Statement of Changes in Beneficial Ownership (4)
07 October 2022 - 06:56AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Schindler Philipp |
2. Issuer Name and Ticker or Trading
Symbol Alphabet Inc. [ GOOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SVP, Chief Business Officer |
(Last)
(First)
(Middle)
C/O ALPHABET INC., 1600 AMPHITHEATRE PRKW |
3. Date of Earliest Transaction (MM/DD/YYYY)
10/5/2022
|
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class C Capital Stock |
10/5/2022 |
|
S |
|
76678 |
D |
$100.7995 (1) |
226365 |
D |
|
Class C Google Stock Units (2) |
|
|
|
|
|
|
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303860 |
D |
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Class C Google Stock Units (3) |
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|
|
|
|
|
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24280 |
D |
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Class C Google Stock Units (4) |
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|
|
|
|
|
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118440 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $100.61 to $101.14, inclusive.
The Reporting Person undertakes to provide to any security holder
of Alphabet Inc. or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the ranges set forth in
this footnote. |
(2) |
The Class C Google Stock
Units (GSU) entitle the Reporting Person to receive one share of
Alphabet Inc. Class C Capital Stock for each share underlying the
GSU as GSU vests. 1/8th of the GSU grant vested on June 25, 2020
and an additional 1/16th will vest quarterly thereafter until fully
vested, in each case subject to continued employment on the
applicable vesting dates. |
(3) |
1/4th of the GSU grant will
vest on March 25, 2022 and an additional 1/4th will vest quarterly
thereafter until fully vested, in each case subject to continued
employment on the applicable vesting dates. |
(4) |
These GSUs will vest as
follows: 1/12th of the GSU grant will vest on March 25, 2022 and an
additional 1/12th will vest quarterly thereafter until fully
vested, in each case subject to continued employment on the
applicable vesting dates. |
Remarks:
Transaction reported in this Form 4 was effected pursuant to a Rule
10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Schindler Philipp
C/O ALPHABET INC.
1600 AMPHITHEATRE PRKW
MOUNTAIN VIEW, CA 94043 |
|
|
SVP, Chief Business Officer |
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Signatures
|
/s/ Valentina Margulis, as Attorney-in-Fact for
Philipp Schindler |
|
10/6/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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