Current Report Filing (8-k)
18 July 2022 - 9:20PM
Edgar (US Regulatory)
0001710340
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0001710340
2022-07-18
2022-07-18
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
July
18, 2022
Date
of Report (Date of earliest event reported)
ETON
PHARMACEUTICALS, INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-38738 |
|
37-1858472 |
(State
|
|
(Commission
|
|
(I.R.S.
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
Number) |
|
21925
W. Field Parkway, Suite 235 |
|
|
Deer
Park, Illinois 60010-7208 |
|
|
(Address
of principal executive offices) (Zip code) |
|
|
|
|
|
(847)
787-7361 |
|
|
(Registrant’s
telephone number, including area code) |
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, par value $0.001 per share |
|
ETON |
|
NASDAQ
Global Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
8.01 Other Events.
Eton announced that the U.S. Food and Drug Administration
(FDA) has approved ZONISADE™ (zonisamide oral suspension). ZONISADE™ was included in Eton’s multi-product
neurology oral solution partnership with Azurity Pharmaceuticals announced in February of 2021. Under the agreement, Eton
is entitled to receive an additional $5 million payment upon the launch of ZONISADE™, royalty on net sales, and up to $15
million of commercial milestones tied to the combined sales of all three products in the partnership. Azurity Pharmaceuticals
will be responsible for the commercialization of ZONISADE™, and no marketing expenses will be incurred by Eton.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
July 18, 2022 |
By: |
/s/
James Gruber |
|
|
James
Gruber |
|
|
Chief
Financial Officer and Secretary |
|
|
(Principal
Financial Officer)
|
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