Current Report Filing (8-k)
31 January 2023 - 03:42AM
Edgar (US Regulatory)
AUBURN NATIONAL BANCORPORATION, INC false
0000750574 0000750574 2023-01-30 2023-01-30
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: January 30, 2023
AUBURN NATIONAL
BANCORPORATION, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware |
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0-26486 |
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63-0885779 |
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama
36831-3110
(Addresses of Principal Executive Offices, including Zip Code)
(334) 821-9200
(Registrant’s Telephone Number, including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.01 |
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AUBN |
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Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
| Item 2.02. |
Results of Operations and Financial Condition
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The information, including the exhibits attached hereto, in this
Current Report on Form 8-K
is being “furnished” and shall not be deemed “filed” for the
purposes of Section 18 of the Securities and Exchange Act of
1934, as amended, or otherwise subject to the liabilities of that
Section. The information in this Current Report shall not be
incorporated by reference into any registration statement or other
document filed by the Company pursuant to the Securities Act of
1933, as amended, or into any other filing or document made by the
Company pursuant to the Securities Exchange Act of 1934, as
amended, except as otherwise expressly stated in any such
filing.
Attached and incorporated herein by reference as Exhibit 99.1 is a
copy of the press release of Auburn National Bancorporation, Inc.,
dated January 30, 2023, reporting the Company’s financial
results for the quarter and year ended December 31, 2022.
| Item 9.01. |
Financial Statements, Pro Forma Financial Information and
Exhibits.
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(c) Exhibits. The following exhibit
is furnished herewith:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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| AUBURN NATIONAL BANCORPORATION, INC. |
| (Registrant) |
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/s/ David A. Hedges
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| David A. Hedges |
| President and CEO |
Date: January 30, 2023
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