Current Report Filing (8-k)
14 March 2023 - 12:01AM
Edgar (US Regulatory)
0001570562false00015705622023-03-132023-03-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 13,
2023
EVOLUS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38381
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46-1385614
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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520 Newport Center Drive, Suite 1200
Newport Beach, California 92660
(Address of principal executive offices) (Zip Code)
(949) 284-4555
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of Class |
Trading Symbol(s) |
Name of each exchange on which registered |
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Common Stock, par value $0.00001 per share |
EOLS |
The Nasdaq Stock Market LLC
(Nasdaq Global Market)
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Indicate by check mark whether the registrant is an emerging growth
company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☑
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☑
Item 7.01 Regulation FD
Disclosure.
Evolus, Inc. (the “Company”) is aware of certain well-publicized
recent developments involving Silicon Valley Bank (“SVB”) and
Signature Bank ("Signature"). The Company does not hold any
deposits at SVB or Signature nor does it have any other direct
investments at SVB or Signature.
As provided in General Instruction B.2 of Form 8-K, the information
in this Item 7.01 of this Current Report on Form 8-K shall not be
deemed “filed” for purposes of Section 18 of the Exchange Act, or
otherwise subject to the liabilities of that section, nor shall it
be incorporated by reference into any registration statement or
other document filed under the Securities Act or the Exchange Act,
except as shall be expressly set forth by specific reference in
such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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Evolus, Inc.
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Dated: March 13, 2023
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/s/ David Moatazedi
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David Moatazedi
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President and Chief Executive Officer
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