Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
12 January 2022 - 8:34AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR
15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the Month of January 2022
Commission File Number: 001-38547
Autolus Therapeutics plc
(Translation of registrants name into English)
The
MediaWorks
191 Wood Lane
White City
London W12
7FP
United Kingdom
(Address of principal executive office)
Forest House
58 Wood
Lane
White City
London W12 7RZ
United
Kingdom
(Former Address)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: ☒ Form
20-F ☐ Form 40-F
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
This Report on Form 6-K (the Report) and Exhibit 99.1 to this Report shall be deemed to be
incorporated by reference into the registration statements on Form F-3 (File No. 333-232690), Form F-3 (file No. 333-258556) and Form S-8 (File No. 333-226457) of Autolus Therapeutics plc (including any prospectuses forming a part of
such registration statements) and to be a part thereof from the date on which this Report is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.
INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K
Retirement of Chief Financial Officer
On
January 10, 2022, the Company announced Andrew J. Oakley will retire as the Companys Chief Financial Officer, effective March 31, 2022, in order to concentrate on non-executive director roles.
Mr. Oakleys retirement is not related to any disagreement with the Company on any matter relating to the Companys operations, policies or practices. Mr. Oakley will remain a senior advisor to the Company until March 2023. The
Company thanks Mr. Oakley for his service to the Company and wishes him the best in his future endeavors.
Appointment of New Chief Financial
Officer
On January 10, 2022, the Company announced the appointment of Dr. Lucinda Crabtree as the Companys Chief Financial Officer,
effective March 31, 2022.
On January 10, 2022, the Company issued a press release announcing the aforementioned changes to the management team,
which is furnished as Exhibit 99.1 to this Report.
EXHIBIT LIST
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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Autolus Therapeutics plc
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Date: January 11, 2022
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By:
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/s/ Christian Itin
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Name:
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Christian Itin, Ph.D.
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Title:
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Chief Executive Officer
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