Amended Quarterly Report (10-q/a)
17 September 2022 - 6:01AM
Edgar (US Regulatory)
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2022
Q2
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2022-01-01
2022-06-30
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omeg:ClassAOrdinarySharesMember
2022-09-16
0001832010
omeg:ClassBOrdinarySharesMember
2022-09-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
x QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2022
¨ TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from
to
OMEGA ALPHA SPAC |
(Exact name of registrant as specified in its
charter)
|
Cayman Islands |
001-039840 |
98-1566615 |
(State or other jurisdiction of
incorporation or organization) |
(Commission
File Number) |
(I.R.S. Employer
Identification Number) |
888 Boylston Street, Suite 1111
Boston, MA |
02199 |
(Address of principal executive offices) |
(Zip Code) |
|
|
(857) 268-4429
Registrant’s telephone number, including area code |
Not Applicable |
(Former name or former address, if changed since
last report)
|
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class: |
|
Trading
Symbol: |
|
Name of Each Exchange
on Which Registered: |
Class A ordinary shares, $0.0001 par value per share |
|
OMEG |
|
The NASDAQ Capital Market LLC |
Indicate by check mark whether the registrant
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements
for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant
has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405
of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes x
No ¨
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company.
See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,”
and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
¨ |
Accelerated filer |
¨ |
Non-accelerated filer |
x |
Smaller reporting company |
x |
Emerging growth company |
x |
|
|
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Indicate by check mark whether the
registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes x No ¨
As of
September 16, 2022, 14,301,000 Class A ordinary shares, par value $0.0001 per share, and 3,450,000 Class B ordinary shares, par value
$0.0001 per share, were issued and outstanding.
EXPLANATORY NOTE
References throughout this Amendment
No. 1 to the Quarterly Report on Form 10-Q/A to “we,” “us,” the “Company” or
“our company” are to Omega Alpha SPAC unless the context otherwise indicates.
This Amendment No. 1 to the Quarterly Report on Form 10-Q/A (this
“Amendment No. 1”) amends the Quarterly Report on Form 10-Q of Omega Alpha SPAC (the “Company”) as
of and for the quarterly period ended June 30, 2022, as filed with the Securities and Exchange Commission (“SEC”) August 12,
2022 (the “Original 10-Q Filing”).
The Company has been informed by the SEC on September 9, 2022 of an
error resulting from the omission of the introductory language in the Certifications 31.1 and 31.2 referring to internal control over
financial reporting in paragraph 4 and paragraph 4(b) language referring to internal control over financial reporting included in the
Original 10-Q Filing.
We are filing this Amendment No. 1 to amend and restate the Original
10-Q Filing with modification as necessary to reflect the changes in the Certifications. The following items have been amended:
Exhibit 31.1. Certification of Chief Executive Officer Pursuant to Rule 13a-14 and 15d-14 under the Securities Exchange Act of 1934, as amended.
Exhibit 31.2. Certification of Chief Financial Officer Pursuant to Rule 13a-14 and 15d-14 under the Securities Exchange Act of 1934, as amended.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized
on this 16th day of September, 2022.
|
OMEGA ALPHA SPAC |
|
|
|
By: |
/s/ Otello Stampacchia |
|
|
Name: Otello Stampacchia |
|
|
Title: Chief Executive Officer |
|
|
|
|
By: |
/s/ Francesco Draetta |
|
|
Name: Francesco Draetta |
|
|
Title: Chief Financial Officer |
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