Initial Statement of Beneficial Ownership (3)
16 February 2023 - 8:19AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ramaswamy Ramesh |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/6/2023
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3. Issuer Name and Ticker or Trading Symbol
EchoStar CORP [SATS]
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(Last)
(First)
(Middle)
9601 S. MERIDIAN BLVD. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Executive VP - International / |
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(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 4069 | D | |
| Class A Common Stock | 1182 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee stock option (right to buy) | (1) | 7/1/2031 | Class A Common Stock | 8166 | $24.49 | D | |
| Employee stock option (right to buy) | (2) | 7/1/2031 | Class A Common Stock | 16834 | $24.49 | D | |
| Employee stock option (right to buy) | (3) | 10/1/2029 | Class A Common Stock | 12855 | $38.89 | D | |
| Employee stock option (right to buy) | (4) | 10/1/2029 | Class A Common Stock | 7145 | $38.89 | D | |
| Employee stock option (right to buy) | (5) | 10/1/2024 | Class A Common Stock | 11507 | $40.72 | D | |
| Explanation of Responses: |
| (1) | The option vests in two equal annual installments beginning on July 1, 2025. |
| (2) | The option vested as to 5,000 shares on July 1, 2022 and vests as to 5,000 shares on each of July 1, 2023 and 2024, and thereafter in two equal annual installments beginning on July 1, 2025. |
| (3) | The option vested as to 2,571 shares on each of October 1, 2020, 2021 and 2022 and vests as to 2,571 shares on each of October 1, 2023 and 2024. |
| (4) | The option vested as to 1,429 shares on each of October 1, 2020, 2021 and 2022, and will vest as to 1,429 shares on each of October 1, 2023 and 2024. |
| (5) | The option vested in five annual installments beginning on October 1, 2015 and became fully vested on October 1, 2019. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Ramaswamy Ramesh
9601 S. MERIDIAN BLVD.
ENGLEWOOD, CO 80112 |
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| Executive VP - International |
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Signatures
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| /s/ Ramesh Ramaswamy, by Dean Manson, his Attorney-in-Fact | | 2/15/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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