Statement of Ownership (sc 13g)
05 October 2022 - 07:02AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)
____________
* The
remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of
Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No.:
00032Q104
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13G
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Page 2 of 5 Pages
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1
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NAMES OF REPORTING
PERSONS
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Muneer
A. Satter
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2
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CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
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United
States of America
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NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING
POWER
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1,294,785
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6
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SHARED VOTING
POWER
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0
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7
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SOLE DISPOSITIVE
POWER
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1,294,785
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8
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SHARED DISPOSITIVE
POWER
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0
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9
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,294,785
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10
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CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
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5.3%
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12
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TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No.:
00032Q104
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13G
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Page 3 of 5 Pages
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Item 1(a) |
Name
of Issuer:
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Aadi Bioscience, Inc. (the “Company”)
Item 1(b) |
Address of Issuer’s Principal Executive
Offices:
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17383 Sunset Boulevard, Suite A250
Pacific
Palisades, CA 90272
Item 2(a) |
Name
of Person Filing:
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This Schedule 13G is being filed by Muneer A. Satter (the
“Reporting Person”).
Item 2(b) |
Address of Principal Business Office or, if none,
Residence:
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Muneer A. Satter
c/o Alerce Investment Management, L.P.
676 North Michigan Avenue, Suite 4000
Chicago, IL 60611
The Reporting Person is a citizen of the United States of
America.
Item 2(d) |
Title of Class of Securities:
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Common Stock, par value $0.0001 per share (the “Common
Stock”).
00032Q104
Item 3 |
If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
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Not applicable.
CUSIP No.:
00032Q104
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13G
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Page 4 of 5 Pages
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(a)
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The
shares of Common Stock beneficially owned by the Reporting Person
include (a) 920,000 shares that are held by Alerce Medical
Technology Partners, L.P. for which the Reporting Person has sole
voting and dispositive power over all such shares; (b) 233,333
shares that are held by Satter Medical Technology Partners, L.P.
for which the Reporting Person has sole voting and dispositive
power over all such shares; (c) 65,104 shares of Common Stock that
are held by Muneer A. Satter Revocable Trust for which the
Reporting Person serves as trustee and, in such capacity, has sole
voting and dispositive power over all such shares; and (d) 76,348
shares of Common Stock that are held by various other trusts and
other entities for which the Reporting Person serves as trustee,
investment advisor or manager and, in such capacity, has sole
voting and dispositive power over all such shares.
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(b)
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Percent of class: See Item 11 on the cover page hereto. All
percentages calculated in this Schedule 13G are based upon
21,016,833 shares of Common Stock outstanding as of August 5, 2022,
as disclosed in the Quarterly Report on Form 10-Q filed by the
Company with the Securities and Exchange Commission (the “SEC”) on
August 10, 2022, plus 3,373,526 shares of Common Stock issued by
the Company on September 26, 2022, as described in the Current
Report on Form 8-K filed by the Company with the SEC on September
22, 2022.
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(c)
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Number of shares as to which such person has:
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(i)
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sole
power to vote or to direct the vote: See Item 5 on the cover page
hereto.
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(ii)
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shared power to vote or to direct the vote: 0
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(iii)
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sole
power to dispose or to direct the disposition of: See Item 7 on the
cover page hereto.
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(iv)
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shared power to dispose or to direct the disposition of: 0
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Item 5 |
Ownership of Five Percent or Less of a Class:
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Not applicable.
Item 6 |
Ownership of More Than Five Percent on Behalf of Another
Person:
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See Item 4(a).
Item 7 |
Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
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Not applicable.
Item 8 |
Identification and Classification of Members of the
Group:
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Not applicable.
Item 9 |
Notice of Dissolution of Group:
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Not applicable.
CUSIP No.:
00032Q104
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13G
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Page 5 of 5 Pages
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By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §
240.14a-11.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Date: October 4, 2022
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By:
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/s/ Muneer
A. Satter
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Muneer A.
Satter
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