|
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13D
Under the Securities Exchange Act of 1934
(Amendment No. __)*
AMERICAN
OUTDOOR BRANDS, INC.
|
|
(Name
of Issuer)
Common
Stock, par value $0.001
|
|
(Title
of Class of Securities)
02875D109
|
|
(CUSIP
Number)
Bijel
Doshi
5485 Kietzke Lane
Reno, NV 89511
(775) 548-1730
(Name,
Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
September 9,
2022
|
|
(Date
of Event Which Requires Filing of this Statement)
If
the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of Sections 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.
¨
|
|
* The
remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the
Notes).
|
|
CUSIP
No. 02875D109 |
|
1. |
Names
of Reporting Persons |
Hallador
Investment Advisors, Inc. |
|
2. |
Check
the Appropriate Box if a Member of a Group (See
Instructions) |
(a) ¨
(b) ¨
|
|
3. |
SEC
Use Only |
|
|
4. |
Source
of Funds (See Instructions) |
AF |
|
5. |
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) |
¨ |
|
6. |
Citizenship
or Place of Organization |
Delaware |
Number
of
Shares
Beneficially
Owned by Each
Reporting
Person With |
7.
Sole Voting Power |
1,008,996 |
|
8.
Shared Voting Power |
0 |
|
9.
Sole Dispositive Power |
1,008,996 |
|
10.
Shared Dispositive Power |
0 |
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
1,008,996 |
|
12. |
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
¨ |
|
13. |
Percent
of Class Represented by Amount in Row (11) |
7.5%(1) |
|
14. |
Type
of Reporting Person (See Instructions) |
CO |
(1) Based
on 13,456,529 shares of common stock issued and outstanding as of
September 1, 2022, as reported in the Form 10-Q filed by
the Issuer with the Securities and Exchange Commission on
September 8, 2022.
|
CUSIP
No. 02875D109 |
|
1. |
Names
of Reporting Persons |
Hallador
Alternative Assets Fund LLC |
|
2. |
Check
the Appropriate Box if a Member of a Group (See
Instructions) |
(a) ¨
(b) ¨
|
|
3. |
SEC
Use Only |
|
|
4. |
Source
of Funds (See Instructions) |
WC |
|
5. |
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) |
¨ |
|
6. |
Citizenship
or Place of Organization |
Delaware |
Number
of
Shares
Beneficially
Owned by Each
Reporting
Person With |
7.
Sole Voting Power |
0 |
|
8.
Shared Voting Power |
545,737 |
|
9.
Sole Dispositive Power |
0 |
|
10.
Shared Dispositive Power |
545,737 |
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
545,737 |
|
12. |
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
¨ |
|
13. |
Percent
of Class Represented by Amount in Row (11) |
4.1%(1) |
|
14. |
Type
of Reporting Person (See Instructions) |
OO |
(1) Based
on 13,456,529 shares of common stock issued and outstanding as of
September 1, 2022, as reported in the Form 10-Q filed by
the Issuer with the Securities and Exchange Commission on
September 8, 2022.
|
CUSIP
No. 02875D109 |
|
1. |
Names
of Reporting Persons |
The
Moka Fund LP |
|
2. |
Check
the Appropriate Box if a Member of a Group (See
Instructions) |
(a) ¨
(b) ¨
|
|
3. |
SEC
Use Only |
|
|
4. |
Source
of Funds (See Instructions) |
WC |
|
5. |
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) |
¨ |
|
6. |
Citizenship
or Place of Organization |
Delaware |
Number
of
Shares
Beneficially
Owned by Each
Reporting
Person With |
7.
Sole Voting Power |
0 |
|
8.
Shared Voting Power |
463,259 |
|
9.
Sole Dispositive Power |
0 |
|
10.
Shared Dispositive Power |
463,259 |
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
463,259 |
|
12. |
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
¨ |
|
13. |
Percent
of Class Represented by Amount in Row (11) |
3.4%(1) |
|
14. |
Type
of Reporting Person (See Instructions) |
PN |
(1) Based
on 13,456,529 shares of common stock issued and outstanding as of
September 1, 2022, as reported in the Form 10-Q filed by
the Issuer with the Securities and Exchange Commission on
September 8, 2022.
|
CUSIP
No. 02875D109 |
|
1. |
Names
of Reporting Persons |
David
C. Hardie |
|
2. |
Check
the Appropriate Box if a Member of a Group (See
Instructions) |
(a) ¨
(b) ¨
|
|
3. |
SEC
Use Only |
|
|
4. |
Source
of Funds (See Instructions) |
PF |
|
5. |
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) |
¨ |
|
6. |
Citizenship
or Place of Organization |
United
States |
Number
of
Shares
Beneficially
Owned by Each
Reporting
Person With |
7.
Sole Voting Power |
11,900 |
|
8.
Shared Voting Power |
1,008,996 |
|
9.
Sole Dispositive Power |
11,900 |
|
10.
Shared Dispositive Power |
1,008,996 |
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
1,020,896 |
|
12. |
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
¨ |
|
13. |
Percent
of Class Represented by Amount in Row (11) |
7.6%(1) |
|
14. |
Type
of Reporting Person (See Instructions) |
IN |
(1) Based
on 13,456,529 shares of common stock issued and outstanding as of
September 1, 2022, as reported in the Form 10-Q filed by
the Issuer with the Securities and Exchange Commission on
September 8, 2022.
|
CUSIP
No. 02875D109 |
|
1. |
Names
of Reporting Persons |
Kevin
Leary |
|
2. |
Check
the Appropriate Box if a Member of a Group (See
Instructions) |
(a) ¨
(b) ¨
|
|
3. |
SEC
Use Only |
|
|
4. |
Source
of Funds (See Instructions) |
PF |
|
5. |
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) |
¨ |
|
6. |
Citizenship
or Place of Organization |
United
States |
Number
of
Shares
Beneficially
Owned by Each
Reporting
Person With |
7.
Sole Voting Power |
4,372 |
|
8.
Shared Voting Power |
1,008,996 |
|
9.
Sole Dispositive Power |
4,372 |
|
10.
Shared Dispositive Power |
1,008,996 |
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
1,013,368 |
|
12. |
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
¨ |
|
13. |
Percent
of Class Represented by Amount in Row (11) |
7.5%(1) |
|
14. |
Type
of Reporting Person (See Instructions) |
IN |
(1) Based
on 13,456,529 shares of common stock issued and outstanding as of
September 1, 2022, as reported in the Form 10-Q filed by
the Issuer with the Securities and Exchange Commission on
September 8, 2022.
|
CUSIP
No. 02875D109 |
|
1. |
Names
of Reporting Persons |
Bijel
Doshi |
|
2. |
Check
the Appropriate Box if a Member of a Group (See
Instructions) |
(a) ¨
(b) ¨
|
|
3. |
SEC
Use Only |
|
|
4. |
Source
of Funds (See Instructions) |
PF |
|
5. |
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) |
¨ |
|
6. |
Citizenship
or Place of Organization |
United
States |
Number
of
Shares
Beneficially
Owned by Each
Reporting
Person With |
7.
Sole Voting Power |
9,509 |
|
8.
Shared Voting Power |
1,008,996 |
|
9.
Sole Dispositive Power |
9,509 |
|
10.
Shared Dispositive Power |
1,008,996 |
|
11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
1,018,515 |
|
12. |
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) |
¨ |
|
13. |
Percent
of Class Represented by Amount in Row (11) |
7.6%(1) |
|
14. |
Type
of Reporting Person (See Instructions) |
IN |
(1) Based
on 13,456,529 shares of common stock issued and outstanding as of
September 1, 2022, as reported in the Form 10-Q filed by
the Issuer with the Securities and Exchange Commission on
September 8, 2022.
|
|
Item
1. |
Security and Issuer. |
This
statement relates to shares of Common Stock, $0.001 par value (the
“Shares”) of American Outdoor Brands, Inc., a Delaware
corporation (the “Issuer”). The address of the Issuer’s principal
executive office is 1800 North Route Z, Suite A, Columbia, MO
65202.
|
|
Item
2. |
Identity and Background. |
|
|
a. |
Name
of Person Filing: |
|
|
(i) |
Hallador
Investment Advisors, Inc., a corporation organized under the
laws of the state of Delaware (“HIA”). HIA is the investment
advisor to HAAF and Moka (each as defined below) and as such, has
voting and dispositive power with respect to the investments of
HAAF and Moka. |
|
|
(ii) |
Hallador
Alternative Assets Fund LLC, a limited liability company organized
under the laws of the state of Delaware (“HAAF”). HAAF is a
private equity investment fund directed or controlled by its
managing members, Hallador Management, LLC and David C.
Hardie. |
|
|
(iii) |
The
Moka Fund LP, a limited partnership organized under the laws of the
state of Delaware (“Moka”), is directed or controlled
by its general partner, HIA. Moka
pursues a value-oriented investment strategy, principally focused
on domestic public equities.
|
|
|
(iv) |
David
C. Hardie is a United States citizen. He is the Chairman and a
Managing Director of HIA and a Managing Member of HAAF. |
|
|
(v) |
Kevin
Leary is a United States citizen. He is the Chief Executive Officer
and a Managing Director of HIA. |
|
|
(vi) |
Bijel
Doshi is a United States citizen. He is the Portfolio Manager and a
Managing Director of HIA. |
|
|
b. |
Residence
or Business Address: |
|
|
(i) |
The
address of HIA is 5485 Kietzke Lane, Reno, NV 89511. |
|
|
(ii) |
The
address of HAAF is 5485 Kietzke Lane, Reno, NV 89511. |
|
|
(iii) |
The
address of Moka is 5485 Kietzke Lane, Reno, NV 89511. |
|
|
(iv) |
The
address of David C. Hardie is 5485 Kietzke Lane, Reno, NV
89511. |
|
|
(v) |
The
address of Kevin Leary is 5485 Kietzke Lane, Reno, NV
89511. |
|
|
(vi) |
The
address of Bijel Doshi is 5485 Kietzke Lane, Reno, NV
89511. |
|
|
c. |
None
of the Reporting Persons, within the last five years, have been
convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors). |
|
|
d. |
None
of the Reporting Persons, during the last five years, have been a
party to a civil proceeding of a judicial or administrative body of
competent jurisdiction, which as a result of such proceeding, were
or are subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities
subject to, United States federal or state securities laws or
finding any violation with respect to such laws. |
|
|
Item
3. |
Source and Amount of Funds or Other
Consideration. |
The
funds for the purchase of the 545,737 Shares beneficially owned by
HAAF were derived from the general working capital of HAAF. The
funds for the purchase of the 463,259 Shares beneficially owned by
Moka were derived from the general working capital of Moka. The
funds for the purchase of the 11,900 Shares over which David C.
Hardie exercises sole voting and dispositive control were derived
from the personal funds of David C. Hardie. The funds for the
purchase of the 4,372 Shares over which Kevin Leary exercises sole
voting and dispositive control were derived from the personal funds
of Kevin Leary. The funds for the purchase of the 9,509 Shares over
which Bijel Doshi exercises sole voting and dispositive control
were derived from the personal funds of Bijel Doshi.
A
total of $11,413,429, inclusive of broker fees, was paid to
acquire the Shares reported herein.
|
|
Item
4. |
Purpose of Transaction. |
The
Reporting Persons acquired the Shares based on the Reporting
Persons’ belief that the Shares, when purchased, were undervalued
and represented an attractive investment opportunity. Depending
upon overall market conditions, other investment opportunities
available to the Reporting Persons, and the availability of Shares
at prices that would make the purchase or sale of Shares desirable,
the Reporting Persons may endeavor to increase or decrease their
position in the Issuer, through among other things, the purchase or
sale of Shares on the open market or in private transactions or
otherwise, on such terms and at such times as the Reporting Persons
may deem advisable.
The
Reporting Persons have no present plan or proposals that would
relate to or result in any of the matters set forth in
subparagraphs (a)-(j) of Item 4 of Schedule 13D. The Reporting
Persons intend to review their investment in the Issuer on a
continuing basis. The Reporting Persons have previously engaged in
discussions with management and other stockholders, and expect they
will continue to engage in such discussions, including with the
board of directors and other relevant parties, concerning the
business, operations, board composition, management, strategy and
future plans of the Issuer. Depending on various factors including,
without limitation, the results of the Issuer’s financial position
and business strategy, price levels of the Shares, conditions in
the securities market and general economic and industry conditions,
the Reporting Persons may in the future take such actions with
respect to their investment in the Issuer as they deem appropriate
including, without limitation, purchasing additional shares or
selling some or all of their Shares, engaging in any hedging or
similar transactions with respect to the Shares, seeking board
representation, engaging in discussions with management, the board
of directors, other stockholders and other relevant parties
concerning the business, operations, board composition, management,
strategy and future performance of the Issuer or taking other
action to effect changes in the board composition, ownership
structure or operations of the Issuer, encouraging the Issuer to
pursue one or more strategic transactions and/or otherwise changing
their intention with respect to any and all matters referred to in
Item 4 of Schedule 13D. The Reporting Persons remain open and
available to consider various transactions and strategies that
could potentially unlock stockholder value.
|
|
Item
5. |
Interest in Securities of the Issuer. |
(a)
|
|
(i) |
HIA
beneficially owns 1,008,996 Shares, or 7.5% of the
Shares. |
|
|
(ii) |
The
amount of Shares considered to be beneficially owned by HIA by
reason of its voting and dispositive powers with respect to HAAF’s
investments is 545,737 Shares, or 4.1% of the Shares. |
|
|
(iii) |
The
amount of Shares considered to be beneficially owned by HIA by
reason of its voting and dispositive powers with respect to Moka’s
investments is 463,259 Shares, or 3.4% of the Shares. |
|
|
(iv) |
David
C. Hardie beneficially owns 11,900 Shares and, as a Managing
Director of HIA, may be deemed to beneficially own an additional
1,008,996 Shares, for a total of 7.6% of the Shares. |
|
|
(v) |
Kevin
Leary beneficially owns 4,372 Shares and, as a Managing Director of
HIA, may be deemed to beneficially own an additional 1,008,996
Shares, for a total of 7.5% of the Shares. |
|
|
(vi) |
Bijel
Doshi beneficially owns 9,509 Shares and, as a Managing Director of
HIA, may be deemed to beneficially own an additional 1,008,996
Shares, for a total of 7.6% of the Shares. |
|
|
(b) |
The
following table sets forth the number of Shares as to which the
Reporting Persons have (i) the sole power to vote or direct
the voting of the Shares, (ii) the sole power to dispose or to
direct the disposition of the Shares or (iii) shared power to
vote or direct the vote or dispose or direct disposition of the
Shares: |
|
Reporting
Person |
|
Sole
Voting Power |
|
|
Sole
Power of
Disposition |
|
|
Shared
Voting and
Power of Disposition |
|
|
Hallador
Investment Advisors, Inc. |
|
|
1,008,996 |
|
|
|
1,008,996 |
|
|
|
0 |
|
|
Hallador
Alternative Assets Fund LLC |
|
|
0 |
|
|
|
0 |
|
|
|
545,737 |
|
|
The
Moka Fund LP |
|
|
0 |
|
|
|
0 |
|
|
|
463,259 |
|
|
David
C. Hardie |
|
|
11,900 |
|
|
|
11,900 |
|
|
|
1,008,996 |
|
|
Kevin
Leary |
|
|
4,372 |
|
|
|
4,372 |
|
|
|
1,008,996 |
|
|
Bijel
Doshi |
|
|
9,509 |
|
|
|
9,509 |
|
|
|
1,008,996 |
|
(c)
|
Reporting
Person |
|
Date |
|
Number
of Shares |
|
|
Price
per Share |
|
|
Where
and How the Transaction Was Effected |
|
HAAF |
|
July
11, 2022 |
|
|
6,000 |
|
|
$ |
9.16 |
|
|
Open
Market |
| HAAF |
|
July
12, 2022 |
|
|
16,000 |
|
|
$ |
9.03 |
|
|
Open
Market |
| HAAF |
|
July
13, 2022 |
|
|
8,000 |
|
|
$ |
9.20 |
|
|
Open
Market |
| Moka |
|
July
22, 2022 |
|
|
15,045 |
|
|
$ |
7.81 |
|
|
Open
Market |
| HAAF |
|
July
22, 2022 |
|
|
15,045 |
|
|
$ |
7.81 |
|
|
Open
Market |
| Moka |
|
July
25, 2022 |
|
|
700 |
|
|
$ |
7.97 |
|
|
Open
Market |
| Moka |
|
July
26, 2022 |
|
|
11,874 |
|
|
$ |
7.74 |
|
|
Open
Market |
| HAAF |
|
July
26, 2022 |
|
|
11,873 |
|
|
$ |
7.74 |
|
|
Open
Market |
| Moka |
|
July
27, 2022 |
|
|
8,196 |
|
|
$ |
7.90 |
|
|
Open
Market |
| HAAF |
|
July
27, 2022 |
|
|
8,195 |
|
|
$ |
7.90 |
|
|
Open
Market |
| Moka |
|
July
29, 2022 |
|
|
19,813 |
|
|
$ |
7.91 |
|
|
Open
Market |
| Moka |
|
July
29, 2022 |
|
|
18,000 |
|
|
$ |
7.91 |
|
|
Open
Market |
| HAAF |
|
July
29, 2022 |
|
|
19,813 |
|
|
$ |
7.91 |
|
|
Open
Market |
| Moka |
|
August
8, 2022 |
|
|
1,000 |
|
|
$ |
7.78 |
|
|
Open
Market |
| Moka |
|
August
9, 2022 |
|
|
6,500 |
|
|
$ |
7.91 |
|
|
Open
Market |
| HAAF |
|
August
9, 2022 |
|
|
6,500 |
|
|
$ |
7.91 |
|
|
Open
Market |
| Moka |
|
August
10, 2022 |
|
|
2,500 |
|
|
$ |
8.58 |
|
|
Open
Market |
| HAAF |
|
August
10, 2022 |
|
|
2,500 |
|
|
$ |
8.58 |
|
|
Open
Market |
| Moka |
|
August
12, 2022 |
|
|
1,015 |
|
|
$ |
9.09 |
|
|
Open
Market |
| Moka |
|
August
12, 2022 |
|
|
2,000 |
|
|
$ |
9.02 |
|
|
Open
Market |
| HAAF |
|
August
12, 2022 |
|
|
1,014 |
|
|
$ |
9.09 |
|
|
Open
Market |
| Moka |
|
August
15, 2022 |
|
|
602 |
|
|
$ |
8.70 |
|
|
Open
Market |
| HAAF |
|
August
15, 2022 |
|
|
603 |
|
|
$ |
8.70 |
|
|
Open
Market |
| Moka |
|
August
17, 2022 |
|
|
3,775 |
|
|
$ |
8.82 |
|
|
Open
Market |
| Moka |
|
August
17, 2022 |
|
|
1,056 |
|
|
$ |
8.79 |
|
|
Open
Market |
| HAAF |
|
August
17, 2022 |
|
|
3,776 |
|
|
$ |
8.82 |
|
|
Open
Market |
| Moka |
|
August
18, 2022 |
|
|
2,419 |
|
|
$ |
8.81 |
|
|
Open
Market |
| HAAF |
|
August
18, 2022 |
|
|
2,419 |
|
|
$ |
8.81 |
|
|
Open
Market |
| Moka |
|
August
19, 2022 |
|
|
6,664 |
|
|
$ |
8.61 |
|
|
Open
Market |
| HAAF |
|
August
19, 2022 |
|
|
6,664 |
|
|
$ |
8.61 |
|
|
Open
Market |
| Moka |
|
August
22, 2022 |
|
|
2,500 |
|
|
$ |
8.43 |
|
|
Open
Market |
| Moka |
|
August
22, 2022 |
|
|
3,895 |
|
|
$ |
8.43 |
|
|
Open
Market |
| HAAF |
|
August
22, 2022 |
|
|
2,500 |
|
|
$ |
8.43 |
|
|
Open
Market |
| Moka |
|
August
23, 2022 |
|
|
2,500 |
|
|
$ |
8.44 |
|
|
Open
Market |
| Moka |
|
August
23, 2022 |
|
|
4,500 |
|
|
$ |
8.44 |
|
|
Open
Market |
| HAAF |
|
August
23, 2022 |
|
|
2,500 |
|
|
$ |
8.44 |
|
|
Open
Market |
| Moka |
|
August
24, 2022 |
|
|
1,167 |
|
|
$ |
8.24 |
|
|
Open
Market |
| Moka |
|
August
24, 2022 |
|
|
1,605 |
|
|
$ |
8.33 |
|
|
Open
Market |
| HAAF |
|
August
24, 2022 |
|
|
1,167 |
|
|
$ |
8.24 |
|
|
Open
Market |
| Moka |
|
August
26, 2022 |
|
|
4,045 |
|
|
$ |
7.93 |
|
|
Open
Market |
| Moka |
|
August
26, 2022 |
|
|
8,089 |
|
|
$ |
7.93 |
|
|
Open
Market |
| HAAF |
|
August
26, 2022 |
|
|
4,044 |
|
|
$ |
7.93 |
|
|
Open
Market |
| Moka |
|
August
30, 2022 |
|
|
25,157 |
|
|
$ |
9.14 |
|
|
Open
Market |
| HAAF |
|
August
30, 2022 |
|
|
25,156 |
|
|
$ |
9.14 |
|
|
Open
Market |
| Moka |
|
September
9, 2022 |
|
|
14,711 |
|
|
$ |
8.24 |
|
|
Open
Market |
| Moka |
|
September
9, 2022 |
|
|
14,710 |
|
|
$ |
8.24 |
|
|
Open
Market |
| HAAF |
|
September
9, 2022 |
|
|
14,710 |
|
|
$ |
8.24 |
|
|
Open
Market |
| Moka |
|
September
12, 2022 |
|
|
14,851 |
|
|
$ |
9.02 |
|
|
Open
Market |
| Moka |
|
September
12, 2022 |
|
|
9,400 |
|
|
$ |
9.02 |
|
|
Open
Market |
| HAAF |
|
September
12, 2022 |
|
|
14,852 |
|
|
$ |
9.02 |
|
|
Open
Market |
| Moka |
|
September
13, 2022 |
|
|
25,000 |
|
|
$ |
9.27 |
|
|
Open
Market |
| HAAF |
|
September
13, 2022 |
|
|
31,616 |
|
|
$ |
9.27 |
|
|
Open
Market |
| HAAF |
|
September
14, 2022 |
|
|
57,500 |
|
|
$ |
9.26 |
|
|
Open
Market |
| HAAF |
|
September
15, 2022 |
|
|
56,337 |
|
|
$ |
9.40 |
|
|
Open
Market |
| HAAF |
|
September
16, 2022 |
|
|
78,952 |
|
|
$ |
9.38 |
|
|
Open
Market |
|
Kevin
Leary |
|
September
16, 2022 |
|
|
3,772 |
|
|
$ |
9.28 |
|
|
Open
Market |
|
Bijel
Doshi |
|
September
16, 2022 |
|
|
2,530 |
|
|
$ |
9.13 |
|
|
Open
Market |
|
Bijel
Doshi |
|
September
16, 2022 |
|
|
3,623 |
|
|
$ |
9.15 |
|
|
Open
Market |
|
HAAF |
|
September 19, 2022 |
|
|
41,000 |
|
|
$ |
9.70 |
|
|
Open
Market |
|
|
Item
6. |
Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer. |
Not
applicable.
|
|
Item
7. |
Materials to be Filed as Exhibits. |
Exhibit A
— Joint Filing Statement
SIGNATURE
After
reasonable inquiry and to the best of its knowledge and belief, the
undersigned certifies that the information set forth in this
statement is true, complete and correct.
| Dated:
September 19, 2022 |
Hallador
Investment Advisors, Inc. |
| |
|
| |
/s/
David C. Hardie |
|
|
By: |
David
C. Hardie |
| |
Its: |
Chairman |
| |
|
|
| Dated:
September 19, 2022 |
Hallador
Alternative Assets Fund LLC |
| |
|
| |
/s/
David C. Hardie |
| |
By: |
David
C. Hardie |
| |
Its: |
Managing
Member |
| |
|
|
| Dated:
September 19, 2022 |
The
Moka Fund LP |
| |
|
| |
By: |
Hallador
Investment Advisors, Inc., |
| |
|
its
General Partner |
| |
|
|
| |
/s/
David C. Hardie |
| |
By: |
David
C. Hardie |
| |
Its: |
Chairman |
| |
|
|
| Dated:
September 19, 2022 |
David
C. Hardie |
| |
/s/
David C. Hardie |
| |
By: |
David
C. Hardie |
| |
|
|
| Dated:
September 19, 2022 |
Kevin
Leary |
| |
/s/
Kevin Leary |
| |
By: |
Kevin
Leary |
| |
|
|
| Dated:
September 19, 2022 |
Bijel
Doshi |
| |
/s/
Bijel Doshi |
| |
By: |
Bijel
Doshi |
Schedule
A
MANAGING
DIRECTORS AND EXECUTIVE OFFICERS OF HIA
|
Name
and Position |
|
Business
Office Address |
|
Present
Principal Occupation |
| |
|
|
|
|
David
C. Hardie
Chairman and Managing Director |
|
5485
Kietzke Lane
Reno, NV 89511 |
|
David
C. Hardie currently serves as the Chairman and a Managing Director
of HIA. |
| |
|
|
|
|
Kevin
Leary
Chief Executive Officer and Managing Director |
|
5485
Kietzke Lane
Reno, NV 89511 |
|
Kevin
Leary currently serves as the Chief Executive Officer and a
Managing Director of HIA. |
| |
|
|
|
|
Bijel
Doshi
Portfolio Manager and Managing Director |
|
5485
Kietzke Lane
Reno, NV 89511 |
|
Bijel
Doshi currently serves as the Portfolio Manager and a Managing
Director of HIA. |
Exhibit A
JOINT
ACQUISITION STATEMENT
PURSUANT TO RULE 13d-1(k)(1)
The
undersigned acknowledge and agree that the foregoing statement on
Schedule 13D is filed on behalf of each of the undersigned and that
all subsequent amendments to this statement on Schedule 13D shall
be filed on behalf of each of the undersigned without the necessity
of filing additional joint acquisition statements. The undersigned
acknowledge that each shall be responsible for the timely filing of
such amendments, and for the completeness and accuracy of the
information concerning him or it contained therein, but shall not
be responsible for the completeness and accuracy of the information
concerning the other, except to the extent that he or it knows or
has reason to believe that such information is
inaccurate.
| Dated:
September 19, 2022 |
Hallador
Investment Advisors, Inc. |
| |
|
| |
/s/
David C. Hardie |
|
|
By: |
David
C. Hardie |
| |
Its: |
Chairman |
| |
|
|
| Dated:
September 19, 2022 |
Hallador
Alternative Assets Fund LLC |
| |
|
| |
/s/
David C. Hardie |
| |
By: |
David
C. Hardie |
| |
Its: |
Managing
Member |
| |
|
|
| Dated:
September 19, 2022 |
The
Moka Fund LP |
| |
|
| |
By: |
Hallador
Investment Advisors, Inc., |
| |
|
its
General Partner |
| |
|
|
| |
/s/
David C. Hardie |
| |
By: |
David
C. Hardie |
| |
Its: |
Chairman |
| |
|
|
| Dated:
September 19, 2022 |
David
C. Hardie |
| |
/s/
David C. Hardie |
| |
By: |
David
C. Hardie |
| |
|
|
| Dated:
September 19, 2022 |
Kevin
Leary |
| |
/s/
Kevin Leary |
| |
By: |
Kevin
Leary |
| |
|
|
| Dated:
September 19, 2022 |
Bijel
Doshi |
| |
/s/
Bijel Doshi |
| |
By: |
Bijel
Doshi |
| |
|
|
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