Current Report Filing (8-k)
30 September 2022 - 06:11AM
Edgar (US Regulatory)
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2022-09-23 2022-09-23 0001823826
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ARBGU:RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassCommonStockAtExercisePriceOf11.50Member
2022-09-23 2022-09-23 iso4217:USD xbrli:shares iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September
23, 2022
Aequi Acquisition Corp.
(Exact name of registrant as specified in its charter)
Delaware |
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001-39715 |
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85-2850133 |
(State
or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS
Employer
Identification No.) |
500 West Putnam Avenue, Suite
400
Greenwich, CT 06830
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area
code: (917) 297-4075
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
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☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
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Trading
Symbol(s) |
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Name
of each exchange on
which registered |
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Units, each consisting of one share of Class A Common Stock and
one-third of one Redeemable Warrant |
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ARBGU |
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The Nasdaq Stock
Market LLC |
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Class A Common Stock, par value $0.0001 per
share |
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ARBG |
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The Nasdaq Stock
Market LLC |
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Redeemable Warrants, each whole warrant exercisable for one share
of Class A Common Stock at an exercise price of
$11.50 |
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ARBGW |
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The Nasdaq Stock
Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On September 23, 2022, the Board of Directors (the “Board”) of
Aequi Acquisition Corp., a Delaware
corporation (the “Company”), appointed Susan Hassan to serve
as the Chief Operating Officer of the Company, effective as of July
1, 2022, and as a member of the Board.
Ms. Susan Hassan, age 51, founded Sea Dune Partners in October 2020, a firm providing capital and
strategic advice to early-stage and growth companies, with a
particular focus on women founders and entrepreneurs, since January
2022. Prior to founding Sea Dune Partners, Ms. Hassan was a partner
with Valor Equity Partners, a private equity firm focusing on
tech-enabled growth companies, from June 2015 to June 2017. Prior
to joining Valor Equity Partners, Ms. Hassan was an attorney and a
corporate partner at Skadden, Arps, Slate, Meagher & Flom LLP
from October 1996 to May 2015. Ms. Hassan has served as an invited
lecturer on corporate transactions at Harvard Law School and the
University of Chicago Law School. In 2009, the Aspen Institute
named Ms. Hassan a Henry Crown Fellow. She is a member of the Aspen
Global Leadership Network. Ms. Hassan currently serves as the Vice
Chair of the board of directors of CARE USA and on the board of
CARE Enterprises, Inc. Ms. Hassan formerly served on the Board of
Trustees of Equality Now, where she served as Board Chair. She has
also served on the boards of directors of The Clean Energy Trust,
where she served as Lead Director, the Women's Sports Foundation
and the Chicago Public Library and is a member of the Economic Club
of Chicago and a former board member and member of The Chicago
Network. Ms. Hassan received a B.A. from the University of Michigan
and a J.D. from the University of Michigan Law School.
There are no family relationships between Ms. Hassan and any
director or executive officer of the Company. There are no
transactions between the Company and Ms. Hassan that are subject to
disclosure under Item 404(a) of Regulation S-K.
In connection with the appointment, in September 2022, the Company
and Ms. Hassan entered into a certain letter agreement,
registration rights agreement and indemnification agreement, which
are substantially similar to the letter agreement, registration
rights agreement and indemnification agreements, respectively,
entered into by the other officers and directors in connection with
the Company’s initial public offering.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
Dated: September 29, 2022
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AEQUI
ACQUISITION CORP. |
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By: |
/s/
Hope S. Taitz |
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Name: |
Hope
S. Taitz |
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Title: |
Chief Executive Officer and
interim Chief Financial Officer
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