Statement of Changes in Beneficial Ownership (4)
27 August 2022 - 6:16AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
STRICKLAND JEFFERY |
2. Issuer Name and Ticker or Trading Symbol
ATRION CORP
[
ATRI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Officer/ CFO |
|
(Last)
(First)
(Middle)
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/25/2022 |
|
(Street)
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 8/25/2022 | | M | | 338 | A | (2) | 2614 | I | By Family Limited Partnership |
| Common Stock | 8/25/2022 | | F | | 82 (3) | D | $627.8 | 2532 | I | By Family Limited Partnership |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| restricted stock units | (1) | 8/25/2022 | | A | | 1.96 | | 8/24/2022 | (2) | Common stock | 1.96 | $0 | 474.03 | D | |
| restricted stock units | (2) | 8/25/2022 | | M | | | 338.89 | 8/24/2022 | (2) | Common stock | 338.89 | $0 | 135.14 | D | |
| Explanation of Responses: |
| (1) | (1) These Restricted Stock Units (RSUs) accrued as dividend equivalents on previously awarded RSUs vested on August 24, 2022 |
| (2) | (2) 338.89 Restricted Stock Units vested on August 24, 2022 and were converted into 338 whole shares of Atrion Corporation common stock on a one-for-one basis on August 25, 2022. |
| (3) | (3) Represents shares of common stock that were withheld by Atrion Corporation to satisfy applicable withholding taxes in connection with the vesting of the Restricted Stock Units. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
STRICKLAND JEFFERY
|
|
| Officer/ CFO |
|
Signatures
|
| s/Jeffery Strickland | | 8/26/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
ATRION (NASDAQ:ATRI)
Historical Stock Chart
From Mar 2024 to Apr 2024
ATRION (NASDAQ:ATRI)
Historical Stock Chart
From Apr 2023 to Apr 2024
