UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____________________________________________

 

FORM SD

 

Specialized Disclosure Report

_____________________________________________

 

 

AVINGER, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

001-36817

20-8873453

(State or other jurisdiction

of incorporation or organization)

(Commission

File Number)

(IRS Employer

Identification No.)

 

   

400 Chesapeake Drive

Redwood City, California

94063

(Address of principal executive offices)

(Zip Code)

 

 

Jeffrey M. Soinski, Chief Executive Officer

(650) 241-7900

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒      

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

 

☐

Rule 13a-1 under the Securities Exchange Act (17 CFT 240.13q-1) for the fiscal year ended ________.

 

 
 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, Avinger, Inc. (the “Company”) has undertaken efforts to determine its conflict minerals1 reporting requirements for the period from January 1 to December 31, 2021.

 

The Company has filed this Specialized Disclosure Report and the associated Conflict Minerals Report, which appears as Exhibit 1.01 hereto and is publicly available on the Company’s website at https://irdirect.net/AVGR/sec_filings.

 

Item 1.02 Exhibit

 

The Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto.

 

Section 2 – Resource Extraction Issuer Disclosure

 

Item 2.01 Resource Extraction Issuer Disclosure and Report

 

Not applicable

 

Section 3 – Exhibits

 

Item 3.01 Exhibits

 

The following exhibit is filed as part of this report.

 

Exhibit 1.01 – Avinger, Inc.’s Conflict Minerals Report for the period January 1 to December 31, 2021.

 

*****

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Avinger, Inc.

 

By:

/s/ Jeffrey M. Soinski

  

Date: 5/27/2022

  
 

Jeffrey M. Soinski, Chief Executive Officer

      
         

 

 

 

 

 

1 The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country.

 

 
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