Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provision of the Act (however, see the Notes).
CUSIP No. 028591105
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1.
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Names of Reporting Persons:
Moody
National Bank Trust Division
I.R.S. Identification Nos. of above
persons (entities only):
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2.
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization:
U.S.A. (Reporting person is a nationally chartered
banking association.)
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Number of
shares
Beneficially
owned By
each
reporting
Person
with:
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5.
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Sole Voting Power:
0
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6.
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Shared Voting Power:
12,789,578
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7.
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Sole Dispositive Power:
0
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8.
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Shared Dispositive Power:
695,079
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
12,789,578
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☐
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11.
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Percent of Class
Represented by Amount in Row (9):
47.57%
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12.
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Type of Reporting Person
(See Instructions):
BK
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CUSIP No. 028591105
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1.
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Names of Reporting Persons:
Moody
Bancshares, Inc.
I.R.S. Identification Nos. of above persons (entities
only):
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2.
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization:
Texas
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Number of
shares
Beneficially
owned By
each
reporting
Person
with:
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5.
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Sole Voting Power:
0
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6.
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Shared Voting Power:
12,789,578
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7.
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Sole Dispositive Power:
0
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8.
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Shared Dispositive Power:
695,079
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
0
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
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11.
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Percent of Class
Represented by Amount in Row (9):
0%
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12.
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Type of Reporting Person
(See Instructions):
CO
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CUSIP No. 028591105
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1.
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Names of Reporting Persons:
Moody Bank
Holding Company
I.R.S. Identification Nos. of above persons (entities
only):
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2.
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization:
Nevada
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Number of
shares
Beneficially
owned By
each
reporting
Person
with:
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5.
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Sole Voting Power:
0
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6.
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Shared Voting Power:
12,789,578
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7.
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Sole Dispositive Power:
0
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8.
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Shared Dispositive Power:
695,079
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
0
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
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11.
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Percent of Class
Represented by Amount in Row (9):
0%
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12.
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Type of Reporting Person
(See Instructions):
CO
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CUSIP No. 028591105
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1.
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Names of Reporting Persons:
Three R
Trusts
I.R.S. Identification Nos. of above persons (entities
only):
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2.
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization:
Texas
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Number of
shares
Beneficially
owned By
each
reporting
Person
with:
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5.
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Sole Voting Power:
0
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6.
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Shared Voting Power:
12,799,128
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7.
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Sole Dispositive Power:
0
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8.
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Shared Dispositive Power:
704,629
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
9,550
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
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11.
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Percent of Class
Represented by Amount in Row (9):
Less than 1%
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12.
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Type of Reporting Person
(See Instructions):
OO
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CUSIP No. 028591105
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1.
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Names of Reporting Persons:
Irwin M.
Herz, Jr.
I.R.S. Identification Nos. of above persons (entities
only):
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2.
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization:
U.S.A.
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Number of
shares
Beneficially
owned By
each
reporting
Person
with:
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5.
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Sole Voting Power:
19,325
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6.
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Shared Voting Power:
12,799,128
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7.
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Sole Dispositive Power:
19,325
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8.
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Shared Dispositive Power:
704,629
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
19,325
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
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11.
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Percent of Class
Represented by Amount in Row (9):
Less than 1%
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12.
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Type of Reporting Person
(See Instructions):
IN
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Item 1.
American National Group, Inc. (successor issuer to American National Insurance Company)
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(b)
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Address of Issuer’s Principal Executive Offices
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One Moody Plaza
Galveston,
Texas 77550
Item 2.
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(a)
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Name of Person Filing
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The names of the persons filing this Amendment No. 11 to Schedule 13G are as follows:
Moody National Bank Trust Division (“Moody National Bank”)
Moody Bancshares, Inc.
Moody
Bank Holding Company
Three R Trusts
Irwin M. Herz, Jr.
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(b)
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Address of Principal Business Office, or if None, Residence
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The address of the principal business office of Moody National Bank, Moody Bancshares, Inc. and Moody Bank Holding Company is:
2302 Postoffice
Galveston,
Texas 77550
The address of the principal business office of the Three R Trusts is:
2302 Postoffice, Suite 702
Galveston, Texas 77550
The
address of the principal business office of Irwin M. Herz, Jr. is:
One Moody Plaza
18th Floor
Galveston, Texas 77550
Moody National Bank is a national banking association.
Moody Bancshares, Inc. is a Texas corporation.
Moody Bank Holding Company is a Nevada corporation.
Three R Trusts are Texas trusts.
Irwin M. Herz, Jr. is a citizen of the U.S.A.
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(d)
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Title of Class of Securities
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Common Stock
02772A 109
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13(d)-1(b),
or 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
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(a)
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☐
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐
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Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
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If this statement is filed pursuant to Rule 13d-1(c), check this
box ☐.
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
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Moody National Bank is the sole trustee of the Libbie Shearn Moody Trust and beneficially owns the 9,949,585 shares of the Issuer beneficially
owned by the Libbie Shearn Moody Trust, as reported in the original Schedule 13G filed with the Securities and Exchange Commission on November 23, 2009, with respect to the shares of American National Insurance Company, to which this Amendment
No. 11 relates. In addition, Moody National Bank also acts as (i) trustee for and votes the 1,155,000 shares of common stock owned by the W. L. Moody, Jr. Trust for Grandchildren; (ii) agent for and votes 896,678 shares of common
stock held pursuant to an Agency and Investment Services Agreement for the benefit of The Moody Endowment; and (iii) trustee or agent for and votes the 788,315 shares of common stock owned by other fiduciary, agency and custodian accounts, for
a total beneficial ownership of 12,789,578 shares.
Moody Bank Holding Company owns a controlling interest in Moody National Bank and,
therefore, may have beneficial ownership of the 12,789,578 shares beneficially owned by Moody National Bank. Moody Bank Holding Company disclaims beneficial ownership of all of these shares pursuant to Rule
13d-4.
Moody Bancshares, Inc. owns all of the outstanding capital stock of Moody Bank Holding
Company and, therefore, may have beneficial ownership of the 12,789,578 shares beneficially owned by Moody National Bank. Moody Bancshares, Inc. disclaims beneficial ownership of all of these shares pursuant to Rule
13d-4.
The Three R Trusts own a controlling interest in Moody Bancshares, Inc. and may have
beneficial ownership of the 12,789,578 shares beneficially owned by Moody National Bank. In addition, the Three R Trusts separately beneficially own an additional 9,550 shares. The Three R Trusts disclaim beneficial ownership of the 12,789,578
shares beneficially owned by Moody National Bank pursuant to Rule 13d-4.
Irwin M. Herz, Jr. owns 19,325 shares directly. In addition, Mr. Herz is the sole trustee of
the Three R Trusts and may beneficially own the 12,789,578 shares beneficially owned by Moody National Bank and the 9,550 shares owned by the Three R Trusts. Mr. Herz disclaims beneficial ownership of the 12,789,578 shares beneficially owned by
Moody National Bank and the 9,550 shares beneficially owned by the Three R Trusts pursuant to Rule 13d-4.
Moody National Bank, Moody Bancshares, Inc., and Moody Bank Holding Company may each beneficially own 47.57% of the Issuer’s outstanding
Common Stock.
Three R Trusts may beneficially own 47.60% of the Issuer’s outstanding Common Stock.
Irwin M. Herz, Jr., may beneficially own 47.67% of the Issuer’s outstanding Common Stock.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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Irwin M. Herz, Jr. has the sole power to vote or direct the vote of 19,325 shares of the Issuer’s Common Stock.
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(ii)
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Shared power to vote or to direct the vote:
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Moody National Bank, Moody Bancshares, Inc. and Moody Bank Holding Company have shared power to vote or direct the vote of 12,789,578 shares
of the Issuer’s Common Stock.
The Three R Trusts and Irwin M. Herz, Jr. have shared power to vote or direct the vote of 12,799,128
shares of the Issuer’s Common Stock.
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(iii)
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Sole power to dispose or to direct the disposition of:
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Irwin M. Herz, Jr. has the sole power to dispose or direct the disposition of 19,325 shares of the Issuer’s Common Stock.
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(iv)
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Shared power to dispose or to direct the disposition of:
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Moody National Bank, Moody Bancshares, Inc. and Moody Bank Holding Company have shared power to dispose or direct the disposition of 695,079
shares of the Issuer’s Common Stock.
The Three R Trusts and Irwin M. Herz, Jr. have shared power to dispose or direct the
disposition of 704,629 shares of the Issuer’s Common Stock.
Item 5. Ownership of Five Percent or Less of Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following: ☐
Item 6. Ownership of More than Five Percent on Behalf of Another
Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on
by the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of
Dissolution of Group
Not applicable.
Item 10. Certification
Not
applicable.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
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Dated: January 19, 2022
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Moody National Bank Trust Division
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By:
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/s/ Wayne H. Madsen
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Wayne H. Madsen, Executive Vice President and Senior Trust Officer
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Moody Bancshares, Inc.
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By:
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/s/ Victor R. Pierson
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Victor R. Pierson, President
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Moody Bank Holding Company
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By:
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/s/ Victor R. Pierson
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Victor R. Pierson, President
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Three R Trusts
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By:
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/s/ Irwin M. Herz, Jr., Trustee
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Irwin M. Herz, Jr., Trustee
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Irwin M. Herz, Jr.
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/s/ Irwin M. Herz, Jr.
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