Amended Statement of Beneficial Ownership (sc 13d/a)
19 January 2023 - 08:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 11)
Under the Securities Exchange Act of 1934
Altamira
Therapeutics Ltd. |
(Name
of Issuer) |
|
Common
Stock, par value CHF 0.20 per share |
(Title
of Class of Securities) |
|
G0360L209 |
(CUSIP
Number) |
|
Thomas Meyer
Clarendon House, 2 Church Street
Hamilton HM 11, Bermuda
+1 (441) 295 59 50
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
|
|
January
3, 2023 |
(Date
of Event Which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See § 240.13d-7 for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (Entities Only):
Thomas Meyer
|
2. |
Check the Appropriate Box if a Member of a Group (See
Instructions):
(a) ☐
(b) ☐
|
3. |
SEC
Use Only |
|
|
4. |
Source of Funds (See Instructions):
PF
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e): ☐
|
6. |
Citizenship or Place of Organization:
Switzerland
|
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
|
7. |
Sole Voting Power:
84,106 *
|
8. |
Shared Voting Power:
0
|
9. |
Sole Dispositive Power:
84,106 *
|
10. |
Shared Dispositive Power:
0
|
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person:
84,106 *
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions): ☐
|
13. |
Percent of Class Represented by Amount in Row (11):
6.3% *
|
14. |
Type of Reporting Person (See Instructions):
IN
|
* |
The foregoing beneficial ownership
percentage is based upon 1,296,093 common shares, par value CHF 0.2
per share (the “Common Shares”) of Altamira Therapeutics
Ltd., a Bermuda corporation (the “Issuer”), issued and
outstanding as of January 12, 2023 based on information from the
Issuer. The Reporting Person beneficially owns 84,106 Common Shares
consisting of 51,999 Common Shares and warrants and options to
purchase up to 32,107 Common Shares exercisable within sixty (60)
days of the date hereof. |
Explanatory Note
This Amendment No. 11 (the “Amendment”) amends and
supplements the Schedule 13D filed by the Reporting Person (as
defined in the Schedule 13D) with the Securities and Exchange
Commission (the “SEC”) on April 3, 2018, as amended on July
23, 2018, as further amended on November 21, 2018, as further
amended on June 13, 2018, as further amended on August 12, 2019, as
further amended on August 20, 2020, as further amended on October
6, 2020, as further amended on December 4, 2020, as further amended
on May 21, 2021, as further amended on May 12, 2022 and as further
amended on September 13, 2022 (the “Schedule 13D”). Except
as specifically provided herein, this Amendment does not modify or
amend any of the information previously reported in the Schedule
13D. Capitalized terms used and not otherwise defined herein shall
have the meanings ascribed to such terms in the Schedule 13D.
Item
5. |
Interest
in Securities of the Issuer |
Item 5 of the Schedule 13D is hereby amended by deleting it in its
entirety and substituting the following in lieu thereof:
|
(a) |
The
information contained on the cover pages to the Schedule 13D is
incorporated by reference herein. As of the date hereof, there are
1,296,093 Common Shares outstanding. The Reporting Person
beneficially owns 84,106 Common Shares including Common Shares that
the Reporting Person has the right to acquire within sixty (60)
days of the date hereof upon exercise of outstanding options and
warrants. |
|
(b) |
The
Reporting Person holds sole power to vote and dispose over all of
the Common Shares of the Issuer that he beneficially
owns. |
|
(c) |
The
information provided in Item 3 and Item 4 of the Schedule 13D is
incorporated by reference herein. Except as described herein,
during the past sixty (60) days on or prior to January 3, 2023 (the
“Event Date”), and from the Event Date to the date hereof,
there were no other purchases or sales of Common Shares, or
securities convertible into or exchangeable for Common Shares, by
the Reporting Person or any person or entity for which the
Reporting Person possesses voting or dispositive control over the
securities thereof. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: January 18, 2023
|
/s/
Thomas Meyer |
|
Thomas
Meyer |
Attention: Intentional misstatements or omissions of fact
constitute
Federal criminal violations (See 18 U.S.C. 1001).
4
Auris Medical (NASDAQ:EARS)
Historical Stock Chart
From Feb 2023 to Mar 2023
Auris Medical (NASDAQ:EARS)
Historical Stock Chart
From Mar 2022 to Mar 2023