Current Report Filing (8-k)
21 May 2022 - 7:17AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 20, 2022
Date of Report (Date of earliest event reported)
Axon Enterprise, Inc.
(Exact name of registrant as specified in its charter)
| | |
Delaware | 001-16391 | 86-0741227 |
(State or other jurisdiction of
incorporation) | (Commission File Number) | (IRS Employer
Identification No.) |
17800 N. 85th St.
Scottsdale, Arizona 85255
(Address of principal executive offices, including zip code)
(480) 991-0797
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
| | |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock, $0.00001 Par Value | AXON | The Nasdaq Global Select Market |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
On May 20, 2022, the Company held its annual meeting of shareholders (the "Meeting"). The total number of shares of the Company’s common stock, par value of $0.00001 per share, voted in person or by proxy at the Meeting was 63,398,787 representing approximately 89.3% of the 70,995,368 shares outstanding as of the March 22, 2022 record date and entitled to vote at the Meeting. The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, with respect to each matter considered at the Meeting is set out below. For more information regarding these matters, please refer to the Company’s Definitive Proxy Statement relating to the Meeting, which was filed with the Securities and Exchange Commission (“SEC) on April 8, 2022.
Proposal No. 1 — Amendment to the Company’s Amended and Restated Certificate of Incorporation to declassify the Board of Directors
The amendment of the Company’s Amended and Restated Certificate of Incorporation was approved as follows:
Proposal No. 2 — Election of Directors
The following nominees were elected as Class A directors for a term of one years (and until their successors are elected and qualified) by the votes indicated below.
| | | | | | | | |
| | FOR | | AGAINST | | WITHHELD | | BROKER NON-VOTES |
Adriane Brown Michael Garnreiter | | 53,018,799 50,892,761 | | 1,414,738 3,432,565 | | 135,545 243,756 | | 8,829,705 8,829,705 |
Hadi Partovi | | 52,170,411 | | 2,295,345 | | 103,326 | | 8,829,705 |
Proposal No. 3 — Advisory Vote on the Compensation of Named Executive Officers ("Say-on-Pay")
The non-binding advisory vote to approve the compensation of the Company’s named executive officers was approved as follows:
Proposal No. 4 — Ratification of Appointment of Independent Registered Public Accounting Firm
The proposal to ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accountant for fiscal year 2022 was approved by the votes indicated below. There were no broker non-votes on this proposal.
Proposal No. 5 — Approve the Company’s 2022 Stock Incentive Plan
The Company’s 2022 Stock Incentive Plan was approved as follows:
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
| | |
Exhibit
Number | | Exhibit Description |
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104 | | The cover page from this Current Report on Form 8-K, formatted as Inline XBRL. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: May 20, 2022 | Axon Enterprise, Inc. | |
| | | |
| By: | /s/ JAMES C. ZITO | |
| | James C. Zito | |
| | Interim Chief Financial Officer | |
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