
Row 9 of cover page for each Reporting Person.
|
|
(b)
|
Percent
of class:
See
Row 11 of cover page for each Reporting Person.
|
|
|
|
|
(c)
|
Number
of shares as to which the person has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote
See
Row 5 of cover page for each Reporting Person.
|
|
|
(ii)
|
Shared
power to vote or to direct the vote
See
Row 6 of cover page for each Reporting Person.
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of
See
Row 7 of cover page for each Reporting Person.
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of
See
Row 8 of cover page for each Reporting Person.
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following ¨.
|
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person
|
Under
certain circumstances set forth in the limited partnership agreement of BV11-A, BV11-B, BV11-A SF, BV11-B SF, BV Select, and BIP
Select, the general and limited partners may be deemed to have the right to receive dividends from, or the proceeds from, the sale
of shares of the Issuer owned by BV11-A, BV11-B, BV11-A SF, BV11-B SF, BV Select, and BIP Select. Under certain circumstances
set forth in the limited liability company agreement of BIP11, the members may be deemed to have the right to receive dividends from,
or the proceeds from, the sale of shares of the Issuer owned by BIP11.
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
|
N/A
|
|
Item
8.
|
Identification
and Classification of Members of the Group
|
N/A
|
|
Item
9.
|
Notice
of Dissolution of Group
|
N/A
|
|
Item
10.
|
Certification
|
N/A
|
11 This amount includes 9,908,292 shares of Class A common stock issuable upon the voluntary conversion of Class B common
stock.
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
BATTERY
VENTURES XI, L.P.
|
|
|
|
By:
Battery Partners XI, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
INVESTMENT PARTNERS XI, LLC
|
|
|
|
By:
|
Battery
Partners XI, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
PARTNERS XI, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
VENTURES SELECT FUND I, L.P.
|
|
|
|
By:
|
Battery
Partners Select Fund I, L.P.
|
|
By:
|
Battery
Partners Select Fund I GP, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
PARTNERS SELECT FUND I, L.P.
|
|
|
|
By:
|
Battery
Partners Select Fund I GP, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
INVESTMENT PARTNERS SELECT FUND I, L.P.
|
|
|
|
By:
|
Battery
Partners Select Fund I GP, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
PARTNERS SELECT FUND I GP, LLC
|
|
|
|
By:
|
*
|
|
|
Managing
Member
|
|
|
|
BATTERY
MANAGEMENT CORP.
|
|
|
|
By:
|
*
|
|
|
Chief
Financial Officer
|
|
NEERAJ
AGRAWAL
|
|
|
|
By:
|
*
|
|
|
Neeraj
Agrawal
|
|
|
|
MICHAEL
BROWN
|
|
|
|
By:
|
*
|
|
|
Michael
Brown
|
|
|
|
JESSE
FELDMAN
|
|
|
|
By:
|
*
|
|
|
Jesse
Feldman
|
|
|
|
ROGER
H. LEE
|
|
|
|
By:
|
*
|
|
|
Roger
H. Lee
|
|
|
|
SCOTT
R. TOBIN
|
|
|
|
By:
|
*
|
|
|
Scott
R. Tobin
|
|
|
|
CHELSEA
R. STONER
|
|
|
|
By:
|
*
|
|
|
Chelsea
R. Stoner
|
|
|
|
RUSSELL
FLEISCHER
|
|
|
|
By:
|
*
|
|
Russell
Fleischer
|
|
|
|
MORAD
ELHAFED
|
|
|
|
By:
|
*
|
|
Morad
Elhafed
|
|
|
|
DHARMESH
THAKKER
|
|
|
|
By:
|
*
|
|
Dharmesh
Thakker
|
*By:
|
/s/
Christopher Schiavo
|
|
Name:
|
Christopher
Schiavo
Attorney-in-Fact
|
|
This
Schedule 13G was executed pursuant to a Power of Attorney. Note that copies of the applicable Powers of Attorney are
already on file with the appropriate agencies.
|
ATTENTION
|
|
Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
|