MACOM Refinances Approximately 65% of Existing Convertible Notes with New Notes at 0% Coupon and 27.5% Conversion Premium
13 December 2024 - 11:00PM
Business Wire
MACOM Technology Solutions Holdings, Inc. (“MACOM” or the
“Company”) (Nasdaq: MTSI), a leading supplier of semiconductor
products, today announced that it has entered into separate,
privately negotiated exchange and subscription agreements with a
limited number of holders of its 0.25% convertible senior notes due
2026 (the “Existing Convertible Notes”) in each case pursuant to
exemptions from registration under the Securities Act of 1933, as
amended (the “Securities Act”). Pursuant to the Exchange and
Subscription Agreements, the Company will exchange approximately
$288.8 million in aggregate principal amount of the Existing
Convertible Notes for approximately $257.7 million in aggregate
principal amount of new 0.000% convertible senior notes due 2029
(the “New Convertible Notes”) and approximately 1.6 million shares
of the Company’s common stock, par value $0.001 per share (“Common
Stock” and, such exchanges, collectively, the “Exchange”). The
Company will issue approximately $86.6 million in aggregate
principal amount of New Convertible Notes in a private placement to
certain investors (the “Subscription” and, together with the
Exchange, the “Transactions”).
MACOM expects the Transactions to have a neutral impact on its
pro forma net leverage resulting in an increase of its cash balance
by $61.7 million, after fees and transaction expenses, and an
increase of its debt balance by $55.5 million.
The Transactions are expected to close concurrently on or about
December 19, 2024, subject to customary closing conditions. The
issuance of the New Convertible Notes will occur pursuant to an
indenture related to the New Convertible Notes, to be dated on or
around December 19, 2024, between the Company and U.S. Bank
National Association, as trustee.
The offer and sale of the New Convertible Notes and Common
Stock, including Common Stock issuable upon conversion, if any, are
not being registered under the Securities Act, or any state
securities laws. The New Convertible Notes and Common Stock,
including Common Stock issuable upon conversion, if any, may not be
offered or sold in the United States except pursuant to an
exemption from the registration requirements of the Securities Act
and any applicable state securities laws.
This press release does not constitute an offer to sell or a
solicitation of an offer to buy the securities described herein,
nor shall there be any sale of these securities, in any state or
jurisdiction in which such offer, solicitation or sale would be
unlawful prior to registration or qualification under the laws of
such jurisdiction.
J. Wood Capital Advisors LLC and Barclays Capital Inc. acted as
MACOM’s financial advisors in connection with the Transactions.
About MACOM
MACOM designs and manufactures high-performance semiconductor
products for the Industrial and Defense, Data Center and
Telecommunications industries. MACOM services over 6,000 customers
annually with a broad product portfolio that incorporates RF,
Microwave, Analog and Mixed Signal and Optical semiconductor
technologies. MACOM has achieved certification to the IATF16949
automotive standard, the AS9100D aerospace standard, the ISO9001
international quality standard and the ISO14001 environmental
management standard. MACOM operates facilities across the United
States, Europe, Asia and is headquartered in Lowell,
Massachusetts.
Special Note Regarding Forward-Looking Statements
This press release contains forward-looking statements. These
forward-looking statements include, among others, statements about
the expected use of proceeds from the Subscription, the expected
impact of the Transactions on MACOM’s pro forma net leverage and
the timing of the closing of the Transactions.
These forward-looking statements reflect MACOM’s current views
about future events and are subject to risks, uncertainties,
assumptions and changes in circumstances that may cause those
events or our actual activities or results to differ materially
from those indicated by the forward-looking statements, including
our ability to develop new products and achieve market acceptance
of those products; component shortages or other disruptions in our
supply chain, including as a result of geopolitical unrest or
otherwise; inflationary pressures; any failure to accurately
anticipate demand for our products and effectively manage our
inventory; our dependence on a limited number of customers; risks
related to any weakening of economic conditions; our ability to
compete effectively; and those other factors described in “Risk
Factors” in MACOM’s filings with the Securities and Exchange
Commission (“SEC”), including its Annual Report on Form 10-K, its
Quarterly Reports on Form 10-Q and other filings with the SEC.
These forward-looking statements speak only as of the date of this
press release, and MACOM undertakes no obligation to publicly
update or revise any forward-looking statement, whether as a result
of new information, future events or otherwise.
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version on businesswire.com: https://www.businesswire.com/news/home/20241213505725/en/
Company: MACOM Technology Solutions Holdings, Inc.
Stephen Ferranti Vice President, Corporate Development and Investor
Relations P: 978-656-2977 E: stephen.ferranti@macom.com
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