Statement of Changes in Beneficial Ownership (4)
05 August 2022 - 06:39AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
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1. Name
and Address of Reporting Person * SATTERFIELD THOMAS A
JR |
2. Issuer Name and Ticker or Trading
Symbol ARK RESTAURANTS CORP [ ARKR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
15 COLLEY COVE DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/2/2022
|
(Street)
GULF BREEZE, FL 32561
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
8/2/2022 |
|
A |
|
1500 |
A |
$20.49 |
45000 |
D (1) |
|
Common Stock |
8/2/2022 |
|
A |
|
1500 |
A |
$20.38 |
44000 |
I |
By Tomsat Investment & Trading Co.,
Inc. |
Common Stock |
8/2/2022 |
|
A |
|
3021 |
A |
$20.51 |
140021 |
I |
By A.G. Family L.P. (2) |
Common Stock |
8/2/2022 |
|
A |
|
8930 |
A |
$19.99 |
170000 |
I |
By Caldwell Mill Opportunity
Fund |
Common Stock |
8/3/2022 |
|
A |
|
1500 |
A |
$20.94 |
46500 |
D (1) |
|
Common Stock |
8/3/2022 |
|
A |
|
6000 |
A |
$20.95 |
50000 |
I |
By Tomsat Investment & Trading Co.,
Inc. |
Common Stock |
8/3/2022 |
|
A |
|
4979 |
A |
$20.91 |
145000 |
I |
By A.G. Family L.P. (2) |
Common Stock |
8/3/2022 |
|
A |
|
10000 |
A |
$21.01 |
180000 |
I |
By Caldwell Mill Opportunity
Fund |
Common Stock |
|
|
|
|
|
|
|
1000 |
I |
By spouse |
Common Stock |
|
|
|
|
|
|
|
102950 |
I |
By family members and related
entities (3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Includes 7,500 shares held
jointly with the reporting person's spouse. |
(2) |
The reporting person
controls the general partner of the partnership that owns the
reported securities. |
(3) |
The reporting person has
been granted limited powers of attorney to exercise voting and
dispositive power with respect to the securities held by the
following parties: the reporting person's father (22,500 shares);
the reporting person's brother (11,000 shares); the reporting
person's sister (25,000 shares); the reporting person's
brother-in-law (8,000 shares); Rita Phifer (10,000 shares); the
reporting person's second brother-in-law (4,000 shares); the
reporting person's nephew (2,000 shares); a trust for the reporting
person's granddaughter (1,450 shares); a trust for the reporting
person's second granddaughter (500 shares); the reporting person's
step-sister (2,500 shares); the reporting person's second
step-sister (2,000 shares); the reporting person's third
step-sister and spouse (7,000 shares); the reporting person's
fourth step-sister and spouse (4,000 shares); and the reporting
person's fifth step-sister and spouse (3,000 shares). |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
SATTERFIELD THOMAS A JR
15 COLLEY COVE DRIVE
GULF BREEZE, FL 32561 |
|
X |
|
|
Signatures
|
/s/ Thomas A. Satterfield, Jr. |
|
8/4/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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