Statement of Changes in Beneficial Ownership (4)
18 May 2023 - 6:07AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CCMP Capital, LP |
2. Issuer Name and Ticker or Trading Symbol
Hillman Solutions Corp.
[
HLMN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O CCMP CAPITAL ADVISORS, LP, 1 ROCKEFELLER PLAZA, 16TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/15/2023 |
(Street)
NEW YORK, NY 10020 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/15/2023 | | S | | 16263437 | D | $7.6888 | 0 | I | By CCMP Capital Investors III, L.P. (1)(2) |
Common Stock | 5/15/2023 | | S | | 975677 | D | $7.6888 | 0 | I | By CCMP Capital Investors III (Employee), L.P. (1)(2) |
Common Stock | 5/15/2023 | | S | | 5215886 | D | $7.6888 | 0 | I | By CCMP Co-Invest III A, L.P. (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | CCMP Co-Invest III A GP, LLC ("CCMP Co-Invest GP") is the general partner of CCMP Co-Invest III A, L.P. ("CCMP Co-Invest"). CCMP Capital Associates III, L.P. ("CCMP Capital Associates") is the general partner of each of CCMP Capital Investors III, L.P. ("CCMP Capital Investors") and CCMP Capital Investors III (Employee), L.P. ("CCMP Employee" and together with CCMP Capital Investors and CCMP Co-Invest, the "CCMP Investors"). The general partner of CCMP Capital Associates is CCMP Capital Associates III GP, LLC ("CCMP Capital Associates GP"). |
(2) | CCMP Capital Associates GP and CCMP Co-Invest GP are each wholly owned by CCMP Capital, LP. The general partner of CCMP Capital, LP is CCMP Capital GP, LLC. CCMP Capital GP, LLC ultimately exercises voting and dispositive power over the shares of common stock of Hillman Solutions Corp. held by the CCMP Investors. As a result, each of CCMP Capital Associates, CCMP Capital Associates GP, CCMP Co-Invest GP, CCMP Capital, LP and CCMP Capital GP, LLC may be deemed to share beneficial ownership with respect to certain of the shares of common stock of Hillman Solutions Corp. held by the CCMP Investors. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CCMP Capital, LP C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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CCMP Capital GP, LLC C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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CCMP Capital Investors III, L.P. C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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CCMP Capital Investors III (Employee), L.P. C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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CCMP Co-Invest III A, L.P. C/O CCMP CAPITAL ADVISORS, LP 200 PARK AVENUE, SUITE 1700 NEW YORK, NY 10166 |
| X |
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CCMP Capital Associates III, L.P. C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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CCMP Co-Invest III A GP, LLC C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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CCMP Capital Associates III GP, LLC C/O CCMP CAPITAL ADVISORS, LP 1 ROCKEFELLER PLAZA, 16TH FLOOR NEW YORK, NY 10020 |
| X |
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Signatures
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CCMP CAPITAL, LP, By: CCMP Capital GP, LLC, its general partner, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CAPITAL GP, LLC, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CAPITAL INVESTORS III, L.P., By: CCMP Capital Associates III, L.P., its general partner, By: CCMP Capital Associates III GP, LLC, its general partner, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CAPITAL INVESTORS III (EMPLOYEE), L.P., By: CCMP Capital Associates III, L.P., its general partner, By: CCMP Capital Associates III GP, LLC, its general partner, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CO-INVEST III A, L.P., By: CCMP Co-Invest III A GP, LLC, its general partner, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CO-INVEST III A GP, LLC, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CAPITAL ASSOCIATES III, L.P., By: CCMP Capital Associates III GP, LLC, its general partner, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
CCMP CAPITAL ASSOCIATES III GP, LLC, By: /s/ Joseph M. Scharfenberger, Title: Managing Partner | | 5/17/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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