UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13D
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
§240.13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§240.13D-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 12)
Aurinia Pharmaceuticals Inc.
(Name of Issuer)
Common Shares, no par value
(Title of Class of Securities)
05156V102
(CUSIP Number)
ILJIN SNT Co., Ltd.
(Dohwa-dong), 45 Maop-daero, Mapo-gu
Seoul, Korea 121-716
Attention:
Young Hwa Kim
+82-2-707-9137
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 6, 2023
(Date of Event Which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f)
or 240.13d-1(g), check the following box. o
The
information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP No. 05156V102
|
|
1.
|
Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
(voluntary)
ILJIN
SNT Co., Ltd.
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
o
(b)
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
Not Applicable
|
|
|
5.
|
Check if
Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) o
|
|
|
6.
|
Citizenship
or Place of Organization
South Korea
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
6,060,290
|
|
9.
|
Sole Dispositive Power
0
|
|
10.
|
Shared
Dispositive Power
6,060,290
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
6,060,290
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) o |
|
|
13.
|
Percent
of Class Represented by Amount in Row (11)
4.3%*
|
|
|
14.
|
Type of Reporting Person (See Instructions)
CO
|
| |
|
|
|
|
*
Based on 142,109,703 shares outstanding as of November 2, 2022, as
reported in the Issuer’s Report on Form 10-Q for the period ended
September 30, 2022 filed with the Securities and Exchange
Commission on November 3, 2022.
CUSIP No. 05156V102
|
|
1.
|
Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
(voluntary)
ILJIN Semiconductor Co., Ltd.
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
o
(b)
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
Not Applicable
|
|
|
5.
|
Check if
Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) o
|
|
|
6.
|
Citizenship
or Place of Organization
South Korea
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
0
|
|
9.
|
Sole Dispositive Power
0
|
|
10.
|
Shared Dispositive Power
0
|
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) o |
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
0
|
|
|
14.
|
Type of Reporting Person (See Instructions)
CO
|
| |
|
|
|
|
CUSIP No. 05156V102
|
|
1.
|
Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
(voluntary)
ILJIN
Steel Co., Ltd.
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
o
(b)
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
Not Applicable
|
|
|
5.
|
Check if
Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) o
|
|
|
6.
|
Citizenship
or Place of Organization
South Korea
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
1,123,608
|
|
9.
|
Sole Dispositive Power
0
|
|
10.
|
Shared Dispositive Power
1,123,608
|
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,123,608
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) o |
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
0.8%*
|
|
|
14.
|
Type of Reporting Person (See Instructions)
CO
|
| |
|
|
|
|
*
Based on 142,109,703 shares outstanding as of November 2, 2022, as
reported in the Issuer’s Report on Form 10-Q for the period ended
September 30, 2022 filed with the Securities and Exchange
Commission on November 3, 2022.
CUSIP No. 05156V102
|
|
1.
|
Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
(voluntary)
ILJIN
GLS Co., Ltd.*
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
o
(b)
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
Not Applicable
|
|
|
5.
|
Check if
Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) o
|
|
|
6.
|
Citizenship
or Place of Organization
South Korea
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
6,060,290
**
|
|
9.
|
Sole Dispositive Power
0
|
|
10.
|
Shared Dispositive Power
6,060,290
**
|
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
6,060,290
**
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) o |
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
4.3%
***
|
|
|
14.
|
Type of Reporting Person (See Instructions)
CO
|
| |
|
|
|
|
*
Formerly known as ILJIN C&S Co., Ltd.
**
Represents Common Shares held by ILJIN SNT.
***
Based on 142,109,703 shares outstanding as of November 2, 2022, as
reported in the Issuer’s Report on Form 10-Q for the period ended
September 30, 2022 filed with the Securities and Exchange
Commission on November 3, 2022.
CUSIP No. 05156V102
|
|
1.
|
Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
(voluntary)
Sae
Kyoung Huh
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
o
(b)
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
Not Applicable
|
|
|
5.
|
Check if
Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) o
|
|
|
6.
|
Citizenship
or Place of Organization
South Korea
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
1,445,480
|
|
8.
|
Shared Voting Power
0
|
|
9.
|
Sole Dispositive Power
1,445,480
|
|
10.
|
Shared Dispositive Power
0
|
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,445,480
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) o |
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
1.0%*
|
|
|
14.
|
Type of Reporting Person (See Instructions)
IN
|
| |
|
|
|
|
*
Based on 142,109,703 shares outstanding as of November 2, 2022, as
reported in the Issuer’s Report on Form 10-Q for the period ended
September 30, 2022 filed with the Securities and Exchange
Commission on November 3, 2022.
CUSIP No. 05156V102
|
|
1.
|
Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
(voluntary)
Chin
Kyu Huh
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
o
(b)
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
Not Applicable, PF
|
|
|
5.
|
Check if
Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) o
|
|
|
6.
|
Citizenship
or Place of Organization
South Korea
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
7,183,898 *
|
|
9.
|
Sole Dispositive Power
0
|
|
10.
|
Shared Dispositive Power
7,183,898 *
|
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
7,183,898
*
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) o |
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
5.1% **
|
|
|
14.
|
Type of Reporting Person (See Instructions)
IN
|
| |
|
|
|
|
*
Consists of (i) 6,060,290 Common Shares held by ILJIN SNT and (ii)
1,123,608 Common Shares held by ILJIN Steel.
** Based on 142,109,703 shares outstanding as of November 2, 2022,
as reported in the Issuer’s Report on Form 10-Q for the period
ended September 30, 2022 filed with the Securities and Exchange
Commission on November 3, 2022.
CUSIP No. 05156V102
AMENDMENT NO. 12 TO SCHEDULE 13D
Reference is hereby made to the statement on Schedule 13D filed
with the Securities and Exchange Commission by the Reporting
Persons with respect to the Common Shares on April 8, 2019,
Amendment No. 1 thereto filed on June 4, 2019, Amendment No. 2
thereto filed on November 13, 2019, Amendment No. 3 thereto filed
on December 6, 2019, Amendment No. 4 thereto filed on December 9,
2019, Amendment No. 5 thereto filed on December 10, 2019, Amendment
No. 6 thereto filed on December 18, 2019, Amendment No. 7 thereto
filed on July 23, 2020, Amendment No. 8 thereto filed on October 9,
2020, Amendment No. 9 thereto filed on January 26, 2021, Amendment
No. 10 thereto filed on January 27, 2021 and Amendment No. 11
thereto filed on March 3, 2022 (as so amended, the “Schedule 13D”).
Terms defined in the Schedule 13D are used herein as so
defined.
The following item of the Schedule 13D is hereby amended as
follows:
Item 5. Interest in Securities of the
Issuer
Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are
hereby amended and restated to read as follows:
(a)-(b) The information requested by these paragraphs is
incorporated herein by reference to the cover pages to this
Amendment No. 12 to Schedule 13D.
(c) On January 6, 2023 Mr. Chin Kyu Huh transferred, by way of a
gift and without any consideration, 1,445,480 Common Shares to Ms.
Sae Kyoung Huh.
CUSIP No. 05156V102
SIGNATURE
After reasonable inquiry and to the best of the knowledge and
belief of the undersigned, the undersigned certify that the
information set forth in this statement is true, complete and
correct.
| Dated: January 6, 2023 |
ILJIN SNT CO., LTD. |
| |
|
| |
By: |
/s/ Young
Hwa Kim |
| |
|
Name: |
Young
Hwa Kim |
| |
|
Title: |
Authorized
Signatory |
| |
|
|
|
| |
ILJIN SEMICONDUCTOR CO., LTD. |
| |
|
| |
By: |
/s/
Young Hwa Kim |
| |
|
Name: |
Young
Hwa Kim |
| |
|
Title: |
Authorized
Signatory |
| |
|
|
|
| |
ILJIN STEEL CO., LTD. |
| |
|
| |
By: |
/s/ Young
Hwa Kim |
| |
|
Name: |
Young
Hwa Kim |
| |
|
Title: |
Authorized
Signatory |
| |
|
|
|
| |
ILJIN GLS CO. LTD. |
| |
|
| |
By: |
/s/ Young
Hwa Kim |
| |
|
Name: |
Young
Hwa Kim |
| |
|
Title: |
Authorized
Signatory |
| |
|
|
|
| |
/s/ Chin Kyu
Huh |
| |
Chin Kyu Huh |
| |
|
| |
/s/ Sae
Kyoung Huh |
| |
Sae
Kyoung Huh |
| |
|
|
|
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