Statement of Changes in Beneficial Ownership (4)
07 February 2023 - 8:44AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Selipsky Adam |
2. Issuer Name and Ticker or Trading Symbol
AMAZON COM INC
[
AMZN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO Amazon Web Services |
(Last)
(First)
(Middle)
P.O. BOX 81226 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/2/2023 |
(Street)
SEATTLE, WA 98108-1226
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock,
par value $.01
per share | 2/2/2023 | | S(1) | | 500 | D | $109.544 (2) | 128780 | D | |
Common Stock,
par value $.01
per share | 2/2/2023 | | S(1) | | 973 | D | $110.4517 (3) | 127807 | D | |
Common Stock,
par value $.01
per share | 2/2/2023 | | S(1) | | 2217 | D | $111.4867 (4) | 125590 | D | |
Common Stock,
par value $.01
per share | 2/2/2023 | | S(1) | | 1110 | D | $112.4895 (5) | 124480 | D | |
Common Stock,
par value $.01
per share | 2/2/2023 | | S(1) | | 300 | D | $113.365 (6) | 124180 | D | |
Common Stock,
par value $.01
per share | 2/3/2023 | | S(1) | | 60 | D | $103.0997 (7) | 124120 | D | |
Common Stock,
par value $.01
per share | 2/3/2023 | | S(1) | | 69 | D | $104.0285 (8) | 124051 | D | |
Common Stock,
par value $.01
per share | 2/3/2023 | | S(1) | | 37 | D | $104.8824 (9) | 124014 | D | |
Common Stock,
par value $.01
per share | 2/3/2023 | | S(1) | | 130 | D | $106.4431 (10) | 123884 | D | |
Common Stock,
par value $.01
per share | 2/3/2023 | | S(1) | | 204 | D | $107.6603 (11) | 123680 | D | |
Common Stock,
par value $.01
per share | | | | | | | | 340 | I | In trust |
Common Stock,
par value $.01
per share | | | | | | | | 143.1 | I | Amazon.com 401(k) plan account |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
(2) | Represents the weighted average sale price. The highest price at which shares were sold was $109.87 and the lowest price at which shares were sold was $108.97. |
(3) | Represents the weighted average sale price. The highest price at which shares were sold was $110.99 and the lowest price at which shares were sold was $110.00. |
(4) | Represents the weighted average sale price. The highest price at which shares were sold was $112.02 and the lowest price at which shares were sold was $111.07. |
(5) | Represents the weighted average sale price. The highest price at which shares were sold was $113.18 and the lowest price at which shares were sold was $112.19. |
(6) | Represents the weighted average sale price. The highest price at which shares were sold was $113.41 and the lowest price at which shares were sold was $113.31. |
(7) | Represents the weighted average sale price. The highest price at which shares were sold was $103.53 and the lowest price at which shares were sold was $102.56. |
(8) | Represents the weighted average sale price. The highest price at which shares were sold was $104.49 and the lowest price at which shares were sold was $103.56. |
(9) | Represents the weighted average sale price. The highest price at which shares were sold was $105.15 and the lowest price at which shares were sold was $104.82. |
(10) | Represents the weighted average sale price. The highest price at which shares were sold was $107.07 and the lowest price at which shares were sold was $106.08. |
(11) | Represents the weighted average sale price. The highest price at which shares were sold was $108.07 and the lowest price at which shares were sold was $107.14. |
Remarks: The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Selipsky Adam P.O. BOX 81226 SEATTLE, WA 98108-1226 |
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| CEO Amazon Web Services |
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Signatures
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/s/ by Mark F. Hoffman as attorney-in-fact for Adam Selipsky, CEO Amazon Web Services | | 2/6/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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