Amended Statement of Ownership (sc 13g/a)
25 January 2023 - 01:42AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 1)*
Abri SPAC I, Inc.
(Name
of Issuer)
Common
Stock, $0.0001 par value per share
(Title
of Class of Securities)
00085X105
(CUSIP
Number)
December 31, 2022
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The
information required on the remainder of this cover page shall not
be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1. |
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Boothbay
Fund Management, LLC
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☒
|
3. |
SEC
USE ONLY
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE
VOTING POWER
0
|
6. |
SHARED
VOTING POWER
0
|
7. |
SOLE
DISPOSITIVE POWER
0
|
8. |
SHARED
DISPOSITIVE POWER
0
|
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
(see
instructions) ☐
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
IA,
OO
|
1. |
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Boothbay
Absolute Return Strategies LP
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☒
|
3. |
SEC
USE ONLY
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE
VOTING POWER
0
|
6. |
SHARED
VOTING POWER
0
|
7. |
SOLE
DISPOSITIVE POWER
0
|
8. |
SHARED
DISPOSITIVE POWER
0
|
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
(see
instructions) ☐
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
PN
|
1. |
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ari
Glass
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☒
|
3. |
SEC
USE ONLY
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE
VOTING POWER
0
|
6. |
SHARED
VOTING POWER
0
|
7. |
SOLE
DISPOSITIVE POWER
0
|
8. |
SHARED
DISPOSITIVE POWER
0
|
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
(see
instructions) ☐
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
IN,
HC
|
Item
1.
|
(a) |
Name
of Issuer
Abri
SPAC I, Inc. (the “Issuer”)
|
|
|
|
|
(b) |
Address
of Issuer’s Principal Executive Offices
9663
Santa Monica Blvd., No. 1091
Beverly
Hills, CA 90210
|
Item
2.
|
(a) |
Name
of Person Filing:
Boothbay
Fund Management, LLC
Boothbay
Absolute Return Strategies LP
Ari
Glass
|
|
|
|
|
(b) |
Address
of the Principal Office or, if none, residence 140 East
45th Street, 14th Floor
New
York, NY 10017
|
|
|
|
|
(c) |
Citizenship
Boothbay
Fund Management, LLC – Delaware
Boothbay
Absolute Return Strategies LP – Delaware
Ari
Glass – United States
|
|
|
|
|
(d) |
Title
of Class of Securities
Common
Stock
|
|
|
|
|
(e) |
CUSIP
Number
00085X105
|
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
N/A
Item
4. Ownership.
Provide
the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in
Item 1.
|
(a) |
Amount
beneficially owned:
Boothbay
Fund Management, LLC – 0
Boothbay
Absolute Return Strategies LP – 0
Ari
Glass – 0
|
|
|
|
|
|
(b) |
Percent
of class:
Boothbay
Fund Management, LLC – 0%
Boothbay
Absolute Return Strategies LP – 0%
Ari
Glass – 0%
|
|
(c) |
Number
of shares as to which the person has: |
|
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote
Boothbay
Fund Management, LLC – 0
Boothbay
Absolute Return Strategies LP – 0
Ari
Glass – 0
|
|
|
|
|
|
|
(ii) |
Shared
power to vote or to direct the vote
Boothbay
Fund Management, LLC – 0
Boothbay
Absolute Return Strategies LP – 0
Ari
Glass – 0
|
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of
Boothbay
Fund Management, LLC – 0
Boothbay
Absolute Return Strategies LP – 0
Ari
Glass – 0
|
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of
Boothbay
Fund Management, LLC – 0
Boothbay
Absolute Return Strategies LP – 0
Ari
Glass – 0
|
Instruction.
For computations regarding securities which represent a right to
acquire an underlying security see
§240.13d-3(d)(1).
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following ☒
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another
Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company.
N/A
Item
8. Identification and Classification of Members of the
Group.
N/A
Item
9. Notice of Dissolution of Group.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
CUSIP
No.00085X105
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Dated:
January 24, 2023
|
Boothbay
Fund Management, LLC |
|
|
|
|
By: |
/s/
Ari Glass |
|
|
Ari
Glass, Managing Member |
|
|
|
|
Boothbay
Absolute Return Strategies LP |
|
|
|
|
By: |
Boothbay
Fund Management, LLC, |
|
|
its
investment manager |
|
|
|
|
By: |
/s/
Ari Glass |
|
|
Ari
Glass, Managing Member |
|
|
|
|
Ari
Glass |
|
|
|
|
By: |
/s/
Ari Glass |
|
|
Individually |
The
original statement shall be signed by each person on whose behalf
the statement is filed or his authorized representative. If the
statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner
of the filing person, evidence of the representative’s authority to
sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which
is already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the
statement shall be typed or printed beneath his
signature.
Note.
Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See
s.240.13d-7 for other parties for whom copies are to be
sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal
criminal violations (see 18 U.S.C. 1001).
CUSIP
No.00085X105
JOINT
FILING STATEMENT
PURSUANT
TO RULE 13D-1(K)(1)
The
undersigned hereby consent and agree to the joint filing of
Schedule 13G under the Securities Exchange Act of 1934, as amended,
with respect to the common stock held in the form of Units of Abri
SPAC I, Inc. together with any or all amendments thereto, when and
if required. The parties hereto further consent and agree to file
this Joint Filing Statement pursuant to Rule13d-1(k)(1)(iii) as an
exhibit to Schedule 13G, thereby incorporating the same into such
Schedule 13G.
This
Joint Filing Statement may be terminated by any of the undersigned
upon written notice or such lesser period of notice as the
undersigned may mutually agree.
Dated:
January 24, 2023
|
Boothbay
Fund Management, LLC |
|
|
|
|
By: |
/s/
Ari Glass |
|
|
Ari
Glass, Managing Member |
|
|
|
|
Boothbay
Absolute Return Strategies LP |
|
|
|
|
By: |
Boothbay
Fund Management, LLC, |
|
|
its
investment manager |
|
|
|
|
By: |
/s/
Ari Glass |
|
|
Ari
Glass, Managing Member |
|
|
|
|
Ari
Glass |
|
|
|
|
By: |
/s/
Ari Glass |
|
|
Individually |
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