Current Report Filing (8-k)
05 May 2022 - 06:14AM
Edgar (US Regulatory)
0000805928false00008059282022-05-042022-05-0400008059282022-02-222022-02-22
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported):
May 4, 2022
AXOGEN, INC.
(Exact
Name of Registrant as Specified in Charter)
Minnesota
(State or Other Jurisdiction of
Incorporation or Organization)
001-36046
(Commission File Number)
41-1301878
(I.R.S. Employer Identification No.)
13631 Progress Boulevard, Suite 400
Alachua,
Florida
(Address of principal executive offices)
(386) 462-6800
(Registrant's telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e- 4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
Trading Symbol(s) |
Name of exchange on which registered |
Common Stock, $0.01 par value |
AXGN |
The Nasdaq Stock Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☐
Item 2.02 Results of Operations and Financial
Condition
On May 4, 2022, Axogen, Inc. (the “Company”) issued a press release
announcing its first quarter 2022 financial results. A copy of the
press release is furnished as Exhibit 99.1.
The information furnished pursuant to Item 2.02 of this Current
Report on Form 8-K, including Exhibit 99.1 hereto, shall not be
deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liability of such section, nor shall it be
incorporated by reference into future filings by the Company under
the Securities Act of 1933, as amended (the “Securities Act”), or
under the Exchange Act, unless the Company expressly sets forth in
such future filing that such information is to be considered
“filed” or incorporated by reference therein.
Item 7.01 Regulation FD Disclosure
On May 4, 2022, the Company also posted an updated corporate
presentation to its website at
https://ir.axogeninc.com/news-events. The Company may use the
corporate presentation from time to time in conversation with
analysts, investors, and others. A copy of the corporate
presentation is furnished as Exhibit 99.2.
The information in this Item 7.01, including Exhibit 99.2, is being
furnished and shall not be deemed to be “filed” for purposes of
Section 18 of the Exchange Act or otherwise subject to the
liabilities of that section and shall not be deemed incorporated by
reference into any filing under the Securities Act or Exchange Act,
except as shall be expressly set forth by specific reference in
such filing.
Item 8.01 Other Events
On May 4, 2022, the Company issued a press release announcing
results from it's Phase 3 RECONSM
Study for Avance® Nerve Graft. A copy of the press release is
furnished as Exhibit 99.3.
The information in this Item 8.01, including Exhibit 99.3, is being
furnished and shall not be deemed to be “filed” for purposes of
Section 18 of the Exchange Act or otherwise subject to the
liabilities of that section and shall not be deemed incorporated by
reference into any filing under the Securities Act or Exchange Act,
except as shall be expressly set forth by specific reference in
such filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
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Exhibit No.
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Description
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99.1 |
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99.2 |
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99.3 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document)
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SIGNATURES
Pursuant to the requirements of the Exchange Act, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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AXOGEN, INC. |
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Date: May 4, 2022 |
By: |
/s/ Bradley L. Ottinger |
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Bradley L. Ottinger |
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General Counsel and Chief Compliance Officer |
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