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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-Q

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

For the quarterly period ended October 29, 2022

OR

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from           to           

Commission File Number: 001-33261

AEROVIRONMENT, INC.

(Exact name of registrant as specified in its charter)

Delaware

95-2705790

(State or other jurisdiction of incorporation or organization)

(I.R.S. Employer Identification No.)

241 18th Street South, Suite 415

Arlington, Virginia

22202

(Address of principal executive offices)

(Zip Code)

(805) 520-8350

(Registrant’s telephone number, including area code)

N/A

(Former name, former address and former fiscal year, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.0001 per share

AVAV

The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No

Indicate by check mark whether the registrant has submitted electronically, every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No

As of November 30, 2022, the number of shares outstanding of the registrant’s common stock, $0.0001 par value, was 25,157,316.

AeroVironment, Inc.

Table of Contents

Item 1.

Financial Statements :

    

Condensed Consolidated Balance Sheets as of October 29, 2022 (Unaudited) and April 30, 2022

3

Condensed Consolidated Statements of Operations for the three and six months ended October 29, 2022 (Unaudited) and October 30, 2021 (Unaudited)

4

Condensed Consolidated Statements of Comprehensive (Loss) Income for the three and six months ended October 29, 2022 (Unaudited) and October 30, 2021 (Unaudited)

5

Condensed Consolidated Statements of Stockholders’ Equity for the three and six months ended October 29, 2022 (Unaudited) and October 30, 2021 (Unaudited)

6

Condensed Consolidated Statements of Cash Flows for the six months ended October 29, 2022 (Unaudited) and October 30, 2021 (Unaudited)

8

Notes to Condensed Consolidated Financial Statements (Unaudited)

9

Item 2.

Management’s Discussion and Analysis of Financial Condition and Results of Operations

34

Item 3.

Quantitative and Qualitative Disclosures About Market Risk

44

Item 4.

Controls and Procedures

45

PART II. OTHER INFORMATION

Item 1.

Legal Proceedings

47

Item 1A.

Risk Factors

47

Item 2.

Unregistered Sales of Equity Securities and Use of Proceeds

47

Item 3.

Defaults Upon Senior Securities

47

Item 4.

Mine Safety Disclosures

47

Item 5.

Other Information

47

Item 6.

Exhibits

48

Signatures

49

2

PART I. FINANCIAL INFORMATION

ITEM 1. FINANCIAL STATEMENTS

AeroVironment, Inc.

Condensed Consolidated Balance Sheets

(In thousands except share and per share data)

October 29,

    

April 30,

2022

2022

    

(Unaudited)

 

Assets

Current assets:

Cash and cash equivalents

$

101,417

$

77,231

Short-term investments

24,716

Accounts receivable, net of allowance for doubtful accounts of $74 at October 29, 2022 and $592 at April 30, 2022

 

31,664

 

60,170

Unbilled receivables and retentions (inclusive of related party unbilled receivables of $2,229 at April 30, 2022)

 

92,457

 

104,194

Inventories, net

 

109,810

 

90,629

Income taxes receivable

8,940

442

Prepaid expenses and other current assets

 

13,244

 

11,527

Total current assets

 

357,532

 

368,909

Long-term investments

22,462

15,433

Property and equipment, net

 

52,415

 

62,296

Operating lease right-of-use assets

25,580

26,769

Deferred income taxes

 

8,098

 

7,290

Intangibles, net

88,660

97,224

Goodwill

334,963

334,347

Other assets

 

1,972

 

1,932

Total assets

$

891,682

$

914,200

Liabilities and stockholders’ equity

Current liabilities:

Accounts payable

$

26,317

$

19,244

Wages and related accruals

 

25,049

 

25,398

Customer advances

 

7,074

 

8,968

Current portion of long-term debt

10,000

10,000

Current operating lease liabilities

7,564

6,819

Income taxes payable

26

759

Other current liabilities

 

27,824

 

30,203

Total current liabilities

 

103,854

 

101,391

Long-term debt, net of current portion

155,622

177,840

Non-current operating lease liabilities

20,043

21,915

Other non-current liabilities

748

768

Liability for uncertain tax positions

 

1,450

 

1,450

Deferred income taxes

2,482

2,626

Commitments and contingencies

Stockholders’ equity:

Preferred stock, $0.0001 par value:

Authorized shares—10,000,000; none issued or outstanding at October 29, 2022 and April 30, 2022

 

 

Common stock, $0.0001 par value:

Authorized shares—100,000,000

Issued and outstanding shares—25,157,618 shares at October 29, 2022 and 24,951,287 shares at April 30, 2022

 

4

 

2

Additional paid-in capital

 

283,789

 

267,248

Accumulated other comprehensive loss

 

(8,480)

 

(6,514)

Retained earnings

 

332,170

 

347,233

Total AeroVironment, Inc. stockholders’ equity

 

607,483

 

607,969

Noncontrolling interest

241

Total equity

607,483

608,210

Total liabilities and stockholders’ equity

$

891,682

$

914,200

See accompanying notes to condensed consolidated financial statements (unaudited).

3

AeroVironment, Inc.

Condensed Consolidated Statements of Operations (Unaudited)

(In thousands except share and per share data)

Three Months Ended

Six Months Ended

October 29,

October 30,

October 29,

October 30,

    

2022

    

2021

    

2022

    

2021

 

Revenue:

Product sales

$

62,343

$

70,998

$

120,317

$

124,114

Contract services (inclusive of related party revenue of $10,342 and $20,694 for the three and six months ended October 30, 2021, respectively)

 

49,241

 

51,010

 

99,783

 

98,903

 

111,584

 

122,008

 

220,100

 

223,017

Cost of sales:

Product sales

 

39,445

 

38,937

 

72,344

 

71,527

Contract services

 

46,249

 

40,616

 

88,152

 

80,312

 

85,694

 

79,553

 

160,496

 

151,839

Gross margin:

 

 

Product sales

22,898

32,061

47,973

52,587

Contract services

2,992

10,394

11,631

18,591

25,890

42,455

 

59,604

 

71,178

Selling, general and administrative

 

23,613

 

24,819

 

45,556

 

51,947

Research and development

 

16,591

 

14,297

 

31,636

 

28,005

(Loss) income from operations

 

(14,314)

 

3,339

 

(17,588)

 

(8,774)

Other (loss) income:

Interest expense, net

 

(2,309)

 

(1,379)

 

(3,912)

 

(2,654)

Other income (expense), net

 

810

 

(10,048)

 

404

 

(10,394)

Loss before income taxes

 

(15,813)

 

(8,088)

 

(21,096)

 

(21,822)

Benefit from income taxes

(10,457)

(9,511)

 

(7,851)

 

(10,468)

Equity method investment (loss) income, net of tax

 

(1,273)

 

1,133

 

(1,773)

 

(8)

Net (loss) income

(6,629)

2,556

(15,018)

(11,362)

Net income attributable to noncontrolling interest

(39)

(31)

(45)

(94)

Net (loss) income attributable to AeroVironment, Inc.

$

(6,668)

$

2,525

$

(15,063)

$

(11,456)

Net (loss) income per share attributable to AeroVironment, Inc.

Basic

$

(0.27)

$

0.10

$

(0.61)

$

(0.47)

Diluted

(0.27)

0.10

$

(0.61)

$

(0.47)

Weighted-average shares outstanding:

Basic

 

24,900,873

 

24,641,614

 

24,852,219

 

24,630,838

Diluted

 

24,900,873

 

24,885,870

 

24,852,219

 

24,630,838

See accompanying notes to condensed consolidated financial statements (unaudited).

4

AeroVironment, Inc.

Condensed Consolidated Statements of Comprehensive (Loss) Income (Unaudited)

(In thousands)

Three Months Ended

Six Months Ended

October 29,

October 30,

October 29,

October 30,

    

2022

    

2021

    

2022

    

2021

 

Net (loss) income

$

(6,629)

$

2,556

$

(15,018)

$

(11,362)

Other comprehensive income (loss):

Unrealized gain (loss) on available-for-sale investments, net of deferred tax expense of $0 for the three and six months ended October 29, 2022 and October 30, 2021, respectively

 

6

 

1

 

26

 

(3)

Change in foreign currency translation adjustments

(928)

(1,284)

(1,992)

(2,017)

Total comprehensive (loss) income

(7,551)

1,273

(16,984)

(13,382)

Net income attributable to noncontrolling interest

(39)

(31)

(45)

(94)

Comprehensive (loss) income attributable to AeroVironment, Inc.

$

(7,590)

$

1,242

$

(17,029)

$

(13,476)

See accompanying notes to condensed consolidated financial statements (unaudited).

5

AeroVironment, Inc.

Condensed Consolidated Statements of Stockholders’ Equity

For the six months ended October 29, 2022 and October 30, 2021 (Unaudited)

(In thousands except share data)

Accumulated

 

Additional

Other

Total

Non-

 

Common Stock

Paid-In

Retained

Comprehensive

AeroVironment, Inc.

Controlling

 

    

Shares

    

Amount

    

Capital

    

Earnings

    

Income (Loss)

Equity

Interest

    

Total

 

Balance at April 30, 2022

 

24,951,287

$

2

$

267,248

$

347,233

$

(6,514)

$

607,969

$

241

$

608,210

Net (loss) income

 

 

 

 

(15,063)

 

(15,063)

45

 

(15,018)

Unrealized gain on investments

 

 

 

 

26

26

 

26

Foreign currency translation

 

 

 

 

(1,992)

(1,992)

 

(1,992)

Stock options exercised

25,000

682

682

682

Restricted stock awards

 

75,357

 

 

 

 

Restricted stock awards forfeited

 

(8,744)

 

 

 

 

Tax withholding payment related to net share settlement of equity awards

 

(10,723)

 

 

(853)

 

(853)

 

(853)

Shares issued, net of issuance costs

125,441

2

12,310

12,312

12,312

Deconsolidation of previously controlled subsidiary

(286)

(286)

Stock based compensation

 

 

 

4,402

 

4,402

 

4,402

Balance at October 29, 2022

 

25,157,618

$

4

$

283,789

$

332,170

$

(8,480)

$

607,483

$

$

607,483

Accumulated

Additional

Other

Total

Non-

Common Stock

Paid-In

Retained

Comprehensive

AeroVironment, Inc.

Controlling

    

Shares

    

Amount

    

Capital

    

Earnings

    

Income (Loss)

Equity

Interest

    

Total

Balance at April 30, 2021

 

24,777,295

$

2

$

260,327

$

351,421

$

343

$

612,093

$

14

$

612,107

Net (loss) income

 

 

 

 

(11,456)

 

(11,456)

94

 

(11,362)

Unrealized loss on investments

 

 

 

 

(3)

(3)

 

(3)

Foreign currency translation

 

 

 

 

(2,017)

(2,017)

 

(2,017)

Stock options exercised

 

4,000

 

 

119

 

119

 

119

Restricted stock awards

 

52,226

 

 

 

 

Restricted stock awards forfeited

 

(15,751)

 

 

 

 

Tax withholding payment related to net share settlement of equity awards

 

(11,941)

 

 

(1,176)

 

(1,176)

 

(1,176)

Change in non-controlling interest

224

224

Stock based compensation

 

 

2,342

 

2,342

 

2,342

Balance at October 30, 2021

 

24,805,829

$

2

$

261,612

$

339,965

$

(1,677)

$

599,902

$

332

$

600,234

6

AeroVironment, Inc.

Condensed Consolidated Statements of Stockholders’ Equity

For the three months ended October 29, 2022 and October 30, 2021 (Unaudited)

(In thousands except share data)

Accumulated

Additional

Other

Total

Non-

Common Stock

Paid-In

Retained

Comprehensive

AeroVironment, Inc.

Controlling

    

Shares

    

Amount

    

Capital

    

Earnings

    

(Loss) Income

Equity

Interest

    

Total

Balance at July 30, 2022

 

24,990,590

$

2

$

268,641

$

338,838

$

(7,558)

$

599,923

$

247

$

600,170

Net income (loss)

 

 

 

 

(6,668)

 

(6,668)

39

 

(6,629)

Unrealized gain on investments

 

 

 

 

 

6

6

 

6

Foreign currency translation

(928)

(928)

(928)

Stock options exercised

25,000

682

682

682

Restricted stock awards

19,540

Restricted stock awards forfeited

 

(2,606)

 

 

 

 

Tax withholding payment related to net share settlement of equity awards

(347)

(29)

(29)

(29)

Shares issued, net of issuance costs

125,441

2

12,310

12,312

12,312

Deconsolidation of previously controlled subsidiary

(286)

(286)

Stock based compensation

 

 

 

2,185

 

2,185

 

2,185

Balance at October 29, 2022

 

25,157,618

$

4

$

283,789

$

332,170

$

(8,480)

$

607,483

$

$

607,483

Accumulated

Additional

Other

Total

Non-

Common Stock

Paid-In

Retained

Comprehensive

AeroVironment, Inc.

Controlling

    

Shares

    

Amount

    

Capital

    

Earnings

    

Income (Loss)

Equity

Interest

    

Total

Balance at July 31, 2021

 

24,811,802

2

261,192

337,440

(394)

598,240

77

598,317

Net income

 

 

 

 

2,525

 

2,525

31

 

2,556

Unrealized gain on investments

1

1

1

Foreign currency translation

(1,284)

(1,284)

(1,284)

Restricted stock awards

3,638

Restricted stock awards forfeited

 

(9,611)

 

 

 

Change in non-controlling interest

 

 

 

 

224

 

224

Stock based compensation

 

 

420

 

420

 

420

Balance at October 30, 2021

 

24,805,829

$

2

$

261,612

$

339,965

$

(1,677)

$

599,902

$

332

$

600,234

7

AeroVironment, Inc.

Condensed Consolidated Statements of Cash Flows (Unaudited)

(In thousands)

Six Months Ended

    

October 29,

    

October 30,

 

2022

2021

Operating activities

Net loss

$

(15,018)

$

(11,362)

Adjustments to reconcile net loss from operations to cash provided by (used in) operating activities:

Depreciation and amortization

 

32,275

 

30,019

Loss (income) from equity method investments

1,773

(520)

Loss on deconsolidation of previously controlled subsidiary

189

Amortization of debt issuance costs

422

258

Provision for doubtful accounts

 

19

 

(35)

Other non-cash expense, net

565

157

Non-cash lease expense

3,775

3,358

(Gain) loss on foreign currency transactions

 

(59)

 

30

Unrealized gain on available-for-sale equity securities, net

(928)

Deferred income taxes

 

(808)

 

(840)

Stock-based compensation

 

4,402

 

2,342

Loss on disposal of property and equipment

825

3,036

Amortization of debt securities

125

113

Changes in operating assets and liabilities, net of acquisitions:

Accounts receivable

 

28,012

 

37,134

Unbilled receivables and retentions

 

11,696

 

(46,619)

Inventories

 

(23,836)

 

(10,075)

Income taxes receivable

(8,539)

(10,667)

Prepaid expenses and other assets

 

(1,117)

 

272

Accounts payable

 

6,823

 

(3,587)

Other liabilities

(8,664)

3,642

Net cash provided by (used in) operating activities

 

31,932

 

(3,344)

Investing activities

Acquisition of property and equipment

 

(7,587)

 

(13,147)

Equity method investments

(2,774)

(6,245)

Equity security investments

(5,100)

Business acquisitions, net of cash acquired

(5,105)

(46,150)

Proceeds from deconsolidation of previously controlled subsidiary, net of cash deconsolidated

(635)

Redemptions of available-for-sale investments

 

25,945

 

30,531

Purchases of available-for-sale investments

(1,326)

Other

224

Net cash provided by (used in) investing activities

 

3,418

 

(34,787)

Financing activities

Principal payments of term loan

(22,500)

(5,000)

Holdback and retention payments for business acquisition

(5,991)

Proceeds from shares issued, net of issuance costs

11,778

Tax withholding payment related to net settlement of equity awards

(853)

(1,176)

Exercise of stock options

 

682

 

119

Other

(14)

(16)

Net cash used in financing activities

 

(10,907)

 

(12,064)

Effects of currency translation on cash and cash equivalents

(257)

(275)

Net increase (decrease) in cash, cash equivalents, and restricted cash

 

24,186

 

(50,470)

Cash, cash equivalents and restricted cash at beginning of period

 

77,231

 

157,063

Cash, cash equivalents and restricted cash at end of period

$

101,417

$

106,593

Supplemental disclosures of cash flow information

Cash paid, net during the period for:

Income taxes

$

718

$

1,923

Interest

$

3,398

$

2,283

Non-cash activities

Unrealized (gain) loss on available-for-sale investments, net of deferred tax expense of $0 for the six months ended October 29, 2022 and October 30, 2021, respectively

$

(26)

$

3

Change in foreign currency translation adjustments

$

(1,992)

$

(2,017)

Issuances of inventory to property and equipment, ISR in-service assets

$

4,085

$

12,472

Acquisitions of property and equipment included in accounts payable

$

810

$

415

See accompanying notes to condensed consolidated financial statements (unaudited).

8

AeroVironment, Inc.

Notes to Condensed Consolidated Financial Statements (Unaudited)

1. Organization and Significant Accounting Policies

Organization

AeroVironment, Inc., a Delaware corporation (the “Company”), is engaged in the design, development, production, delivery and support of a technologically advanced portfolio of intelligent, multi-domain robotic systems and related services for government agencies and businesses. AeroVironment, Inc. supplies unmanned aircraft systems (“UAS”), tactical missile systems (“TMS”), unmanned ground vehicles (“UGV”) and related services primarily to organizations within the U.S. Department of Defense (“DoD”) and to international allied governments.

Basis of Presentation

The accompanying unaudited condensed consolidated financial statements have been prepared in accordance with accounting principles generally accepted in the United States (“U.S. GAAP”) for interim financial information and with the instructions of Form 10-Q and Article 10 of Regulation S-X. Accordingly, they do not include all of the information and footnotes required by U.S. GAAP for complete financial statements. In the opinion of management, all adjustments, consisting only of normal recurring adjustments necessary for a fair presentation with respect to the interim financial statements have been included. The results of operations for the six months ended October 29, 2022 are not necessarily indicative of the results for the full year ending April 30, 2023. For further information, refer to the consolidated financial statements and footnotes thereto for the year ended April 30, 2022, included in the Company’s Annual Report on Form 10-K.

The preparation of financial statements in conformity with U.S. GAAP requires management to make estimates and assumptions, including estimates of anticipated contract costs and revenue utilized in the revenue recognition process, that affect the reported amounts in the unaudited condensed consolidated financial statements and accompanying notes. Actual results could differ from those estimates.

The Company’s unaudited condensed consolidated financial statements include the assets, liabilities and operating results of wholly-owned subsidiaries. All intercompany accounts and transactions have been eliminated.

On May 3, 2021, the Company closed its acquisition of Telerob Gesellschaft für Fernhantierungstechnik mbH, a German company based in Ostfildern (near Stuttgart), Germany (“Telerob GmbH”), including Telerob GmbH’s wholly-owned subsidiary, Telerob USA, Inc. (“Telerob USA,” and collectively with Telerob GmbH, “Telerob”) pursuant to its previously announced Share Purchase Agreement (the “Telerob Purchase Agreement”) with Unmanned Systems Investments GmbH, a German limited liability company incorporated under the laws of Germany (the “Telerob Seller”), and each of the unit holders of the Seller, to purchase 100% of the issued and outstanding shares of Telerob Seller’s wholly-owned subsidiary Telerob GmbH (the “Telerob Acquisition”). The assets, liabilities and operating results of Telerob GmbH have been included in the Company’s unaudited condensed consolidated financial statements. Refer to Note 18—Business Acquisitions for further details.

On September 15, 2021, the Company entered into a Share Sale and Purchase Agreement with Toygun Savunma Sanayi ve Havacilik Anonim Sirketi (“Toygun”) whereby the Company sold 35% of the common shares of the Company’s Turkish joint venture, Altoy Savunma Sanayi ve Havacilik Anonim Sirketi (“Altoy”), to Toygun. On October 14, 2022, the Company sold an additional 35% of the common shares of Altoy to Toygun. As a result of the share sales, the Company decreased its interest in Altoy from 85% to 15% and has determined that it no longer controls Altoy. Therefore, the Company no longer consolidates Altoy in the Company’s unaudited condensed consolidated financial statements. As the Company has the ability to exercise significant influence over the operating and financial policies of Altoy, the Company’s investment will now be accounted for as an equity method investment and records its proportion of any gains or losses of Altoy in equity method investments, net of tax. Refer to Note 6—Equity Method Investments for further details.

9

On August 17, 2022, the Company closed its acquisition of Planck Aerosystems, Inc. (“Planck”) pursuant to the purchase agreement, and post-acquisition, Planck is incorporated into the medium UAS (“MUAS”) segment. The assets, liabilities and operating results of Planck have been included in the Company’s unaudited condensed consolidated financial statements. Refer to Note 18—Business Acquisitions for further details.

Recently Adopted Accounting Standards

In October 2021, the Financial Accounting Standards Board issued Accounting Standard Update (“ASU”) 2021-08, Business Combinations (Topic 805): Accounting for Contract Assets and Contract Liabilities from Contracts with Customers (“ASU 2021-08”). ASU 2021-08 requires an acquirer to apply the guidance in Accounting Standards Codification (“ASC”) 606, Revenue from Contracts with Customers (“ASC 606”), to recognize and measure contract assets and contract liabilities in a business combination, rather than using fair value. On May 1, 2022, the Company early adopted ASU 2021-08. ASU 2021-08 is adopted prospectively and did not have a material impact on our unaudited condensed consolidated financial statements.

Revenue Recognition

The Company’s revenue is generated pursuant to written contractual arrangements to design, develop, manufacture and/or modify complex products and to provide related engineering, technical and other services according to the specifications of the customers. These contracts may be firm fixed price (“FFP”), cost plus fixed fee (“CPFF”), or time and materials (“T&M”). The Company considers all such contracts to be within the scope of ASC 606.

Performance Obligations

A performance obligation is a promise in a contract to transfer distinct goods or services to a customer, and it is the unit of account in ASC 606. A contract’s transaction price is allocated to each distinct performance obligation and revenue is recognized when each performance obligation under the terms of a contract is satisfied. Revenue is measured at the amount of consideration the Company expects to receive in exchange for transferring goods or providing services. For contracts with multiple performance obligations, the Company allocates the contract’s transaction price to each performance obligation using its observable standalone selling price for products and services. When the standalone selling price is not directly observable, the Company uses its best estimate of the standalone selling price of each distinct good or service in the contract using the cost plus margin approach. This approach estimates the Company’s expected costs of satisfying the performance obligation and then adds an appropriate margin for that distinct good or service.

Contract modifications are routine in the performance of the Company’s contracts. In most instances, contract modifications are for additional goods and/or services that are distinct and, therefore, accounted for as new contracts.

The Company’s performance obligations are satisfied over time or at a point in time. Performance obligations are satisfied over time if the customer receives the benefits as the Company performs, if the customer controls the asset as it is being developed or produced, or if the product being produced for the customer has no alternative use and the Company has a contractual right to payment for the Company’s costs incurred to date plus a reasonable margin. The contractual right to payment is generally supported by termination for convenience clauses that allow the customer to unilaterally terminate the contract for convenience, pay the Company for costs incurred plus a reasonable profit, and take control of any work in process. Revenue for TMS product deliveries and Customer-Funded Research and Development contracts is recognized over time as costs are incurred. Contract services revenue is composed of revenue recognized on contracts for the provision of services, including repairs and maintenance, training, engineering design, development and prototyping activities, and technical support services. Contract services revenue is recognized over time as services are rendered. Typically, revenue is recognized over time using an input measure (e.g., costs incurred to date relative to total estimated costs at completion) to measure progress. Contract services revenue, including revenue from intelligence, surveillance, and reconnaissance (“ISR”) services, is recognized over time as services are rendered. In accordance with ASC 606, the Company elected the right to invoice practical expedient in which if an entity has a right to consideration from a customer in an amount that corresponds directly with the value to the customer of the entity’s performance completed to date, such as flight hours for ISR services, the entity may recognize revenue in the amount to which the entity has a right to invoice. Training services are recognized over time using an output method based on days of training completed.

10

For performance obligations satisfied over time, revenue is generally recognized using costs incurred to date relative to total estimated costs at completion to measure progress. Incurred costs represent work performed, which correspond with, and thereby best depict, transfer of control to the customer. Contract costs include labor, materials, subcontractors’ costs, other direct costs, and indirect costs applicable on government and commercial contracts.

For performance obligations which are not satisfied over time per the aforementioned criteria above, revenue is recognized at the point in time in which each performance obligation is fully satisfied. The Company’s small UAS, MUAS and UGV product sales revenue is composed of revenue recognized on contracts for the delivery of small UAS, MUAS and UGV systems and spare parts, respectively. Revenue is recognized at the point in time when control transfers to the customer, which generally occurs when title and risk of loss have passed to the customer.

Performance obligations satisfied over time accounted for 65% and 63% of revenue during the three and six months ended October 29, 2022, respectively. Performance obligations satisfied over time accounted for 51% and 55% of revenue during the three and six months ended October 30, 2021, respectively. Performance obligations satisfied at a point in time accounted for 35% and 37% of revenue during the three and six months ended October 29, 2022, respectively. Performance obligations satisfied at a point in time accounted for 49% and 45% of revenue during the three and six months ended October 30, 2021, respectively.

On October 29, 2022, the Company had approximately $293,147,000 of remaining performance obligations under fully funded contracts with its customers, which the Company also refers to as funded backlog. The Company currently expects to recognize approximately 58% of the remaining performance obligations as revenue in fiscal 2023 and the remaining 42% in fiscal 2024.

The Company collects sales, value added, and other taxes concurrent with revenue producing activities, which are excluded from revenue when they are both imposed on a specific transaction and collected from a customer.

Contract Estimates

Accounting for contracts and programs primarily with a duration of less than six months involves the use of various techniques to estimate total contract revenue and costs. For long-term contracts, the Company estimates the total expected costs to complete the contract and recognizes revenue based on the percentage of costs incurred at period end. Typically, revenue is recognized over time using costs incurred to date relative to total estimated costs at completion to measure progress toward satisfying the Company’s performance obligations. Incurred costs represent work performed, which corresponds with, and thereby best depicts, the transfer of control to the customer. Contract costs include labor, materials, subcontractors’ costs, other direct costs, and indirect costs applicable on government and commercial contracts.

Contract estimates are based on various assumptions to project the outcome of future events that may span several years. These assumptions include labor productivity and availability, the complexity of the work to be performed, the cost and availability of materials, the performance of subcontractors, and the availability and timing of funding from the customer.

The nature of the Company’s contracts gives rise to several types of variable consideration, including penalty fees and incentive awards generally for late delivery and early delivery, respectively. The Company generally estimates such variable consideration as the most likely amount. In addition, the Company includes the estimated variable consideration to the extent that it is probable that a significant reversal in the amount of cumulative revenue recognized will not occur when the related uncertainty is resolved. These estimates are based on historical award experience, anticipated performance and the Company’s best judgment at the time. Based on experience in estimating these amounts, they are included in the transaction price of the Company’s contracts and the associated remaining performance obligations.

As a significant change in one or more of these estimates could affect the profitability of the Company’s contracts, the Company regularly reviews and updates its contract-related estimates. Changes in cumulative revenue estimates, due to changes in the estimated transaction price or cost estimates, are recorded using a cumulative catch-up adjustment in the

11

period identified for contracts with performance obligations recognized over time. If at any time the estimate of contract profitability indicates an anticipated loss on the contract, the Company recognizes the total loss in the quarter it is identified, and it is recorded in other current liabilities. During the three months ended October 29, 2022, the Company recognized forward loss reserves on two MUAS ISR contracts totaling $1,952,000 related to unfavorable changes in the estimated costs to complete the contracts. The company recorded the forward loss reserves as the total estimated costs to complete the contracts are in excess of the total remaining consideration of the contracts. The aggregate impact of the change in estimate decreased net income by $1,500,000 and diluted loss per share by $0.06.

The impact of adjustments in contract estimates on the Company’s operating earnings can be reflected in either operating costs and expenses, or revenue. The aggregate impact of adjustments in contract estimates on revenue related to performance obligations satisfied or partially satisfied in previous periods was not significant for the three or six month periods ended October 29, 2022 nor the three or six month period ended October 30, 2021. During the three months ended October 29, 2022, the Company revised its estimates of the total expected costs to complete a TMS variant contract. The aggregate impact of these adjustments in contract estimates on revenue related to performance obligations satisfied or partially satisfied in previous periods was an increase to revenue of approximately $1,332,000. During the six months ended October 29, 2022, the Company revised its estimates of the total expected costs to complete two TMS variant contracts. The aggregate impact of these adjustments in contract estimates on revenue related to performance obligations satisfied or partially satisfied in previous periods was a decrease to revenue of approximately $2,560,000. No adjustment on any one contract was material to the Company’s unaudited condensed consolidated financial statements for the three or six month periods ended October 30, 2021.

Revenue by Category

The following tables present the Company’s revenue disaggregated by major product line, contract type, customer category and geographic location (in thousands):

Three Months Ended

 

Six Months Ended

    

October 29,

October 30,

 

October 29,

October 30,

Revenue by segment

2022

    

2021

    

2022

    

2021

Small UAS

$

26,681

$

54,714

$

69,937

$

94,638

TMS

31,101

18,418

54,113

37,594

MUAS

27,281

26,525

46,542

48,904

HAPS

9,066

10,342

19,281

20,694

All Other

 

17,455

 

12,009

 

30,227

 

21,187

Total revenue

$

111,584

$

122,008

$

220,100

$

223,017

Three Months Ended

Six Months Ended

    

October 29,

October 30,

    

October 29,

October 30,

Revenue by contract type

2022

    

2021

2022

    

2021

FFP

$

85,236

$

98,393

$

166,065

$

179,159

CPFF

25,013

21,594

51,468

40,711

T&M

 

1,335

 

2,021

 

 

2,567

 

3,147

Total revenue

$

111,584

$

122,008

$

220,100

$

223,017