UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
______________
SCHEDULE 13D
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Under the Securities Exchange Act of 1934
ALTISOURCE
PORTFOLIO SOLUTIONS S.A.
(Name of Issuer)
Common Stock,
par value $1.00 per share
(Title of Class of Securities)
L0175J104
(CUSIP Number)
Hoak Public Equities,
L.P.
3963 Maple Avenue, Suite 450
Dallas, Texas 75219
(214) 855-2284
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 10,
2023
(Date of Event Which Requires Filing of This Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
Rule 13d-7 for other parties to whom copies are to be sent.
The remainder of this
cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
1 |
NAME OF REPORTING PERSONS
Hoak Public Equities,
L.P.
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP* (a) ☒
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS
WC |
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
1,000,000 |
8 |
SHARED VOTING POWER
-0- |
9 |
SOLE DISPOSITIVE POWER
1,000,000 |
10 |
SHARED DISPOSITIVE POWER
-0- |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,000,000 |
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.8388%* |
14 |
TYPE OF REPORTING PERSON
PN |
*This calculation is
based upon 20,666,319 shares of Common Stock outstanding as of February 14, 2023, following the closing of the Issuer’s underwritten
public offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock that were sold pursuant to the underwriters’
partial exercise of their option to purchase additional shares of Common Stock) as disclosed in the Prospectus Supplement filed on February 13,
2023, by the Issuer with the U.S. Securities and Exchange Commission (the “SEC”) and supplemented by the Issuer’s
current report on Form 8-K filed on February 14, 2023, with the SEC.
1 |
NAME OF REPORTING PERSONS
Hoak Fund Management,
L.P.
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP* (a) ☒
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS
AF |
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
1,000,000 |
8 |
SHARED VOTING POWER
-0- |
9 |
SOLE DISPOSITIVE POWER
1,000,000 |
10 |
SHARED DISPOSITIVE POWER
-0- |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,000,000 |
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.8388%* |
14 |
TYPE OF REPORTING PERSON
PN |
*This calculation is
based upon 20,666,319 shares of Common Stock outstanding as of February 14, 2023, following the closing of the Issuer’s underwritten
public offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock that were sold pursuant to the underwriters’
partial exercise of their option to purchase additional shares of Common Stock) as disclosed in the Prospectus Supplement filed on February 13,
2023, by the Issuer with the U.S. Securities and Exchange Commission (the “SEC”) and supplemented by the Issuer’s
current report on Form 8-K filed on February 14, 2023, with the SEC.
1 |
NAME OF REPORTING PERSONS
Hoak & Co.
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP* (a) ☒
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS
AF |
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
1,000,000 |
8 |
SHARED VOTING POWER
-0- |
9 |
SOLE DISPOSITIVE POWER
1,000,000 |
10 |
SHARED DISPOSITIVE POWER
-0- |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1, 000,000 |
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.8388%* |
14 |
TYPE OF REPORTING PERSON
CO |
*This calculation is
based upon 20,666,319 shares of Common Stock outstanding as of February 14, 2023, following the closing of the Issuer’s underwritten
public offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock that were sold pursuant to the underwriters’
partial exercise of their option to purchase additional shares of Common Stock) as disclosed in the Prospectus Supplement filed on February 13,
2023, by the Issuer with the U.S. Securities and Exchange Commission (the “SEC”) and supplemented by the Issuer’s
current report on Form 8-K filed on February 14, 2023, with the SEC.
1 |
NAME OF REPORTING PERSONS
J. Hale Hoak |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP* (a) ☒
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS
AF |
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of
America |
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
1,000,000 |
8 |
SHARED VOTING POWER
-0- |
9 |
SOLE DISPOSITIVE POWER
1,000,000 |
10 |
SHARED DISPOSITIVE POWER
-0- |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,000,000 |
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
4.8388%* |
14 |
TYPE OF REPORTING PERSON
IN |
**This calculation
is based upon 20,666,319 shares of Common Stock outstanding as of February 14, 2023, following the closing of the Issuer’s
underwritten public offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock that were sold pursuant
to the underwriters’ partial exercise of their option to purchase additional shares of Common Stock) as disclosed in the Prospectus
Supplement filed on February 13, 2023, by the Issuer with the U.S. Securities and Exchange Commission (the “SEC”)
and supplemented by the Issuer’s current report on Form 8-K filed on February 14, 2023, with the SEC.
1 |
NAME OF REPORTING PERSONS
James M. Hoak Jr. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP* (a) ☒
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS
AF |
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of
America |
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
1,173,677* |
8 |
SHARED VOTING POWER
500,000 ** |
9 |
SOLE DISPOSITIVE POWER
1,173,677* |
10 |
SHARED DISPOSITIVE POWER
500,000** |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,673,677 |
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
8.0986%** |
14 |
TYPE OF REPORTING PERSON
IN |
*Includes (1) 1,000,000 shares of Common
Stock of the Issuer held directly by Hoak Public Equities, L.P, and (2) 173,667 shares of Common Stock of the Issuer held in the James
M. Hoak Jr. IRA.
**Includes 500,000 shares of Common Stock
of the Issuer held by Nancy Hoak 2023 GRAT Agreement, of which Mr. James M. Hoak, Jr. serves as trustee.
***This calculation
is based upon 20,666,319 shares of Common Stock outstanding as of February 14, 2023, following the closing of the Issuer’s
underwritten public offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock that were sold pursuant
to the underwriters’ partial exercise of their option to purchase additional shares of Common Stock) as disclosed in the Prospectus
Supplement filed on February 13, 2023, by the Issuer with the U.S. Securities and Exchange Commission (the “SEC”)
and supplemented by the Issuer’s current report on Form 8-K filed on February 14, 2023, with the SEC.
1 |
NAME OF REPORTING PERSONS
Nancy Hoak 2023
GRAT Agreement
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP* (a) ☒
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS
OO |
5 |
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
8 |
SHARED VOTING POWER
500,000 |
9 |
SOLE DISPOSITIVE POWER
-0- |
10 |
SHARED DISPOSITIVE POWER
500,000 |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
500,000 |
12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
2.4194%* |
14 |
TYPE OF REPORTING PERSON
OO |
*This calculation is
based upon 20,666,319 shares of Common Stock outstanding as of February 14, 2023, following the closing of the Issuer’s underwritten
public offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock that were sold pursuant to the underwriters’
partial exercise of their option to purchase additional shares of Common Stock) as disclosed in the Prospectus Supplement filed on February 13,
2023, by the Issuer with the U.S. Securities and Exchange Commission (the “SEC”) and supplemented by the Issuer’s
current report on Form 8-K filed on February 14, 2023, with the SEC.
The following constitutes
the Schedule 13D (the “Schedule 13D” or the “Statement”) filed by the undersigned.
Item 1. |
Security and Issuer. |
The
class of equity securities to which this Schedule 13D relates is the Common Stock, with a par value of $1.00 (the “Common Stock”),
of Altisource Portfolio Solutions, S.A., a Luxembourg société anonyme, or public limited liability company (the “Issuer”).
The principal executive office of the Issuer is located at:
33,
Boulevard Prince Henri
L-1724 Luxembourg
Grand
Duchy of Luxembourg
Item
2. |
Identity
and Background. |
| (a) | This
Schedule 13D is being filed pursuant to Rule 13d-1 under the Securities Exchange Act
of 1934, as amended (the “Act”), on behalf of each of the following persons
(each, a “Reporting Person” and collectively, the “Reporting
Persons”): |
| i. | Hoak
Public Equities, L.P., a Texas limited partnership (“HPE”) |
| ii. | Hoak
Fund Management, L.P., a Texas limited partnership and HPE’s general partner (“Hoak
Management”) |
| iii. | Hoak
& Co., a Texas corporation and the general partner of Hoak Management |
| iv. | James
M. Hoak, Jr., an individual and Hoak & Co.’s controlling shareholder and serves
as its Chairman, and serves as the trustee of the GRAT |
| v. | J.
Hale Hoak, an individual and serves as the President of Hoak & Co. |
| vi. | Nancy
Hoak 2023 GRAT Agreement, a grantor retained annuity trust established in the State of Texas
(“GRAT”) |
Each of Hoak
Management, Hoak & Co., James M. Hoak, Jr., and J. Hale Hoak, may be deemed, pursuant to Rule 13d-3 of the Act, to be the beneficial
owners of all shares of Common Stock held by HPE.
| (b) | The
address of the principal business and the principal office of each of the Reporting Persons
is 3963 Maple Avenue, Suite 450, Dallas, TX 75219. |
| i. | Each
of HPE, Hoak Management, Hoak & Co., James M. Hoak, Jr. and J. Hale Hoak is principally
engaged in the business of acquiring, holding, voting and disposing of various public and
private securities investments. |
| ii. | The
principal business of the GRAT is to hold a portion of the assets and estate of Nancy Hoak
for the benefit of Nancy Hoak and her heirs. |
| (d) | During
the last five years, none of the Reporting Persons has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors). |
| (e) | During
the last five years, none of the Reporting Persons has been a party to a civil proceeding
of a judicial or administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
| (f) | Both
James M. Hoak and J. Hale Hoak are citizens of the United States of America. |
Item 3. Source
and Amount of Funds or Other Consideration.
The total amount of
funds used for the purchase of Common Stock by HPE was $10,000,000. All of the shares of Common Stock beneficially owned by HPE were
paid for using working capital of HPE. Hoak Management and Hoak & Co. do not directly hold any Common Stock but may be deemed to beneficially
own the Common Stock owned by HPE. Each of James M. Hoak, Jr. and J. Hale Hoak may also be deemed to beneficially own the Common Stock
owned by HPE. The total amount of funds used for the purchase of the Common Stock reported by the GRAT was $2,500,000. James M. Hoak,
Jr. (in his capacity as trustee of the GRAT) may also be deemed to beneficially own the Common Stock owned by the GRAT. The total amount
of funds used for the purchase of the remaining Common Stock reported by James M. Hoak, Jr., was $908,425.07 (all such 173,677 shares
held in the James M. Hoak, Jr. IRA).
Item 4. Purpose
of the Transaction.
The Reporting Persons
purchased the Common Stock based on the belief that such securities, at current market prices, represented an attractive investment opportunity.
Depending upon overall market conditions, other investment opportunities, and the availability of Common Stock at desirable prices, the
Reporting Persons may endeavor to increase their position in the Issuer through, among other things, the purchase of Common Stock in
open market or private transactions on such terms and at such times as the Reporting Persons deem advisable.
The
Reporting Persons intend to review their investment in the Issuer on a continuing basis taking into consideration various factors, including
the Issuer’s business, financial condition, results of operations and prospects, general economic and industry conditions, the
securities markets in general and those for shares of Common Stock and the Issuer, in particular, as well as other developments and other
investment opportunities. Based upon such review, the Reporting Persons will take such actions in the future as the Reporting Persons
may deem appropriate in light of the circumstances existing from time to time, which may include further acquisitions of shares of Common
Stock of the Issuer or disposal of some or all of the shares of Common Stock of the Issuer owned by the Reporting Persons or otherwise
acquired by the Reporting Persons, either in the open market or in privately negotiated transactions.
Any
open market or privately negotiated purchases or sales, acquisition recommendations or proposals or other transactions concerning the
Issuer may be made at any time without prior notice. Any alternative may depend upon a variety of factors, including, without limitation,
current and anticipated future trading prices of the securities, the financial condition, results of operations and prospects of the
Issuer and general industry conditions, the availability, form and terms of financing, other investment and business opportunities, general
stock market and economic conditions, tax considerations and other factors. Although the foregoing reflects plans and proposals presently
contemplated by each Reporting Person with respect to the Issuer, the foregoing is subject to change at any time and dependent upon contingencies
and assumed and speculative conditions, and there can be no assurance that any of the actions set forth above will be taken.
Depending
upon each factor discussed above and any other factor (which may be unknown at this time) that is, or may become relevant, the Reporting
Persons may consider, among other things: (a) the acquisition by the Reporting Persons of additional securities of the Issuer, the
disposition of securities of the Issuer, or the exercise of convertible securities of the Issuer; (b) an extraordinary corporate
transaction involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the
Issuer
or any of its subsidiaries; (d) changes in the present board of directors or management of the Issuer; (e) a material change
in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer’s business or
corporate structure; (g) changes in the Issuer’s articles of incorporation, bylaws or instruments corresponding thereto or
other actions which may impede the acquisition of control of the Issuer by any person; (h) causing any class of the Issuer’s
securities to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation
system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible for termination
of registration pursuant to Section 12(g)(4) of the Act; or (j) any action similar to those enumerated above.
Except
to the extent that the foregoing may be deemed to be a plan or proposal, none of the Reporting Persons currently has any plans or proposals
that relate to or would result in any of the actions specified in clause (a) through (j) of Item 4 of Schedule 13D.
Depending upon the foregoing factors and to the extent deemed advisable in light of their general investment policies, or other factors,
the Reporting Persons may, at any time and from time to time, formulate other purposes, plans or proposals regarding the Issuer or the
Common Stock, or any other actions that could involve one or more of the types of transactions or have one or more of the results described
in paragraphs (a) through (j) of Item 4 of Schedule 13D. The foregoing is subject to change at any time, and there
can be no assurance that any of the Reporting Persons will take any of the actions set forth above.
Item 5. Interest
in Securities of the Issuer.
| (a) | As
of the date of this Schedule 13D, based upon 20,666,319 shares of Common Stock outstanding
as of February 14, 2023, following the closing of the Issuer’s underwritten public
offering of 4,550,000 shares of Common Stock (inclusive of 550,000 shares of Common Stock
that were sold pursuant to the underwriters’ partial exercise of their option to purchase
additional shares of Common Stock) as disclosed in the Prospectus Supplement filed on February 13,
2023, by the Issuer with the SEC (and supplemented by the Issuer’s current report on
Form 8-K filed on February 14, 2023, with the SEC): |
| i. | HPE
directly owns an aggregate of 1,000,000 shares of Common Stock, representing approximately
4.8388% of the outstanding Common Stock. |
| ii. | Hoak
Management, in its capacity as HPE’s general partner, may be deemed to beneficially
own an aggregate of 1,000,000 shares of Common Stock, representing approximately 4.8388%
of the outstanding Common Stock. |
| iii. | Hoak
and Co. (in its capacity as the general partner of Hoak Management), may be deemed to beneficially
own an aggregate of 1,000,000 shares of Common Stock, representing approximately 4.8388%
of the outstanding Common Stock. |
| iv. | The
GRAT owns an aggregate of 500,000 shares of Common Stock, representing approximately 2.4194%
of the outstanding Common Stock. |
| v. | James
M. Hoak, Jr. (1) directly owns an aggregate of 173,677 shares of Common Stock and (2) in
his capacity as Hoak & Co.’s controlling shareholder and as trustee of the GRAT
may be deemed to beneficially own 1,500,000 shares of Common Stock, for an aggregate of 1,673,677
shares of Common Stock, representing approximately 8.0986% of the outstanding Common Stock. |
| vi. | J.
Hale Hoak (in his capacity as Hoak & Co.’s President may be deemed to beneficially
own an aggregate of 1,000,000 shares of Common Stock, representing approximately 4.8388%
of the outstanding Common Stock. |
| i. | HPE owns directly the shares of
Common Stock reported in this Schedule 13D to be owned by HPE and has the power to vote or to direct the vote of (and the power to dispose
or direct the disposition of) such shares of Common Stock. Hoak Management, Hoak & Co., Mr. J. Hale Hoak and Mr. James M. Hoak, Jr.
(“Hoak Investors”) each may be deemed to have the power to vote and to direct the vote (and the power to dispose or
direct the disposition of ) the shares of Common Stock reported with respect to HPE in this Schedule 13D (HPE directly and the Hoak Investors
indirectly). The Hoak Investors disclaim beneficial ownership of any shares of Common Stock owned by HPE. HPE, Hoak Management and Hoak
& Co. (collectively, the “Hoak Entities”) disclaims beneficial ownership of any shares of Common Stock owned by
the other Reporting Persons. |
| ii. | James M. Hoak, Jr. has the power to vote and to direct the vote (and the power to dispose or
direct the disposition of) the other shares of Common Stock reported with respect to Mr. James M. Hoak, Jr. in this Schedule 13D.
James M. Hoak, Jr. disclaims beneficial ownership of any shares of Common Stock owned by the Hoak Entities, J. Hale Hoak, or the
GRAT. |
| iii. | J. Hale Hoak has the power to vote
and to direct the vote (and the power to dispose or direct the disposition of) the shares of Common Stock reported with respect to Mr.
J. Hale Hoak in this Schedule 13D. J. Hale Hoak disclaims beneficial ownership of any shares of Common Stock owned by the other Reporting
Persons. |
| (c) | Schedule
A hereto sets forth all transactions in the Common Stock within the past 60 days by any Reporting
Person. Except for the transactions set forth on Schedule A, none of the Reporting Persons
effected any transaction in the Common Stock during the past 60 days. |
| (d) | No
other person is known to the Reporting Persons to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock
covered by this Schedule 13D. |
Item
6. Contracts,
Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
None.
Item 7. Material
to Be Filed as Exhibits
SIGNATURES
After
reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this
Statement is true, complete and correct.
Hoak Public Equities, L.P. |
|
Hoak Fund Management, L.P. |
|
|
|
|
|
|
|
By: |
Hoak Fund Management, L.P., its general partner |
By: |
Hoak & Co., its general partner |
|
|
|
|
|
|
By: |
Hoak & Co., its general partner |
By: |
/s/ J. Hale
Hoak |
|
|
|
|
|
J. Hale Hoak |
|
By: |
/s/ J. Hale Hoak |
|
|
President |
|
|
J. Hale Hoak |
|
|
|
|
|
President |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Hoak & Co. |
|
James M. Hoak, Jr. |
|
|
|
|
|
|
|
By: |
/s/ J. Hale Hoak |
|
By: |
/s/
James M. Hoak, Jr. |
|
|
J. Hale Hoak |
|
|
James M. Hoak, Jr. |
|
|
President |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
J. Hale Hoak |
|
Nancy Hoak 2023 GRAT Agreement |
|
|
|
|
|
|
|
By: |
/s/ J. Hale Hoak |
|
By: |
/s/
James M. Hoak, Jr. |
|
|
J. Hale Hoak |
|
|
James M. Hoak, Jr., Trustee |
|
|
|
|
|
|
|
Schedule
A
Transactions
– Last 60 days
Beneficial
Ownership |
Transaction
Date |
Transaction |
Shares |
Price
Per Share |
How
Effected |
HPE |
02/10/2023 |
Purchase |
2,000,000
|
$5.00
|
Open
Market |
James
M Hoak, Jr. |
02/10/2023 |
Purchase |
57,477 |
$5.28 |
Open
Market |
HPE |
02/10/2023 |
Sale |
500,000 |
$5.00 |
Private
Sale to GRAT |
GRAT |
02/10/2023 |
Purchase |
500,000
|
$5.00 |
Private
Sale from HPE |
James
M Hoak, Jr. |
02/13/2023 |
Purchase |
17,523 |
$5.22 |
Open
Market |
HPE |
02/14/2023 |
Sale |
500,000
|
$5.00 |
Private
Sale |
James
M Hoak, Jr. |
02/14/2023 |
Purchase |
35,000 |
$5.05 |
Open
Market |
James
M Hoak, Jr. |
02/15/2023 |
Purchase |
24,285 |
$5.34 |
Open
Market |
James
M Hoak, Jr. |
02/16/2023 |
Purchase |
15,000 |
$5.40 |
Open
Market |
James
M Hoak, Jr. |
02/17/2023 |
Purchase |
24,392 |
$5.16 |
Open
Market |
Altisource Portfolio Sol... (NASDAQ:ASPS)
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From Feb 2024 to Mar 2024
Altisource Portfolio Sol... (NASDAQ:ASPS)
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From Mar 2023 to Mar 2024