Current Report Filing (8-k)
15 June 2022 - 06:17AM
Edgar (US Regulatory)
false 0001797336 0001797336 2022-06-13
2022-06-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
June 13, 2022
Date of Report (Date of earliest event reported)
AYALA PHARMACEUTICALS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
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001-39279 |
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82-3578375 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission
File Number)
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(IRS Employer
Identification No.) |
Oppenheimer 4
Rehovot, Israel 7670104
(Address of Principal Executive Offices) (Zip Code)
(857) 444-0553
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, $0.01 par value per
share |
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AYLA |
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The Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07. |
Submission of Matters to a Vote of Security Holders.
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On June 13, 2022, Ayala Pharmaceuticals, Inc. (the “Company”)
held its Annual Meeting of Stockholders (the “Meeting”). A total of
10,659,177 shares of the Company’s common stock, $0.01 par value
per share (the “Common Stock”) were present in person or
represented by proxy at the Meeting, representing approximately
75.67% percent of the Company’s outstanding Common Stock as of the
April 18, 2022 record date. The following are the voting
results for the proposals considered and voted upon at the Meeting,
each of which were described in the Company’s Definitive Proxy
Statement filed with the Securities and Exchange Commission on
April 27, 2022.
Item 1 — Election of one Class II director for a term of
office expiring on the date of the annual meeting of stockholders
to be held in 2025 and until her respective successor has been duly
elected and qualified or until such director’s earlier death,
resignation or removal.
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Votes
FOR |
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Votes
WITHHELD |
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Broker Non-Votes |
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Roni Mamluk, Ph.D.
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7,064,838 |
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601,199 |
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2,993,140 |
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Item 2 — Ratification of the appointment of Kost Forer
Gabbay & Kasierer, a member of Ernst & Young
Global as the Company’s independent registered public accounting
firm for the year ending December 31, 2022.
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Votes FOR |
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Votes AGAINST |
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Votes ABSTAINED |
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Broker Non-Votes |
10,544,909 |
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21,148 |
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93,120 |
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0 |
Based on the foregoing votes, Roni Mamluk, Ph.D. was elected and
Item 2 was approved.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Date: June 14,
2022 |
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AYALA PHARMACEUTICALS, INC. |
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By: |
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/s/ Roni Mamluk
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Roni Mamluk, Ph.D. |
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President and Chief Executive
Officer |
Ayala Pharmaceuticals (NASDAQ:AYLA)
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