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UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION  

Washington, D.C. 20549

 

Form 8-K/A

 

Current Report  

Pursuant to Section 13 or 15(d) of the  

Securities Exchange Act of 1934

 

September 3, 2021 

Date of Report (Date of earliest event reported)

 

ABRI SPAC I, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   001-40723   86-2861807
(State or other jurisdiction
of incorporation)  		  (Commission File Number)    (I.R.S. Employer
Identification No.) 

 

9663 Santa Monica Blvd., No. 1091
Beverly Hills, CA 		  90210
(Address of Principal Executive Offices)    (Zip Code) 

 

Registrant’s telephone number, including area code:

(424) 732-1021

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
         
Units, each consisting of one share of Common Stock and one Redeemable Warrant   ASPAU   Nasdaq Capital Market
         
Common Stock, par value $0.0001 per share   ASPA   Nasdaq Capital Market
         
Warrants, each exercisable for one share of Common Stock for $11.50 per share   ASPAW   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Explanatory Note

 

This Current Report on Form 8-K/A (this “Amendment Filing”) amends the Current Report on Form 8-K (the “Original 8-K”) filed by Abri SPAC I, Inc. (the “Company”) on September 3, 2021, reporting under Item 8.01 the ability of holders of the Company’s units (the “Units”) to elect to separately trade the shares of common stock, par value $0.0001 per share (the “Common Stock”) and warrants (the “Warrants”). Except as expressly set forth herein, this Amendment Filing does not amend, modify or update the disclosures contained in the Original 8-K.

 

 

 

 

Item 8.01. Other Events.

 

On September 3, 2021, Abri SPAC I, Inc. (the “Company”) issued a press release and filed a Current Report on Form 8-K announcing that the holders of the Units may elect to separately trade the shares of Common Stock and Warrants included in the Units commencing on or about September 8, 2021. Due to a clerical error, the shares of Common Stock and the Warrants underlying the Units were made eligible for separate trading prior to the announced date of September 8, 2021 and began separate trading on September 3, 2021.

 

Each Unit consists of one share of Common Stock and one redeemable Warrant. Each Warrant entitles the holder thereof to purchase one share of Common Stock at a price of $11.50 per whole share (subject to adjustment). Any Units not separated will continue to trade on the Nasdaq Capital Market (“Nasdaq”) under the symbol “ASPAU”, and the Common Stock and Warrants can be separately traded on Nasdaq under the symbols “ASPA” and “ASPAW”, respectively. No fractional Warrants will be issued upon separation of the Units and only whole Warrants will trade. Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent, in order to separate the Units into Common Stock and Warrants.

  

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: September 22, 2021  
   
ABRI SPAC I, INC.  
   
By: /s/ Jeffrey Tirman  
Name:   Jeffrey Tirman  
Title: Chief Executive Officer  

 

 

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